0001085146-18-000597.txt : 20180213 0001085146-18-000597.hdr.sgml : 20180213 20180213081812 ACCESSION NUMBER: 0001085146-18-000597 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 EFFECTIVENESS DATE: 20180213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 18599193 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001359371 XXXXXXXX 12-31-2017 12-31-2017 false 3D ASSET MANAGEMENT, INC

100 CONSTITUTION PLAZA SUITE 700 HARTFORD CT 06103

13F HOLDINGS REPORT 028-14052 N John O'Connor 860-291-1998 /s/ John O'Connor Hartford CT 02-12-2018 0 51 430015 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 529 21660 SH SOLE 21660 0 0 CLAYMORE EXCHANGE TRD FD TR GUGENHIM 2025 18383M191 1052 50799 SH SOLE 50799 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 454 21481 SH SOLE 21481 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2022 18383M258 407 19240 SH SOLE 19240 0 0 DBX ETF TR XTRACK MUN INFRA 233051705 10071 370836 SH SOLE 370836 0 0 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 20180 465627 SH SOLE 465627 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 10373 215922 SH SOLE 215922 0 0 FLEXSHARES TR CUR HDG EM IDX 33939L712 18965 614755 SH SOLE 614755 0 0 FLEXSHARES TR GLB QLT R/E IDX 33939L787 15307 243860 SH SOLE 243860 0 0 FLEXSHARES TR INTL QLTDV IDX 33939L837 15895 593313 SH SOLE 593313 0 0 FLEXSHARES TR QLT DIV DEF IDX 33939L845 31978 724807 SH SOLE 724807 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 14115 1038655 SH SOLE 1038655 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 30379 1012620 SH SOLE 1012620 0 0 ISHARES INC CORE MSCI EMKT 46434G103 687 12075 SH SOLE 12075 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 245 2452 SH SOLE 2452 0 0 ISHARES TR COHEN STEER REIT 464287564 325 3211 SH SOLE 3211 0 0 ISHARES TR CORE S&P500 ETF 464287200 1183 4402 SH SOLE 4402 0 0 ISHARES TR INTL VALUE FACTR 46435G409 30814 1165853 SH SOLE 1165853 0 0 ISHARES TR INTRMD CR BD ETF 464288638 555 5082 SH SOLE 5082 0 0 ISHARES TR MIN VOL USA ETF 46429B697 2021 38290 SH SOLE 38290 0 0 ISHARES TR NATIONAL MUN ETF 464288414 9158 82697 SH SOLE 82697 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 609 4896 SH SOLE 4896 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 451 2416 SH SOLE 2416 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 458 3646 SH SOLE 3646 0 0 ISHARES TR S&P SML 600 GWT 464287887 206 1209 SH SOLE 1209 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 33414 323997 SH SOLE 323997 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 296 4485 SH SOLE 4485 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1543 32320 SH SOLE 32320 0 0 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 10487 408707 SH SOLE 408707 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1070 46435 SH SOLE 46435 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 293 1881 SH SOLE 1881 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 498 17815 SH SOLE 17815 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 433 12710 SH SOLE 12710 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 807 19399 SH SOLE 19399 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 388 7005 SH SOLE 7005 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 8225 268183 SH SOLE 268183 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 274 2925 SH SOLE 2925 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1449 47648 SH SOLE 47648 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 352 2760 SH SOLE 2760 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 32149 302377 SH SOLE 302377 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 245 5459 SH SOLE 5459 0 0 WISDOMTREE TR BARCLYS YLD AGGR 97717X511 37793 745130 SH SOLE 745130 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 573 12644 SH SOLE 12644 0 0 WISDOMTREE TR EMERG CUR STR FD 97717W133 689 35454 SH SOLE 35454 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 911 17461 SH SOLE 17461 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 336 5266 SH SOLE 5266 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 696 11760 SH SOLE 11760 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 379 5494 SH SOLE 5494 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 40257 524174 SH SOLE 524174 0 0 WISDOMTREE TR US MIDCP EARNING 97717W570 5525 139240 SH SOLE 139240 0 0 WISDOMTREE TR US SMALLCP ERNGS 97717W562 34516 952958 SH SOLE 952958 0 0