0001085146-18-002449.txt : 20181031 0001085146-18-002449.hdr.sgml : 20181031 20181031161951 ACCESSION NUMBER: 0001085146-18-002449 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181031 DATE AS OF CHANGE: 20181031 EFFECTIVENESS DATE: 20181031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 181150578 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001359371 XXXXXXXX 09-30-2018 09-30-2018 false 3D ASSET MANAGEMENT, INC

100 CONSTITUTION PLAZA SUITE 700 HARTFORD CT 06103

13F HOLDINGS REPORT 028-14052 N John O'Connor 860-291-1998 /s/ John O'Connor Hartford CT 10-31-2018 0 60 441740 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 482 20284 SH SOLE 20284 0 0 DBX ETF TR XTRACK MUN INFRA 233051705 11596 443220 SH SOLE 443220 0 0 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 272 7533 SH SOLE 7533 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 10766 224056 SH SOLE 224056 0 0 FLEXSHARES TR MSTAR EMKT FAC 33939L308 17441 336626 SH SOLE 336626 0 0 FLEXSHARES TR CUR HDG EM IDX 33939L712 279 9920 SH SOLE 9920 0 0 FLEXSHARES TR GLB QLT R/E IDX 33939L787 15309 249703 SH SOLE 249703 0 0 FLEXSHARES TR INTL QLTDV IDX 33939L837 14704 611918 SH SOLE 611918 0 0 FLEXSHARES TR QLT DIV DEF IDX 33939L845 33664 719170 SH SOLE 719170 0 0 GLOBAL X FDS FTSE NORDIC REG 37950E101 15640 1170672 SH SOLE 1170672 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 328 14347 SH SOLE 14347 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 30182 1021052 SH SOLE 1021052 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 436 21003 SH SOLE 21003 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 743 37545 SH SOLE 37545 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 719 35537 SH SOLE 35537 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 528 25551 SH SOLE 25551 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1435 28969 SH SOLE 28969 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 922 39787 SH SOLE 39787 0 0 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 10648 427791 SH SOLE 427791 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 551 2964 SH SOLE 2964 0 0 ISHARES INC CORE MSCI EMKT 46434G103 547 10564 SH SOLE 10564 0 0 ISHARES TR CORE S&P500 ETF 464287200 1005 3434 SH SOLE 3434 0 0 ISHARES TR CORE S&P MCP ETF 464287507 4492 22315 SH SOLE 22315 0 0 ISHARES TR COHEN STEER REIT 464287564 311 3103 SH SOLE 3103 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 527 4158 SH SOLE 4158 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 389 2922 SH SOLE 2922 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 420 1951 SH SOLE 1951 0 0 ISHARES TR S&P SML 600 GWT 464287887 486 2411 SH SOLE 2411 0 0 ISHARES TR NATIONAL MUN ETF 464288414 11040 102278 SH SOLE 102278 0 0 ISHARES TR INTRM TR CRP ETF 464288638 561 10569 SH SOLE 10569 0 0 ISHARES TR MIN VOL USA ETF 46429B697 1903 33367 SH SOLE 33367 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 225 2278 SH SOLE 2278 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 35711 300093 SH SOLE 300093 0 0 ISHARES TR INTL MOMENTUM FT 46434V449 397 13048 SH SOLE 13048 0 0 ISHARES TR INTL VALUE FACTR 46435G409 31168 1225181 SH SOLE 1225181 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 343 4485 SH SOLE 4485 0 0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 2146 58805 SH SOLE 58805 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 407 15842 SH SOLE 15842 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 379 11302 SH SOLE 11302 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 729 17470 SH SOLE 17470 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 337 6244 SH SOLE 6244 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 536 15400 SH SOLE 15400 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 475 13821 SH SOLE 13821 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 8391 272509 SH SOLE 272509 0 0 SPDR SER TR KENSHO FUTURE 78468R671 346 9599 SH SOLE 9599 0 0 SPDR SER TR KENSHO INTELGN 78468R697 337 10911 SH SOLE 10911 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1208 40041 SH SOLE 40041 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 238 2547 SH SOLE 2547 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1005 7055 SH SOLE 7055 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 33244 300363 SH SOLE 300363 0 0 WISDOMTREE TR EMERG CUR STR FD 97717W133 555 30479 SH SOLE 30479 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 694 15210 SH SOLE 15210 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 472 10810 SH SOLE 10810 0 0 WISDOMTREE TR US SMALLCP ERNGS 97717W562 36745 922312 SH SOLE 922312 0 0 WISDOMTREE TR US MIDCP EARNING 97717W570 18806 454684 SH SOLE 454684 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 39583 556409 SH SOLE 556409 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 300 4575 SH SOLE 4575 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 607 10608 SH SOLE 10608 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 37717 779931 SH SOLE 779931 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 313 4956 SH SOLE 4956 0 0