0001085146-17-001523.txt : 20170719 0001085146-17-001523.hdr.sgml : 20170719 20170719140052 ACCESSION NUMBER: 0001085146-17-001523 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170719 DATE AS OF CHANGE: 20170719 EFFECTIVENESS DATE: 20170719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 17972057 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001359371 XXXXXXXX 06-30-2017 06-30-2017 false 3D ASSET MANAGEMENT, INC

100 CONSTITUTION PLAZA SUITE 700 HARTFORD CT 06103

13F HOLDINGS REPORT 028-14052 N John O'Connor 860-291-1998 /s/ John O'Connor Hartford CT 07-19-2017 0 52 392947 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 481 21202 SH SOLE 21202 0 0 CLAYMORE EXCHANGE TRD FD TR GUGENHIM 2025 18383M191 1046 50656 SH SOLE 50656 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 498 23374 SH SOLE 23374 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2022 18383M258 222 10429 SH SOLE 10429 0 0 DBX ETF TR INFRSTR REV FD 233051705 9377 352720 SH SOLE 352720 0 0 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 18081 490271 SH SOLE 490271 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 9971 206088 SH SOLE 206088 0 0 FLEXSHARES TR CUR HDG EM IDX 33939L712 17218 608639 SH SOLE 608639 0 0 FLEXSHARES TR GLB QLT R/E IDX 33939L787 13889 231752 SH SOLE 231752 0 0 FLEXSHARES TR INTL QLTDV IDX 33939L837 14612 580312 SH SOLE 580312 0 0 FLEXSHARES TR QLT DIV DEF IDX 33939L845 28061 693032 SH SOLE 693032 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 12514 906816 SH SOLE 906816 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 27071 977998 SH SOLE 977998 0 0 ISHARES INC CORE MSCI EMKT 46434G103 778 15556 SH SOLE 15556 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 263 2621 SH SOLE 2621 0 0 ISHARES TR COHEN&STEER REIT 464287564 349 3451 SH SOLE 3451 0 0 ISHARES TR CORE S&P500 ETF 464287200 1125 4620 SH SOLE 4620 0 0 ISHARES TR INTERM CR BD ETF 464288638 549 5000 SH SOLE 5000 0 0 ISHARES TR INTL VALUE FACTR 46435G409 27067 1121910 SH SOLE 1121910 0 0 ISHARES TR MIN VOL USA ETF 46429B697 1983 40537 SH SOLE 40537 0 0 ISHARES TR NATIONAL MUN ETF 464288414 8564 77773 SH SOLE 77773 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 606 5208 SH SOLE 5208 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 456 2701 SH SOLE 2701 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 447 3758 SH SOLE 3758 0 0 ISHARES TR SP SMCP600GR ETF 464287887 410 2629 SH SOLE 2629 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 29738 334545 SH SOLE 334545 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1528 34804 SH SOLE 34804 0 0 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 10515 401956 SH SOLE 401956 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1100 48084 SH SOLE 48084 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 567 4122 SH SOLE 4122 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 456 18459 SH SOLE 18459 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 415 13163 SH SOLE 13163 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 834 20330 SH SOLE 20330 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 391 7328 SH SOLE 7328 0 0 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 329 4933 SH SOLE 4933 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 307 9197 SH SOLE 9197 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 7749 252195 SH SOLE 252195 0 0 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 1518 49556 SH SOLE 49556 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 270 2904 SH SOLE 2904 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 675 5733 SH SOLE 5733 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 28490 295053 SH SOLE 295053 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 243 5886 SH SOLE 5886 0 0 WISDOMTREE TR BARCLYS YLD AGGR 97717X511 35764 708191 SH SOLE 708191 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 537 13221 SH SOLE 13221 0 0 WISDOMTREE TR EMERG CUR STR FD 97717W133 689 36939 SH SOLE 36939 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 822 17970 SH SOLE 17970 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 414 6637 SH SOLE 6637 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 799 14992 SH SOLE 14992 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 367 5762 SH SOLE 5762 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 36028 518214 SH SOLE 518214 0 0 WISDOMTREE TR US MIDCP EARNING 97717W570 5463 153079 SH SOLE 153079 0 0 WISDOMTREE TR US SMALLCP ERNGS 97717W562 31301 953507 SH SOLE 953507 0 0