0001085146-15-000984.txt : 20150428 0001085146-15-000984.hdr.sgml : 20150428 20150427195356 ACCESSION NUMBER: 0001085146-15-000984 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150428 DATE AS OF CHANGE: 20150427 EFFECTIVENESS DATE: 20150428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 15796353 BUSINESS ADDRESS: STREET 1: 111 FOUNDERS PLAZA SUITE 1707 CITY: EAST HARTFORD STATE: CT ZIP: 06108 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 111 FOUNDERS PLAZA SUITE 1707 CITY: EAST HARTFORD STATE: CT ZIP: 06108 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001359371 XXXXXXXX 03-31-2015 03-31-2015 false 3D ASSET MANAGEMENT, INC

111 FOUNDERS PLAZA SUITE 1707 EAST HARTFORD CT 06108

13F HOLDINGS REPORT 028-14052 N John O'Connor 860-291-1998 /s/ John O'Connor East Hartford CT 04-26-2015 0 42 331017 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALPS ETF TR RIVRFRNT STR INC 00162Q783 10893 432280 SH SOLE 432280 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 764 27559 SH SOLE 27559 0 0 FLEXSHARES TR GLB QLT R/E IDX 33939L787 10947 187712 SH SOLE 187712 0 0 FLEXSHARES TR INTL QLTDV IDX 33939L837 17622 705156 SH SOLE 705156 0 0 FLEXSHARES TR QLT DIV DEF IDX 33939L845 26473 728892 SH SOLE 728892 0 0 ISHARES CORE S&P500 ETF 464287200 1829 8802 SH SOLE 8802 0 0 ISHARES RUS MDCP VAL ETF 464287473 265 3522 SH SOLE 3522 0 0 ISHARES COHEN&STEER REIT 464287564 862 8524 SH SOLE 8524 0 0 ISHARES RUS 1000 VAL ETF 464287598 1154 11191 SH SOLE 11191 0 0 ISHARES RUS 2000 VAL ETF 464287630 612 5926 SH SOLE 5926 0 0 ISHARES RUS 2000 GRW ETF 464287648 1089 7185 SH SOLE 7185 0 0 ISHARES NAT AMT FREE BD 464288414 6933 62683 SH SOLE 62683 0 0 ISHARES INTERM CR BD ETF 464288638 17250 155869 SH SOLE 155869 0 0 ISHARES U.S. PFD STK ETF 464288687 446 11116 SH SOLE 11116 0 0 ISHARES EAFE VALUE ETF 464288877 285 5342 SH SOLE 5342 0 0 ISHARES INC CORE MSCI EMKT 46434G103 17273 357392 SH SOLE 357392 0 0 ISHARES TR USA MIN VOL ETF 46429B697 5782 140125 SH SOLE 140125 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 992 9981 SH SOLE 9981 0 0 ISHARES TR MSCI USAMOMFCT 46432F396 21563 306730 SH SOLE 306730 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 318 3135 SH SOLE 3135 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 264 15489 SH SOLE 15489 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 2133 56247 SH SOLE 56247 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 12874 534412 SH SOLE 534412 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1027 42152 SH SOLE 42152 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 873 28882 SH SOLE 28882 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 14038 346186 SH SOLE 346186 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 733 13338 SH SOLE 13338 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 8714 358285 SH SOLE 358285 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 18929 615579 SH SOLE 615579 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 454 4806 SH SOLE 4806 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 24944 298014 SH SOLE 298014 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 299 7511 SH SOLE 7511 0 0 WISDOMTREE TR FUTRE STRAT FD 97717W125 396 8933 SH SOLE 8933 0 0 WISDOMTREE TR EMERG CUR STR FD 97717W133 1457 80075 SH SOLE 80075 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1660 37529 SH SOLE 37529 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 857 20162 SH SOLE 20162 0 0 WISDOMTREE TR SMLCAP EARN FD 97717W562 17559 207785 SH SOLE 207785 0 0 WISDOMTREE TR MDCP EARN FUND 97717W570 31660 328020 SH SOLE 328020 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 15816 266889 SH SOLE 266889 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 602 10210 SH SOLE 10210 0 0 WISDOMTREE TR GLB EX UD DVD GR 97717W844 18957 372064 SH SOLE 372064 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 13419 202884 SH SOLE 202884 0 0