0001085146-17-000993.txt : 20170419
0001085146-17-000993.hdr.sgml : 20170419
20170419172846
ACCESSION NUMBER: 0001085146-17-000993
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170419
DATE AS OF CHANGE: 20170419
EFFECTIVENESS DATE: 20170419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC
CENTRAL INDEX KEY: 0001359371
IRS NUMBER: 203725583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14052
FILM NUMBER: 17770792
BUSINESS ADDRESS:
STREET 1: 100 CONSTITUTION PLAZA SUITE 700
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-291-1998
MAIL ADDRESS:
STREET 1: 100 CONSTITUTION PLAZA SUITE 700
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20060413
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001359371
XXXXXXXX
03-31-2017
03-31-2017
3D ASSET MANAGEMENT, INC
100 CONSTITUTION PLAZA SUITE 700
HARTFORD
CT
06103
13F HOLDINGS REPORT
028-14052
N
John O'Connor
Principal
860 291-1998
/s/ John O'Connor
Hartford
CT
04-19-2017
0
52
385973
false
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
BARCLAYS BK PLCDJUBS CMDT ETN3606738C77850021258SHSOLE
2125800CLAYMORE EXCHANGE TRD FD TRGUGENHIM 202518383M19127913750SHSOLE
1375000CLAYMORE EXCHANGE TRD FD TRGUGG BULSH 202218383M25821810366SHSOLE
1036600CLAYMORE EXCHANGE TRD FD TRGUGG BULSH 202118383M26626312418SHSOLE
1241800DBX ETF TRINFRSTR REV FD2330517058890341925SHSOLE
34192500FIRST TR EXCH TRD ALPHA FD IEM SML CP ALPH33737J30718495508395SHSOLE
50839500FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D3099519196708SHSOLE
19670800FLEXSHARES TRCUR HDG EM IDX33939L71216850618475SHSOLE
61847500FLEXSHARES TRGLB QLT R/E IDX33939L78713547234776SHSOLE
23477600FLEXSHARES TRINTL QLTDV IDX33939L83714469595179SHSOLE
59517900FLEXSHARES TRQLT DIV DEF IDX33939L84527860694760SHSOLE
69476000GLOBAL X FDSGLB X MLP ENRG I37950E22612886873638SHSOLE
87363800GOLDMAN SACHS ETF TRACTIVEBETA INT381430107264141009317SHSOLE
100931700ISHARES INCCORE MSCI EMKT46434G10383417448SHSOLE
1744800ISHARES TRCORE S&P500 ETF46428720011114683SHSOLE
468300ISHARES TRCOHEN&STEER REIT4642875643523531SHSOLE
353100ISHARES TRRUS 1000 VAL ETF4642875986105308SHSOLE
530800ISHARES TRRUS 2000 VAL ETF4642876304453765SHSOLE
376500ISHARES TRRUS 2000 GRW ETF4642876484482773SHSOLE
277300ISHARES TRSP SMCP600GR ETF4642878876204050SHSOLE
405000ISHARES TRNATIONAL MUN ETF464288414811974522SHSOLE
7452200ISHARES TRINTERM CR BD ETF4642886385414969SHSOLE
496900ISHARES TRMIN VOL USA ETF46429B697199941884SHSOLE
4188400ISHARES TR0-5 YR TIPS ETF46429B7472702658SHSOLE
265800ISHARES TRUSA MOMENTUM FCT46432F39628506344900SHSOLE
34490000ISHARES TRINTL VALUE FACTR46435G409264961132792SHSOLE
113279200POWERSHARES ETF TR IIVAR RATE PFD POR73937B5979841386697SHSOLE
38669700POWERSHARES ETF TR IIS&P500 LOW VOL73937B779151034730SHSOLE
3473000POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769113448770SHSOLE
4877000POWERSHARES QQQ TRUSTUNIT SER 173935A1048356305SHSOLE
630500SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470644818685SHSOLE
1868500SCHWAB STRATEGIC TRINTL EQTY ETF80852480539713297SHSOLE
1329700SCHWAB STRATEGIC TRUS REIT ETF80852484783920571SHSOLE
2057100SCHWAB STRATEGIC TRUS TIPS ETF8085248704057290SHSOLE
729000SPDR INDEX SHS FDSEMERG MKTS ETF78463X5094807483SHSOLE
748300SPDR INDEX SHS FDSS&P INTL SMLCP78463X87142513498SHSOLE
1349800SPDR SER TRBLOMBERG BRC INV78468R2007610247644SHSOLE
24764400SPDR SERIES TRUSTBLOMBERG BRC SRT78464A474156551139SHSOLE
5113900SPDR SERIES TRUSTDJ REIT ETF78464A6072662886SHSOLE
288600VANGUARD INDEX FDSMCAP GR IDXVIP9229085389758634SHSOLE
863400VANGUARD INDEX FDSVALUE ETF92290874427859292113SHSOLE
29211300VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582205592SHSOLE
559200WISDOMTREE TREMERG CUR STR FD97717W13368637402SHSOLE
3740200WISDOMTREE TREMG MKTS SMCAP97717W28181818221SHSOLE
1822100WISDOMTREE TREMER MKT HIGH FD97717W31554613367SHSOLE
1336700WISDOMTREE TRSMLCAP EARN FD97717W56231382974285SHSOLE
97428500WISDOMTREE TRMDCP EARN FUND97717W5705584158336SHSOLE
15833600WISDOMTREE TRINTL SMCAP DIV97717W76035291539043SHSOLE
53904300WISDOMTREE TRINTL MIDCAP DV97717W7783525842SHSOLE
584200WISDOMTREE TRGLB US QTLY DIV97717W84484816905SHSOLE
1690500WISDOMTREE TRBARCLYS YLD AGGR97717X51134638695266SHSOLE
69526600WISDOMTREE TREUROPE HEDGED EQ97717X7014787604SHSOLE
760400