0001441557-13-000085.txt : 20131120 0001441557-13-000085.hdr.sgml : 20131120 20131120120515 ACCESSION NUMBER: 0001441557-13-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PSM HOLDINGS INC CENTRAL INDEX KEY: 0001362180 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 900332127 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5900 MOSTELLER DR., #11 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 BUSINESS PHONE: (405) 753-1900 MAIL ADDRESS: STREET 1: 5900 MOSTELLER DR., #11 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARGOLIES MICHAEL CENTRAL INDEX KEY: 0001493340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54988 FILM NUMBER: 131232241 MAIL ADDRESS: STREET 1: 601 S. FEDERAL HWY. STREET 2: SUITE 201 CITY: BOCA RATON STATE: FL ZIP: 33432 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-11-18 0 0001362180 PSM HOLDINGS INC PSMH 0001493340 MARGOLIES MICHAEL 1615 CONGRESS AVE. SUITE 103 DELRAY BEACH FL 33445 1 0 1 0 Common Stock 695630 D Common Stock 39741 I LLC Common Stock 2013-11-18 4 P 0 25000 0.28 A 720630 D Common Stock 2013-11-19 4 P 0 25000 0.29 A 745630 D Preferred Series A Stock 2013-02-04 Common Stock 9250000 9250000 I LLC Shares held by LB Consulting,LLC of which Mr. Margolies is the managing member. Mr. Margolies disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. No expiration date. The 3,700 shares of Series A Preferred Stock are convertible at the rate of 2,500 common for each share of preferred converted. The conversion rate is subject to change in the event of stock splits, dividends, reorganizations, or similar transactions, or if the Issuer issues shares below the conversion price. Preferred Series A Stock is convertible at no cost to the Preferred Shareholder. Preferred shares held by LB Merchant PSMH-1, LLC, of which Mr. Margolies is the managing member. Mr. Margolies disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. /s/Michael Margolies 2013-11-19