SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
BUCHI J KEVIN

(Last) (First) (Middle)
C/O TETRALOGIC PHARMACEUTICALS CORP
343 PHOENIXVILLE PIKE

(Street)
MALVERN PA 19355

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/11/2013
3. Issuer Name and Ticker or Trading Symbol
TETRALOGIC PHARMACEUTICALS CORP [ TLOG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to purchase) (1)(2) 10/02/2023 Common Stock 808,735 $6.12 D
Explanation of Responses:
1. Twenty-five percent (25%) of the shares, or 202,183 shares will vest on the earlier of the Company's initial public offering of common stock or September 1, 2014, and the balance of the shares becomes exercisable at the rate of 16,848 shares per month until all the stock is vested with 16,872 vested in the final month, beginning the earlier of the Company's initial public offering of common stock, or September 1, 2014. Vesting ceases if the employee is no longer an active full-time employee of the Company on the vesting date. If there is a change of control as defined in the Company's 2004 Equity Plan, the entire unvested portion of the shares shall become immediately vested. (See footnote 2 for continuation of this footnote).
2. Also, upon the Employee's death, Permanent Disability, Termination Without Cause or Termination for Good Reason as defined in the employee's employment agreement, the entire unvested portion of the Option shall become immediately vested if the employee was an active full-time employee of the Company immediately before the applicable vesting termination event.
Remarks:
/s/ Richard L. Sherman, Attorney-In-Fact for J. Kevin Buchi 12/11/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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