0001085146-18-001264.txt : 20180508 0001085146-18-001264.hdr.sgml : 20180508 20180508104714 ACCESSION NUMBER: 0001085146-18-001264 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180508 DATE AS OF CHANGE: 20180508 EFFECTIVENESS DATE: 20180508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 18813377 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001359371 XXXXXXXX 03-31-2018 03-31-2018 false 3D ASSET MANAGEMENT, INC

100 CONSTITUTION PLAZA SUITE 700 HARTFORD CT 06103

13F HOLDINGS REPORT 028-14052 N John O'Connor 860-291-1998 /s/ John O'Connor Hartford CT 05-08-2018 0 55 423257 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 498 20467 SH SOLE 20467 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 299 100 SH SOLE 100 0 0 CLAYMORE EXCHANGE TRD FD TR GUGENHIM 2025 18383M191 1025 51189 SH SOLE 51189 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 487 23414 SH SOLE 23414 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2022 18383M258 524 25245 SH SOLE 25245 0 0 DBX ETF TR XTRACK MUN INFRA 233051705 11081 420135 SH SOLE 420135 0 0 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 20073 447199 SH SOLE 447199 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 10748 223468 SH SOLE 223468 0 0 FLEXSHARES TR CUR HDG EM IDX 33939L712 18825 605794 SH SOLE 605794 0 0 FLEXSHARES TR GLB QLT R/E IDX 33939L787 14814 245162 SH SOLE 245162 0 0 FLEXSHARES TR INTL QLTDV IDX 33939L837 15541 590252 SH SOLE 590252 0 0 FLEXSHARES TR QLT DIV DEF IDX 33939L845 30728 716075 SH SOLE 716075 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 13232 1124327 SH SOLE 1124327 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 29833 1000241 SH SOLE 1000241 0 0 ISHARES INC CORE MSCI EMKT 46434G103 660 11301 SH SOLE 11301 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 248 2475 SH SOLE 2475 0 0 ISHARES TR COHEN STEER REIT 464287564 308 3304 SH SOLE 3304 0 0 ISHARES TR CORE S&P500 ETF 464287200 1054 3970 SH SOLE 3970 0 0 ISHARES TR INTL VALUE FACTR 46435G409 29809 1138313 SH SOLE 1138313 0 0 ISHARES TR INTRMD CR BD ETF 464288638 547 5105 SH SOLE 5105 0 0 ISHARES TR MIN VOL USA ETF 46429B697 1919 36948 SH SOLE 36948 0 0 ISHARES TR NATIONAL MUN ETF 464288414 10280 94374 SH SOLE 94374 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 558 4651 SH SOLE 4651 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 450 2361 SH SOLE 2361 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 392 3218 SH SOLE 3218 0 0 ISHARES TR S&P SML 600 GWT 464287887 453 2607 SH SOLE 2607 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 30897 291856 SH SOLE 291856 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 265 4485 SH SOLE 4485 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1388 29549 SH SOLE 29549 0 0 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 10657 423605 SH SOLE 423605 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 990 42798 SH SOLE 42798 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 650 4057 SH SOLE 4057 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 482 16802 SH SOLE 16802 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 402 11924 SH SOLE 11924 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 714 18662 SH SOLE 18662 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 337 6132 SH SOLE 6132 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 210 5335 SH SOLE 5335 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 330 9318 SH SOLE 9318 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 8415 273975 SH SOLE 273975 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 235 2731 SH SOLE 2731 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1359 44986 SH SOLE 44986 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 754 5819 SH SOLE 5819 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 30822 298858 SH SOLE 298858 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 207 4671 SH SOLE 4671 0 0 WISDOMTREE INVTS INC COM 97717P104 102 11146 SH SOLE 11146 0 0 WISDOMTREE TR BARCLYS YLD AGGR 97717X511 38030 771814 SH SOLE 771814 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 549 11480 SH SOLE 11480 0 0 WISDOMTREE TR EMERG CUR STR FD 97717W133 674 33854 SH SOLE 33854 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 883 16343 SH SOLE 16343 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 319 5087 SH SOLE 5087 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 670 11244 SH SOLE 11244 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 342 4976 SH SOLE 4976 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 39605 518424 SH SOLE 518424 0 0 WISDOMTREE TR US MIDCP EARNING 97717W570 5090 131600 SH SOLE 131600 0 0 WISDOMTREE TR US SMALLCP ERNGS 97717W562 33493 937830 SH SOLE 937830 0 0