0001085146-16-003730.txt : 20160513 0001085146-16-003730.hdr.sgml : 20160513 20160513090925 ACCESSION NUMBER: 0001085146-16-003730 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 161646078 BUSINESS ADDRESS: STREET 1: 111 FOUNDERS PLAZA SUITE 1707 CITY: EAST HARTFORD STATE: CT ZIP: 06108 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 111 FOUNDERS PLAZA SUITE 1707 CITY: EAST HARTFORD STATE: CT ZIP: 06108 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001359371 XXXXXXXX 03-31-2016 03-31-2016 3D ASSET MANAGEMENT, INC

111 FOUNDERS PLAZA SUITE 1707 EAST HARTFORD CT 06108

13F HOLDINGS REPORT 028-14052 N John O'Connor 860 291-1998 /s/ John O'Connor East Hartford CT 05-12-2016 0 50 352033 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLCDJUBS CMDT ETN3606738C77858927399SHSOLE 2739900FIRST TR EXCH TRD ALPHA FD IEM SML CP ALPH33737J30712057413763SHSOLE 41376300FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D30911180235225SHSOLE 23522500FLEXSHARES TRCUR HDG EM IDX33939L71211561480097SHSOLE 48009700FLEXSHARES TRGLB QLT R/E IDX33939L78716902286080SHSOLE 28608000FLEXSHARES TRINTL QLTDV IDX33939L83713657618516SHSOLE 61851600FLEXSHARES TRQLT DIV DEF IDX33939L84524536680224SHSOLE 68022400GOLDMAN SACHS ETF TRACTIVEBETA INT38143010717912737718SHSOLE 73771800ISHARES INCCORE MSCI EMKT46434G103116828063SHSOLE 2806300ISHARES TRCORE S&P500 ETF46428720015297397SHSOLE 739700ISHARES TRCOHEN&STEER REIT4642875647627389SHSOLE 738900ISHARES TRRUS 1000 VAL ETF4642875989279381SHSOLE 938100ISHARES TRRUS 2000 VAL ETF4642876304895253SHSOLE 525300ISHARES TRRUS 2000 GRW ETF4642876487685794SHSOLE 579400ISHARES TRNATIONAL MUN ETF464288414772769205SHSOLE 6920500ISHARES TRINTERM CR BD ETF46428863810569627SHSOLE 962700ISHARES TRU.S. PFD STK ETF46428868747212097SHSOLE 1209700ISHARES TREAFE VALUE ETF4642888772054573SHSOLE 457300ISHARES TRUSA MIN VOL ETF46429B697431598219SHSOLE 9821900ISHARES TR0-5 YR TIPS ETF46429B7479349272SHSOLE 927200ISHARES TRMSCI USAMOMFCT46432F39623068315568SHSOLE 31556800ISHARES TRDEV VAL FACTOR46435G40917097823548SHSOLE 82354800OPPENHEIMER REV WEIGHTED ETFULTRA DIVID REV68386C4016620219000SHSOLE 21900000PIMCO ETF TR0-5 HIGH YIELD72201R7832793005SHSOLE 300500POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10522016522SHSOLE 1652200POWERSHARES ETF TR IIVAR RATE PFD POR73937B59711147465027SHSOLE 46502700POWERSHARES ETF TR IIS&P500 LOW VOL73937B77913270329046SHSOLE 32904600POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769184981421SHSOLE 8142100POWERSHARES QQQ TRUSTUNIT SER 173935A1042011841SHSOLE 184100SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470672234768SHSOLE 3476800SCHWAB STRATEGIC TRINTL EQTY ETF80852480562823158SHSOLE 2315800SCHWAB STRATEGIC TRUS REIT ETF808524847259662709SHSOLE 6270900SCHWAB STRATEGIC TRUS TIPS ETF80852487060610921SHSOLE 1092100SPDR INDEX SHS FDSDJ INTL RL ETF78463X8634968119820SHSOLE 11982000SPDR SERIES TRUSTBARC SHT TR CP78464A474251582116SHSOLE 8211600SPDR SERIES TRUSTDJ REIT ETF78464A6073683867SHSOLE 386700VANGUARD INDEX FDSMCAP GR IDXVIP9229085382352341SHSOLE 234100VANGUARD INDEX FDSVALUE ETF92290874423133280774SHSOLE 28077400VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582577152SHSOLE 715200WISDOMTREE TRFUTRE STRAT FD97717W1253317911SHSOLE 791100WISDOMTREE TREMERG CUR STR FD97717W133135776519SHSOLE 7651900WISDOMTREE TREMG MKTS SMCAP97717W281123032570SHSOLE 3257000WISDOMTREE TREMER MKT HIGH FD97717W31570420223SHSOLE 2022300WISDOMTREE TRSMLCAP EARN FD97717W56223449304805SHSOLE 30480500WISDOMTREE TRMDCP EARN FUND97717W57018047200294SHSOLE 20029400WISDOMTREE TRINTL SMCAP DIV97717W76024971423954SHSOLE 42395400WISDOMTREE TRINTL MIDCAP DV97717W7785109135SHSOLE 913500WISDOMTREE TRGLB US QTLY DIV97717W8448552182715SHSOLE 18271500WISDOMTREE TRBRCLYS US AGGR97717X51133583664230SHSOLE 66423000WISDOMTREE TREUROPE HEDGED EQ97717X70177414913SHSOLE 1491300