0001085146-18-001813.txt : 20180802 0001085146-18-001813.hdr.sgml : 20180802 20180802144001 ACCESSION NUMBER: 0001085146-18-001813 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180802 DATE AS OF CHANGE: 20180802 EFFECTIVENESS DATE: 20180802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 18987777 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001359371 XXXXXXXX 06-30-2018 06-30-2018 false 3D ASSET MANAGEMENT, INC

100 CONSTITUTION PLAZA SUITE 700 HARTFORD CT 06103

13F HOLDINGS REPORT 028-14052 N John O'Connor 860-291-1998 /s/ John O'Connor Hartford CT 08-02-2018 0 58 418052 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 478 19621 SH SOLE 19621 0 0 DBX ETF TR XTRACK MUN INFRA 233051705 11736 442509 SH SOLE 442509 0 0 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 8991 235189 SH SOLE 235189 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 10726 224528 SH SOLE 224528 0 0 FLEXSHARES TR CUR HDG EM IDX 33939L712 17497 605013 SH SOLE 605013 0 0 FLEXSHARES TR GLB QLT R/E IDX 33939L787 15301 245450 SH SOLE 245450 0 0 FLEXSHARES TR INTL QLTDV IDX 33939L837 14587 599556 SH SOLE 599556 0 0 FLEXSHARES TR QLT DIV DEF IDX 33939L845 31723 712235 SH SOLE 712235 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 15186 1140055 SH SOLE 1140055 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 293 13292 SH SOLE 13292 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 29166 992727 SH SOLE 992727 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 470 22622 SH SOLE 22622 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 524 25357 SH SOLE 25357 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 738 37315 SH SOLE 37315 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1396 29451 SH SOLE 29451 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 970 42337 SH SOLE 42337 0 0 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 10645 428380 SH SOLE 428380 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 473 2753 SH SOLE 2753 0 0 ISHARES INC CORE MSCI EMKT 46434G103 578 11005 SH SOLE 11005 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 242 2429 SH SOLE 2429 0 0 ISHARES TR COHEN STEER REIT 464287564 327 3272 SH SOLE 3272 0 0 ISHARES TR CORE S&P MCP ETF 464287507 4150 21307 SH SOLE 21307 0 0 ISHARES TR CORE S&P500 ETF 464287200 981 3594 SH SOLE 3594 0 0 ISHARES TR INTL MOMENTUM FT 46434V449 358 12069 SH SOLE 12069 0 0 ISHARES TR INTL VALUE FACTR 46435G409 28537 1141254 SH SOLE 1141254 0 0 ISHARES TR INTRMD CR BD ETF 464288638 549 5170 SH SOLE 5170 0 0 ISHARES TR MIN VOL USA ETF 46429B697 1842 34649 SH SOLE 34649 0 0 ISHARES TR NATIONAL MUN ETF 464288414 10762 98694 SH SOLE 98694 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 515 4244 SH SOLE 4244 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 437 2138 SH SOLE 2138 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 385 2916 SH SOLE 2916 0 0 ISHARES TR S&P SML 600 GWT 464287887 423 2236 SH SOLE 2236 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 31248 284853 SH SOLE 284853 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 285 4485 SH SOLE 4485 0 0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 865 24820 SH SOLE 24820 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 423 16325 SH SOLE 16325 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 384 11613 SH SOLE 11613 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 751 17974 SH SOLE 17974 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 344 6271 SH SOLE 6271 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 501 14179 SH SOLE 14179 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 436 12702 SH SOLE 12702 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 8506 276633 SH SOLE 276633 0 0 SPDR SER TR KENSHO FUTURE 78468R671 295 8946 SH SOLE 8946 0 0 SPDR SER TR KENSHO INTELGN 78468R697 296 10160 SH SOLE 10160 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 229 2438 SH SOLE 2438 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1343 44537 SH SOLE 44537 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 884 6575 SH SOLE 6575 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 30881 297418 SH SOLE 297418 0 0 WISDOMTREE TR BARCLYS YLD AGGR 97717X511 38128 786787 SH SOLE 786787 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 471 10988 SH SOLE 10988 0 0 WISDOMTREE TR EMERG CUR STR FD 97717W133 591 31835 SH SOLE 31835 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 742 15553 SH SOLE 15553 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 326 5169 SH SOLE 5169 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 631 11054 SH SOLE 11054 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 306 4694 SH SOLE 4694 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 37465 520702 SH SOLE 520702 0 0 WISDOMTREE TR US MIDCP EARNING 97717W570 5031 125247 SH SOLE 125247 0 0 WISDOMTREE TR US SMALLCP ERNGS 97717W562 35704 922832 SH SOLE 922832 0 0