0001085146-16-004556.txt : 20161024 0001085146-16-004556.hdr.sgml : 20161024 20161024172101 ACCESSION NUMBER: 0001085146-16-004556 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161024 DATE AS OF CHANGE: 20161024 EFFECTIVENESS DATE: 20161024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 161948779 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001359371 XXXXXXXX 09-30-2016 09-30-2016 3D ASSET MANAGEMENT, INC

100 CONSTITUTION PLAZA SUITE 700 HARTFORD CT 06103

13F HOLDINGS REPORT 028-14052 N John O'Connor 860 291-1998 /s/ John O'Connor Hartford CT 10-24-2016 0 53 372652 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLCDJUBS CMDT ETN3606738C77856724156SHSOLE 2415600CLAYMORE EXCHANGE TRD FD TRGUGENHIM 202518383M19133115591SHSOLE 1559100FIRST TR EXCH TRD ALPHA FD IEM SML CP ALPH33737J30718798573299SHSOLE 57329900FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D30912361255016SHSOLE 25501600FLEXSHARES TRCUR HDG EM IDX33939L71217251667727SHSOLE 66772700FLEXSHARES TRGLB QLT R/E IDX33939L78718130300107SHSOLE 30010700FLEXSHARES TRINTL QLTDV IDX33939L83714448634529SHSOLE 63452900FLEXSHARES TRQLT DIV DEF IDX33939L84525037665444SHSOLE 66544400GOLDMAN SACHS ETF TRACTIVEBETA INT38143010719915792790SHSOLE 79279000ISHARES INCCORE MSCI EMKT46434G10376816838SHSOLE 1683700ISHARES TRCORE S&P500 ETF46428720014626722SHSOLE 672200ISHARES TRCOHEN&STEER REIT4642875647136796SHSOLE 679600ISHARES TRRUS 1000 VAL ETF4642875989148655SHSOLE 865500ISHARES TRRUS 2000 VAL ETF4642876304954726SHSOLE 472600ISHARES TRRUS 2000 GRW ETF4642876488315579SHSOLE 557900ISHARES TRSP SMCP600GR ETF4642878875393928SHSOLE 392800ISHARES TRNATIONAL MUN ETF464288414795470545SHSOLE 7054500ISHARES TRINTERM CR BD ETF4642886385474910SHSOLE 491000ISHARES TRU.S. PFD STK ETF46428868746911873SHSOLE 1187300ISHARES TREAFE VALUE ETF4642888772014348SHSOLE 434800ISHARES TRMIN VOL USA ETF46429B697202444554SHSOLE 4455400ISHARES TR0-5 YR TIPS ETF46429B7479129025SHSOLE 902500ISHARES TRUSA MOMENTUM FCT46432F39623607305124SHSOLE 30512400ISHARES TRINTL VALUE FACTR46435G40919329895698SHSOLE 89569800OPPENHEIMER REV WEIGHTED ETFULTRA DIVID REV68386C4017303222302SHSOLE 22230200POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10524816522SHSOLE 1652200POWERSHARES ETF TR IIVAR RATE PFD POR73937B59712838503244SHSOLE 50324400POWERSHARES ETF TR IIS&P500 LOW VOL73937B77910116243820SHSOLE 24382000POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769132957260SHSOLE 5726000POWERSHARES QQQ TRUSTUNIT SER 173935A1047316161SHSOLE 616100SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470644919475SHSOLE 1947500SCHWAB STRATEGIC TRINTL EQTY ETF80852480539313665SHSOLE 1366500SCHWAB STRATEGIC TRUS REIT ETF808524847142433382SHSOLE 3338200SCHWAB STRATEGIC TRUS TIPS ETF8085248704197346SHSOLE 734600SPDR INDEX SHS FDSEMERG MKTS ETF78463X5094337140SHSOLE 714000SPDR INDEX SHS FDSDJ INTL RL ETF78463X863411598655SHSOLE 9865500SPDR INDEX SHS FDSS&P INTL SMLCP78463X87139212503SHSOLE 1250300SPDR SERIES TRUSTBARC SHT TR CP78464A474161352415SHSOLE 5241500SPDR SERIES TRUSTDJ REIT ETF78464A6073213300SHSOLE 330000VANGUARD INDEX FDSMCAP GR IDXVIP9229085388778242SHSOLE 824200VANGUARD INDEX FDSVALUE ETF92290874424826285351SHSOLE 28535100VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582506677SHSOLE 667700WISDOMTREE TRFUTRE STRAT FD97717W1253227647SHSOLE 764700WISDOMTREE TREMERG CUR STR FD97717W133131372165SHSOLE 7216500WISDOMTREE TREMG MKTS SMCAP97717W28187520956SHSOLE 2095600WISDOMTREE TREMER MKT HIGH FD97717W31566917794SHSOLE 1779400WISDOMTREE TRSMLCAP EARN FD97717W56224814292135SHSOLE 29213500WISDOMTREE TRMDCP EARN FUND97717W57015842165589SHSOLE 16558900WISDOMTREE TRINTL SMCAP DIV97717W76026823437066SHSOLE 43706600WISDOMTREE TRINTL MIDCAP DV97717W7784888709SHSOLE 870900WISDOMTREE TRGLB US QTLY DIV97717W8448531173280SHSOLE 17328000WISDOMTREE TRBRCLYS US AGGR97717X51136863708904SHSOLE 70890400WISDOMTREE TREUROPE HEDGED EQ97717X7014328037SHSOLE 803700