0001085146-17-002213.txt : 20171106 0001085146-17-002213.hdr.sgml : 20171106 20171106133608 ACCESSION NUMBER: 0001085146-17-002213 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171106 DATE AS OF CHANGE: 20171106 EFFECTIVENESS DATE: 20171106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 171178995 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001359371 XXXXXXXX 09-30-2017 09-30-2017 false 3D ASSET MANAGEMENT, INC

100 CONSTITUTION PLAZA SUITE 700 HARTFORD CT 06103

13F HOLDINGS REPORT 028-14052 N John O'Connor 860-291-1998 /s/ John O'Connor Hartford CT 10-27-2017 0 53 420516 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 505 21697 SH SOLE 21697 0 0 CLAYMORE EXCHANGE TRD FD TR GUGENHIM 2025 18383M191 1060 51018 SH SOLE 51018 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 481 22521 SH SOLE 22521 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2022 18383M258 270 12589 SH SOLE 12589 0 0 DBX ETF TR INFRSTR REV FD 233051705 9630 359614 SH SOLE 359614 0 0 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 20032 483857 SH SOLE 483857 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 10355 214880 SH SOLE 214880 0 0 FLEXSHARES TR CUR HDG EM IDX 33939L712 18606 627928 SH SOLE 627928 0 0 FLEXSHARES TR GLB QLT R/E IDX 33939L787 14961 242007 SH SOLE 242007 0 0 FLEXSHARES TR INTL QLTDV IDX 33939L837 15617 595608 SH SOLE 595608 0 0 FLEXSHARES TR QLT DIV DEF IDX 33939L845 30301 729617 SH SOLE 729617 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 13653 990096 SH SOLE 990096 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 29663 1022497 SH SOLE 1022497 0 0 ISHARES INC CORE MSCI EMKT 46434G103 737 13639 SH SOLE 13639 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 266 2654 SH SOLE 2654 0 0 ISHARES TR COHEN STEER REIT 464287564 346 3440 SH SOLE 3440 0 0 ISHARES TR CORE S&P500 ETF 464287200 1143 4518 SH SOLE 4518 0 0 ISHARES TR INTL VALUE FACTR 46435G409 29516 1166658 SH SOLE 1166658 0 0 ISHARES TR INTRMD CR BD ETF 464288638 554 5032 SH SOLE 5032 0 0 ISHARES TR MIN VOL USA ETF 46429B697 2017 40070 SH SOLE 40070 0 0 ISHARES TR NATIONAL MUN ETF 464288414 8796 79337 SH SOLE 79337 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 607 5119 SH SOLE 5119 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 474 2647 SH SOLE 2647 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 457 3678 SH SOLE 3678 0 0 ISHARES TR S&P SML 600 GWT 464287887 201 1222 SH SOLE 1222 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 32354 338152 SH SOLE 338152 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 261 4485 SH SOLE 4485 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 297 2914 SH SOLE 2914 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1500 32768 SH SOLE 32768 0 0 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 10694 410531 SH SOLE 410531 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1084 46817 SH SOLE 46817 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 278 1914 SH SOLE 1914 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 486 18056 SH SOLE 18056 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 429 12811 SH SOLE 12811 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 824 20023 SH SOLE 20023 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 387 6998 SH SOLE 6998 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 8091 263197 SH SOLE 263197 0 0 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 1489 48543 SH SOLE 48543 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 264 2857 SH SOLE 2857 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 337 2766 SH SOLE 2766 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 30649 307039 SH SOLE 307039 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 238 5493 SH SOLE 5493 0 0 WISDOMTREE INVTS INC COM 97717P104 112 11034 SH SOLE 11034 0 0 WISDOMTREE TR BARCLYS YLD AGGR 97717X511 37670 742711 SH SOLE 742711 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 548 12751 SH SOLE 12751 0 0 WISDOMTREE TR EMERG CUR STR FD 97717W133 701 36972 SH SOLE 36972 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 879 17930 SH SOLE 17930 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 387 5980 SH SOLE 5980 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 752 13312 SH SOLE 13312 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 378 5696 SH SOLE 5696 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 39542 534706 SH SOLE 534706 0 0 WISDOMTREE TR US MIDCP EARNING 97717W570 5495 147559 SH SOLE 147559 0 0 WISDOMTREE TR US SMALLCP ERNGS 97717W562 34142 976317 SH SOLE 976317 0 0