0001085146-17-000218.txt : 20170130
0001085146-17-000218.hdr.sgml : 20170130
20170130105437
ACCESSION NUMBER: 0001085146-17-000218
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170130
DATE AS OF CHANGE: 20170130
EFFECTIVENESS DATE: 20170130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC
CENTRAL INDEX KEY: 0001359371
IRS NUMBER: 203725583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14052
FILM NUMBER: 17555784
BUSINESS ADDRESS:
STREET 1: 100 CONSTITUTION PLAZA SUITE 700
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-291-1998
MAIL ADDRESS:
STREET 1: 100 CONSTITUTION PLAZA SUITE 700
CITY: HARTFORD
STATE: CT
ZIP: 06103
FORMER COMPANY:
FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20060413
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001359371
XXXXXXXX
12-31-2016
12-31-2016
3D ASSET MANAGEMENT, INC
100 CONSTITUTION PLAZA SUITE 700
HARTFORD
CT
06103
13F HOLDINGS REPORT
028-14052
N
John O'Connor
Principal
860 291-1998
/s/ John O'Connor
Hartford
CT
01-20-2017
0
49
374625
false
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
BARCLAYS BK PLCDJUBS CMDT ETN3606738C77857123546SHSOLE
2354600DBX ETF TRINFRSTR REV FD2330517058477329333SHSOLE
32933300FIRST TR EXCH TRD ALPHA FD IEM SML CP ALPH33737J30717454579082SHSOLE
57908200FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D30912315253656SHSOLE
25365600FLEXSHARES TRCUR HDG EM IDX33939L71216974672429SHSOLE
67242900FLEXSHARES TRGLB QLT R/E IDX33939L78717055302557SHSOLE
30255700FLEXSHARES TRINTL QLTDV IDX33939L83714418640227SHSOLE
64022700FLEXSHARES TRQLT DIV DEF IDX33939L84526012670757SHSOLE
67075700GOLDMAN SACHS ETF TRACTIVEBETA INT38143010719551802587SHSOLE
80258700ISHARES INCCORE MSCI EMKT46434G10376418006SHSOLE
1800600ISHARES TRCORE S&P500 ETF46428720012105378SHSOLE
537800ISHARES TRCOHEN&STEER REIT4642875643673681SHSOLE
368100ISHARES TRRUS 1000 VAL ETF4642875989098112SHSOLE
811200ISHARES TRRUS 2000 VAL ETF4642876304934148SHSOLE
414800ISHARES TRRUS 2000 GRW ETF4642876488145291SHSOLE
529100ISHARES TRSP SMCP600GR ETF4642878876144093SHSOLE
409300ISHARES TRNATIONAL MUN ETF464288414773871530SHSOLE
7153000ISHARES TRINTERM CR BD ETF4642886385354948SHSOLE
494800ISHARES TRMIN VOL USA ETF46429B697199844175SHSOLE
4417500ISHARES TR0-5 YR TIPS ETF46429B7472742718SHSOLE
271800ISHARES TRUSA MOMENTUM FCT46432F39622287293797SHSOLE
29379700ISHARES TRINTL VALUE FACTR46435G40920064907036SHSOLE
90703600OPPENHEIMER REV WEIGHTED ETFULTRA DIVID REV68386C4017683224195SHSOLE
22419500POWERSHARES ETF TR IIVAR RATE PFD POR73937B59712329500986SHSOLE
50098600POWERSHARES ETF TR IIS&P500 LOW VOL73937B7798083194399SHSOLE
19439900POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769115049223SHSOLE
4922300POWERSHARES QQQ TRUSTUNIT SER 173935A1047546360SHSOLE
636000SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470642419678SHSOLE
1967800SCHWAB STRATEGIC TRINTL EQTY ETF80852480538413856SHSOLE
1385600SCHWAB STRATEGIC TRUS REIT ETF808524847135933117SHSOLE
3311700SCHWAB STRATEGIC TRUS TIPS ETF8085248704017320SHSOLE
732000SPDR INDEX SHS FDSEMERG MKTS ETF78463X5094337607SHSOLE
760700SPDR INDEX SHS FDSDJ INTL RL ETF78463X863340194317SHSOLE
9431700SPDR INDEX SHS FDSS&P INTL SMLCP78463X87139513672SHSOLE
1367200SPDR SERIES TRUSTBLOMBERG BRC SRT78464A474158651960SHSOLE
5196000SPDR SERIES TRUSTDJ REIT ETF78464A6072833067SHSOLE
306700VANGUARD INDEX FDSMCAP GR IDXVIP9229085389208708SHSOLE
870800VANGUARD INDEX FDSVALUE ETF92290874426657286603SHSOLE
28660300VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582196001SHSOLE
600100WISDOMTREE TREMERG CUR STR FD97717W13367838783SHSOLE
3878300WISDOMTREE TREMG MKTS SMCAP97717W28175419281SHSOLE
1928100WISDOMTREE TREMER MKT HIGH FD97717W31551913906SHSOLE
1390600WISDOMTREE TRSMLCAP EARN FD97717W56228116287986SHSOLE
28798600WISDOMTREE TRMDCP EARN FUND97717W57016758163222SHSOLE
16322200WISDOMTREE TRINTL SMCAP DIV97717W76026342438888SHSOLE
43888800WISDOMTREE TRINTL MIDCAP DV97717W7783446217SHSOLE
621700WISDOMTREE TRGLB US QTLY DIV97717W8448025174219SHSOLE
17421900WISDOMTREE TRBARCLYS YLD AGGR97717X51135284711655SHSOLE
71165500WISDOMTREE TREUROPE HEDGED EQ97717X7014507837SHSOLE
783700