SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Brown George Garvin IV
(Last) (First) (Middle)
850 DIXIE HIGHWAY
(Street)
LOUISVILLE KY 40210
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BF'B ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
09/13/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 09/13/2013 J(1) 22,217 A $67.135 88,434(2) I 2012 GRAT
Class A Common 180,496(3) D
Class B Common 222,933 D
Class A Common 5,090 I 2010 GRAT
Class B Common 17,418 I 2010 GRAT
Class B Common 11,813.614 I By 401k
Class A Common 21 I By G. Garvin Brown III Estate
Class B Common 2,746 I By G. Garvin Brown III Estate
Class A Common 3,963,535 I CBGB-2 LP
Class B Common 540,883 I CBGB-2 LP
Class A Common 6,628 I Crummey Trust
Class B Common 2,269 I Crummey Trust
Class A Common 4,220(4) I GGB IV CLAT
Class B Common 78,300 I GGB4 2010 #1 LP
Class A Common 529,554 I GGB4 2010#1 LLC
Class A Common 496(4) I GGB4 2010#2 LLC
Class A Common 553,586(5) I GGB4 2012 LP
Class B Common 28,843 I GGB4 2012 LP
Class A Common 6,071 I Spouse's trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $22.49 05/01/2007 04/30/2014 Class B Common 3,089 3,089 D
Restricted Stock Units (6) 04/30/2014(7) (7) Class B Common 882 882 D
Restricted Stock Units (6) 04/30/2015(8) (8) Class B Common 3,312 3,312 D
Restricted Stock Units (6) 04/30/2016(9) (9) Class B Common 3,124 3,124 D
Restricted Stock Units (6) 04/30/2017(10) (10) Class B Common 3,936 3,936 D
Stock Appreciation Right $28.58 05/01/2008 04/30/2015 Class B Common 1,068 1,068 D
Stock Appreciation Right $34.95 05/01/2009 04/30/2016 Class B Common 1,467 1,467 D
Stock Appreciation Right $33.76 05/01/2010 04/30/2017 Class B Common 1,679 1,679 D
Stock Appreciation Right $35.51 05/01/2011 04/30/2018 Class B Common 1,542 1,542 D
Stock Appreciation Right $27.05 05/01/2012 04/30/2019 Class B Common 4,714 4,714 D
Explanation of Responses:
1. Represents exchange of shares for other assets between the insider's GRAT and a family trust for estate planning purposes, following the pro rata distribution of such shares on September 11, 2013, from the GGB4 2012 LP.
2. Total updated to reflect acquisition of 22,217 shares in a pro rata distribution from GGB4 2012 LP.
3. Total updated to reflect acquisition of 496 shares in a pro rata distribution from GGB4 2012 LP.
4. Shares acquired in a pro rata distribution from GGB4 2012 LP.
5. Total updated to reflect disposition of 49,646 shares in a pro rata distribution.
6. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
7. The restricted stock units vest April 30, 2014.
8. The restricted stock units vest April 30, 2015.
9. The restricted stock units vest April 30, 2016.
10. The restricted stock units vest April 30, 2017.
Holli H. Lewis, Atty. in Fact for George Garvin Brown IV 09/16/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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