0001085146-17-000993.txt : 20170419 0001085146-17-000993.hdr.sgml : 20170419 20170419172846 ACCESSION NUMBER: 0001085146-17-000993 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170419 DATE AS OF CHANGE: 20170419 EFFECTIVENESS DATE: 20170419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 17770792 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001359371 XXXXXXXX 03-31-2017 03-31-2017 3D ASSET MANAGEMENT, INC

100 CONSTITUTION PLAZA SUITE 700 HARTFORD CT 06103

13F HOLDINGS REPORT 028-14052 N John O'Connor 860 291-1998 /s/ John O'Connor Hartford CT 04-19-2017 0 52 385973 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLCDJUBS CMDT ETN3606738C77850021258SHSOLE 2125800CLAYMORE EXCHANGE TRD FD TRGUGENHIM 202518383M19127913750SHSOLE 1375000CLAYMORE EXCHANGE TRD FD TRGUGG BULSH 202218383M25821810366SHSOLE 1036600CLAYMORE EXCHANGE TRD FD TRGUGG BULSH 202118383M26626312418SHSOLE 1241800DBX ETF TRINFRSTR REV FD2330517058890341925SHSOLE 34192500FIRST TR EXCH TRD ALPHA FD IEM SML CP ALPH33737J30718495508395SHSOLE 50839500FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D3099519196708SHSOLE 19670800FLEXSHARES TRCUR HDG EM IDX33939L71216850618475SHSOLE 61847500FLEXSHARES TRGLB QLT R/E IDX33939L78713547234776SHSOLE 23477600FLEXSHARES TRINTL QLTDV IDX33939L83714469595179SHSOLE 59517900FLEXSHARES TRQLT DIV DEF IDX33939L84527860694760SHSOLE 69476000GLOBAL X FDSGLB X MLP ENRG I37950E22612886873638SHSOLE 87363800GOLDMAN SACHS ETF TRACTIVEBETA INT381430107264141009317SHSOLE 100931700ISHARES INCCORE MSCI EMKT46434G10383417448SHSOLE 1744800ISHARES TRCORE S&P500 ETF46428720011114683SHSOLE 468300ISHARES TRCOHEN&STEER REIT4642875643523531SHSOLE 353100ISHARES TRRUS 1000 VAL ETF4642875986105308SHSOLE 530800ISHARES TRRUS 2000 VAL ETF4642876304453765SHSOLE 376500ISHARES TRRUS 2000 GRW ETF4642876484482773SHSOLE 277300ISHARES TRSP SMCP600GR ETF4642878876204050SHSOLE 405000ISHARES TRNATIONAL MUN ETF464288414811974522SHSOLE 7452200ISHARES TRINTERM CR BD ETF4642886385414969SHSOLE 496900ISHARES TRMIN VOL USA ETF46429B697199941884SHSOLE 4188400ISHARES TR0-5 YR TIPS ETF46429B7472702658SHSOLE 265800ISHARES TRUSA MOMENTUM FCT46432F39628506344900SHSOLE 34490000ISHARES TRINTL VALUE FACTR46435G409264961132792SHSOLE 113279200POWERSHARES ETF TR IIVAR RATE PFD POR73937B5979841386697SHSOLE 38669700POWERSHARES ETF TR IIS&P500 LOW VOL73937B779151034730SHSOLE 3473000POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769113448770SHSOLE 4877000POWERSHARES QQQ TRUSTUNIT SER 173935A1048356305SHSOLE 630500SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470644818685SHSOLE 1868500SCHWAB STRATEGIC TRINTL EQTY ETF80852480539713297SHSOLE 1329700SCHWAB STRATEGIC TRUS REIT ETF80852484783920571SHSOLE 2057100SCHWAB STRATEGIC TRUS TIPS ETF8085248704057290SHSOLE 729000SPDR INDEX SHS FDSEMERG MKTS ETF78463X5094807483SHSOLE 748300SPDR INDEX SHS FDSS&P INTL SMLCP78463X87142513498SHSOLE 1349800SPDR SER TRBLOMBERG BRC INV78468R2007610247644SHSOLE 24764400SPDR SERIES TRUSTBLOMBERG BRC SRT78464A474156551139SHSOLE 5113900SPDR SERIES TRUSTDJ REIT ETF78464A6072662886SHSOLE 288600VANGUARD INDEX FDSMCAP GR IDXVIP9229085389758634SHSOLE 863400VANGUARD INDEX FDSVALUE ETF92290874427859292113SHSOLE 29211300VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582205592SHSOLE 559200WISDOMTREE TREMERG CUR STR FD97717W13368637402SHSOLE 3740200WISDOMTREE TREMG MKTS SMCAP97717W28181818221SHSOLE 1822100WISDOMTREE TREMER MKT HIGH FD97717W31554613367SHSOLE 1336700WISDOMTREE TRSMLCAP EARN FD97717W56231382974285SHSOLE 97428500WISDOMTREE TRMDCP EARN FUND97717W5705584158336SHSOLE 15833600WISDOMTREE TRINTL SMCAP DIV97717W76035291539043SHSOLE 53904300WISDOMTREE TRINTL MIDCAP DV97717W7783525842SHSOLE 584200WISDOMTREE TRGLB US QTLY DIV97717W84484816905SHSOLE 1690500WISDOMTREE TRBARCLYS YLD AGGR97717X51134638695266SHSOLE 69526600WISDOMTREE TREUROPE HEDGED EQ97717X7014787604SHSOLE 760400