0001085146-17-000218.txt : 20170130 0001085146-17-000218.hdr.sgml : 20170130 20170130105437 ACCESSION NUMBER: 0001085146-17-000218 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170130 DATE AS OF CHANGE: 20170130 EFFECTIVENESS DATE: 20170130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 17555784 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001359371 XXXXXXXX 12-31-2016 12-31-2016 3D ASSET MANAGEMENT, INC

100 CONSTITUTION PLAZA SUITE 700 HARTFORD CT 06103

13F HOLDINGS REPORT 028-14052 N John O'Connor 860 291-1998 /s/ John O'Connor Hartford CT 01-20-2017 0 49 374625 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLCDJUBS CMDT ETN3606738C77857123546SHSOLE 2354600DBX ETF TRINFRSTR REV FD2330517058477329333SHSOLE 32933300FIRST TR EXCH TRD ALPHA FD IEM SML CP ALPH33737J30717454579082SHSOLE 57908200FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D30912315253656SHSOLE 25365600FLEXSHARES TRCUR HDG EM IDX33939L71216974672429SHSOLE 67242900FLEXSHARES TRGLB QLT R/E IDX33939L78717055302557SHSOLE 30255700FLEXSHARES TRINTL QLTDV IDX33939L83714418640227SHSOLE 64022700FLEXSHARES TRQLT DIV DEF IDX33939L84526012670757SHSOLE 67075700GOLDMAN SACHS ETF TRACTIVEBETA INT38143010719551802587SHSOLE 80258700ISHARES INCCORE MSCI EMKT46434G10376418006SHSOLE 1800600ISHARES TRCORE S&P500 ETF46428720012105378SHSOLE 537800ISHARES TRCOHEN&STEER REIT4642875643673681SHSOLE 368100ISHARES TRRUS 1000 VAL ETF4642875989098112SHSOLE 811200ISHARES TRRUS 2000 VAL ETF4642876304934148SHSOLE 414800ISHARES TRRUS 2000 GRW ETF4642876488145291SHSOLE 529100ISHARES TRSP SMCP600GR ETF4642878876144093SHSOLE 409300ISHARES TRNATIONAL MUN ETF464288414773871530SHSOLE 7153000ISHARES TRINTERM CR BD ETF4642886385354948SHSOLE 494800ISHARES TRMIN VOL USA ETF46429B697199844175SHSOLE 4417500ISHARES TR0-5 YR TIPS ETF46429B7472742718SHSOLE 271800ISHARES TRUSA MOMENTUM FCT46432F39622287293797SHSOLE 29379700ISHARES TRINTL VALUE FACTR46435G40920064907036SHSOLE 90703600OPPENHEIMER REV WEIGHTED ETFULTRA DIVID REV68386C4017683224195SHSOLE 22419500POWERSHARES ETF TR IIVAR RATE PFD POR73937B59712329500986SHSOLE 50098600POWERSHARES ETF TR IIS&P500 LOW VOL73937B7798083194399SHSOLE 19439900POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769115049223SHSOLE 4922300POWERSHARES QQQ TRUSTUNIT SER 173935A1047546360SHSOLE 636000SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470642419678SHSOLE 1967800SCHWAB STRATEGIC TRINTL EQTY ETF80852480538413856SHSOLE 1385600SCHWAB STRATEGIC TRUS REIT ETF808524847135933117SHSOLE 3311700SCHWAB STRATEGIC TRUS TIPS ETF8085248704017320SHSOLE 732000SPDR INDEX SHS FDSEMERG MKTS ETF78463X5094337607SHSOLE 760700SPDR INDEX SHS FDSDJ INTL RL ETF78463X863340194317SHSOLE 9431700SPDR INDEX SHS FDSS&P INTL SMLCP78463X87139513672SHSOLE 1367200SPDR SERIES TRUSTBLOMBERG BRC SRT78464A474158651960SHSOLE 5196000SPDR SERIES TRUSTDJ REIT ETF78464A6072833067SHSOLE 306700VANGUARD INDEX FDSMCAP GR IDXVIP9229085389208708SHSOLE 870800VANGUARD INDEX FDSVALUE ETF92290874426657286603SHSOLE 28660300VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582196001SHSOLE 600100WISDOMTREE TREMERG CUR STR FD97717W13367838783SHSOLE 3878300WISDOMTREE TREMG MKTS SMCAP97717W28175419281SHSOLE 1928100WISDOMTREE TREMER MKT HIGH FD97717W31551913906SHSOLE 1390600WISDOMTREE TRSMLCAP EARN FD97717W56228116287986SHSOLE 28798600WISDOMTREE TRMDCP EARN FUND97717W57016758163222SHSOLE 16322200WISDOMTREE TRINTL SMCAP DIV97717W76026342438888SHSOLE 43888800WISDOMTREE TRINTL MIDCAP DV97717W7783446217SHSOLE 621700WISDOMTREE TRGLB US QTLY DIV97717W8448025174219SHSOLE 17421900WISDOMTREE TRBARCLYS YLD AGGR97717X51135284711655SHSOLE 71165500WISDOMTREE TREUROPE HEDGED EQ97717X7014507837SHSOLE 783700