0000919574-19-004570.txt : 20190711 0000919574-19-004570.hdr.sgml : 20190711 20190711171147 ACCESSION NUMBER: 0000919574-19-004570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190516 FILED AS OF DATE: 20190711 DATE AS OF CHANGE: 20190711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROSS RIVER CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001403043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35239 FILM NUMBER: 19951612 BUSINESS ADDRESS: STREET 1: 31 BAILEY AVENUE STREET 2: UNIT D CITY: RIDGEFIELD STATE: CT ZIP: 06877 BUSINESS PHONE: 203-702-1875 MAIL ADDRESS: STREET 1: 31 BAILEY AVENUE STREET 2: UNIT D CITY: RIDGEFIELD STATE: CT ZIP: 06877 FORMER NAME: FORMER CONFORMED NAME: CROSS RIVER CAPITAL LLC DATE OF NAME CHANGE: 20070613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cross River Management LLC CENTRAL INDEX KEY: 0001659129 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35239 FILM NUMBER: 19951613 BUSINESS ADDRESS: STREET 1: 31 BAILEY AVENUE STREET 2: UNIT D CITY: RIDGEFIELD STATE: CT ZIP: 06877 BUSINESS PHONE: 203-702-1875 MAIL ADDRESS: STREET 1: 31 BAILEY AVENUE STREET 2: UNIT D CITY: RIDGEFIELD STATE: CT ZIP: 06877 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cross River Partners LP CENTRAL INDEX KEY: 0001362224 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35239 FILM NUMBER: 19951614 BUSINESS ADDRESS: STREET 1: C/O CROSS RIVER MANAGEMENT LLC STREET 2: 31 BAILEY AVENUE, SUITE D CITY: RIDGEFIELD STATE: CT ZIP: 06877 BUSINESS PHONE: 203-438-0023 MAIL ADDRESS: STREET 1: C/O CROSS RIVER MANAGEMENT LLC STREET 2: 31 BAILEY AVENUE, SUITE D CITY: RIDGEFIELD STATE: CT ZIP: 06877 FORMER NAME: FORMER CONFORMED NAME: CROSS RIVER PARTNERS L P DATE OF NAME CHANGE: 20060509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURPHY RICHARD CENTRAL INDEX KEY: 0001450103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35239 FILM NUMBER: 19951615 MAIL ADDRESS: STREET 1: C/O CROSS RIVER CAPITAL MANAGEMENT LLC STREET 2: 31 BAILEY AVENUE, UNIT D CITY: RIDGEFIELD STATE: CT ZIP: 06877 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Francesca's Holdings CORP CENTRAL INDEX KEY: 0001399935 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 208874704 FISCAL YEAR END: 0202 BUSINESS ADDRESS: STREET 1: 8760 CLAY ROAD CITY: Houston STATE: TX ZIP: 77080 BUSINESS PHONE: 713-864-1358 MAIL ADDRESS: STREET 1: 8760 CLAY ROAD CITY: Houston STATE: TX ZIP: 77080 4 1 ownership.xml X0306 4 2019-05-16 0 0001399935 Francesca's Holdings CORP FRAN 0001403043 CROSS RIVER CAPITAL MANAGEMENT LLC 31 BAILEY AVENUE UNIT D RIDGEFIELD CT 06877 0 0 1 0 0001659129 Cross River Management LLC 31 BAILEY AVENUE UNIT D RIDGEFIELD CT 06877 0 0 1 0 0001362224 Cross River Partners LP C/O CROSS RIVER CAPITAL MANAGEMENT LLC 31 BAILEY AVENUE, UNIT D RIDGEFIELD CT 06877 0 0 1 0 0001450103 MURPHY RICHARD C/O CROSS RIVER CAPITAL MANAGEMENT LLC 31 BAILEY AVENUE, UNIT D RIDGEFIELD CT 06877 0 0 1 0 Common Stock 2019-05-16 4 P 0 20000 0.55 A 3653800 D Common Stock 2019-05-16 4 P 0 0 0 A 3653800 I See Footnote Common Stock 2019-05-20 4 P 0 78000 0.56 A 3731800 D Common Stock 2019-05-20 4 P 0 0 0 A 3731800 I See Footnote Common Stock 2019-05-21 4 P 0 78200 0.57 A 3810000 D Common Stock 2019-05-21 4 P 0 0 0 A 3810000 I See Footnote Common Stock 2019-05-22 4 P 0 175000 0.54 A 3985000 D Common Stock 2019-05-22 4 P 0 0 0 A 3985000 I See Footnote Common Stock 2019-05-23 4 P 0 80000 0.51 A 4065000 D Common Stock 2019-05-23 4 P 0 0 0 A 4065000 I See Footnote Common Stock 2019-05-24 4 P 0 25000 0.52 A 4090000 D Common Stock 2019-05-24 4 P 0 0 0 A 4090000 I See Footnote Common Stock 2019-05-29 4 P 0 20000 0.50 A 4110000 D Common Stock 2019-05-29 4 P 0 0 0 A 4110000 I See Footnote Common Stock 2019-06-03 4 P 0 15000 0.49 A 4125000 D Common Stock 2019-06-03 4 P 0 0 0 A 4125000 I See Footnote Common Stock 2019-06-04 4 P 0 10000 0.51 A 4135000 D Common Stock 2019-06-04 4 P 0 0 0 A 4135000 I See Footnote Common Stock 2019-06-05 4 P 0 5000 0.50 A 4140000 D Common Stock 2019-06-05 4 P 0 0 0 A 4140000 I See Footnote Common Stock 2019-06-06 4 P 0 70000 0.46 A 4210000 D Common Stock 2019-06-06 4 P 0 0 0 A 4210000 I See Footnote Common Stock 2019-06-10 4 P 0 15000 0.50 A 4225000 D Common Stock 2019-06-10 4 P 0 0 0 A 4225000 I See Footnote Common Stock 2019-06-11 4 P 0 45000 0.48 A 4270000 D Common Stock 2019-06-11 4 P 0 0 0 A 4270000 I See Footnote Common Stock 2019-06-12 4 P 0 15000 0.49 A 4285000 D Common Stock 2019-06-12 4 P 0 0 0 A 4285000 I See Footnote Common Stock 2019-06-18 4 P 0 5000 0.42 A 4290000 D Common Stock 2019-06-18 4 P 0 0 0 A 4290000 I See Footnote The reported securities are directly owned by Cross River Partners LP. The reported securities are directly owned by Cross River Partners LP (the "Partnership"), and may be deemed to be indirectly beneficially owned by: (i) Cross River Capital Management LLC, as the general partner of the Partnership (the "General Partner"); (ii) Cross River Management LLC, as the investment manager of the Partnership (the "Investment Manager"); and (iii) Richard Murphy, as the managing member of both the General Partner and the Investment Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. This constitutes the weighted average purchase price. The prices range from $0.54 to $0.55. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.56 to $0.57. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.55 to $0.58. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.53 to $0.55. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.50 to $0.53. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.50 to $0.53. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.49 to $0.50. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.48 to $0.53. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.51 to $0.52. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.50 to $0.50. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.45 to $0.48. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.49 to $0.50. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.47 to $0.49. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.49 to $0.50. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This constitutes the weighted average purchase price. The prices range from $0.42 to $0.42. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. This is the first part of a Form 4 filing for the Reporting Persons. There are two parts to this Form 4 filing because of the constraint of a 30 transaction line maximum for tables in a Form 4. Cross River Capital Management LLC By: /s/ Richard Murphy, Managing Member 2019-07-11 Cross River Management LLC By: /s/ Richard Murphy, Managing Member 2019-07-11 Cross River Partners LP By: /s/ Richard Murphy, Managing Member of Cross River Capital Management LLC, its General Partner 2019-07-11 /s/ Richard Murphy 2019-07-11