0001085146-14-000905.txt : 20140424 0001085146-14-000905.hdr.sgml : 20140424 20140424171532 ACCESSION NUMBER: 0001085146-14-000905 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140424 DATE AS OF CHANGE: 20140424 EFFECTIVENESS DATE: 20140424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 14782440 BUSINESS ADDRESS: STREET 1: 111 FOUNDERS PLAZA SUITE 1707 CITY: EAST HARTFORD STATE: CT ZIP: 06108 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 111 FOUNDERS PLAZA SUITE 1707 CITY: EAST HARTFORD STATE: CT ZIP: 06108 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001359371 XXXXXXXX 03-31-2014 03-31-2014 false 3D ASSET MANAGEMENT, INC

111 FOUNDERS PLAZA SUITE 1707 EAST HARTFORD CT 06108

13F HOLDINGS REPORT 028-14052 N John O'Connor 860-291-1998 /s/ John O'Connor East Hartford CT 04-22-2014 0 40 333679 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 3201 81152 SH SOLE 81152 0 0 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1463 30040 SH SOLE 30040 0 0 ISHARES CORE S&P500 ETF 464287200 2879 15304 SH SOLE 15304 0 0 ISHARES MSCI EMG MKT ETF 464287234 229 5588 SH SOLE 5588 0 0 ISHARES RUS MDCP VAL ETF 464287473 341 4965 SH SOLE 4965 0 0 ISHARES COHEN&STEER REIT 464287564 1386 16852 SH SOLE 16852 0 0 ISHARES RUS 1000 VAL ETF 464287598 2078 21530 SH SOLE 21530 0 0 ISHARES RUS 2000 VAL ETF 464287630 873 8656 SH SOLE 8656 0 0 ISHARES RUS 2000 GRW ETF 464287648 2100 15433 SH SOLE 15433 0 0 ISHARES NAT AMT FREE BD 464288414 5084 47487 SH SOLE 47487 0 0 ISHARES INTERM CR BD ETF 464288638 18493 169568 SH SOLE 169568 0 0 ISHARES U.S. PFD STK ETF 464288687 409 10488 SH SOLE 10488 0 0 ISHARES EAFE VALUE ETF 464288877 473 8217 SH SOLE 8217 0 0 ISHARES TR USA MIN VOL ETF 46429B697 47325 1312768 SH SOLE 1312768 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 920 9097 SH SOLE 9097 0 0 ISHARES TR MSCI USAMOMFCT 46432F396 26388 437324 SH SOLE 437324 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 7967 74735 SH SOLE 74735 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 674 25793 SH SOLE 25793 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 4824 141762 SH SOLE 141762 0 0 POWERSHARES ETF TRUST II DWA SC MOMNT PTF 73936Q744 1374 35012 SH SOLE 35012 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 10564 425784 SH SOLE 425784 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 6987 287166 SH SOLE 287166 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 7177 227841 SH SOLE 227841 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 16095 486092 SH SOLE 486092 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1198 22200 SH SOLE 22200 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 7130 293924 SH SOLE 293924 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 21007 682931 SH SOLE 682931 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 524 6716 SH SOLE 6716 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 206 1824 SH SOLE 1824 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 212 5235 SH SOLE 5235 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 409 9901 SH SOLE 9901 0 0 WISDOMTREE INVTS INC COM 97717P104 197 15000 SH SOLE 15000 0 0 WISDOMTREE TR FUTRE STRAT FD 97717W125 535 13026 SH SOLE 13026 0 0 WISDOMTREE TR EMERG CUR STR FD 97717W133 1621 80336 SH SOLE 80336 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 12814 274927 SH SOLE 274927 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 1458 29704 SH SOLE 29704 0 0 WISDOMTREE TR SMLCAP EARN FD 97717W562 36443 446773 SH SOLE 446773 0 0 WISDOMTREE TR MDCP EARN FUND 97717W570 66496 748369 SH SOLE 748369 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 13191 202852 SH SOLE 202852 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 934 15502 SH SOLE 15502 0 0