0001085146-14-000193.txt : 20140131 0001085146-14-000193.hdr.sgml : 20140131 20140130183826 ACCESSION NUMBER: 0001085146-14-000193 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140131 DATE AS OF CHANGE: 20140130 EFFECTIVENESS DATE: 20140131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 14562033 BUSINESS ADDRESS: STREET 1: 111 FOUNDERS PLAZA SUITE 1707 CITY: EAST HARTFORD STATE: CT ZIP: 06108 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 111 FOUNDERS PLAZA SUITE 1707 CITY: EAST HARTFORD STATE: CT ZIP: 06108 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001359371 XXXXXXXX 12-31-2013 12-31-2013 false 3D ASSET MANAGEMENT, INC

111 FOUNDERS PLAZA SUITE 1707 EAST HARTFORD CT 06108

13F HOLDINGS REPORT 028-14052 N John O'Connor 860-291-1998 /s/ John O'Connor East Hartford CT 01-30-2014 0 39 328417 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 3565 97017 SH SOLE 97017 0 0 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1460 30000 SH SOLE 30000 0 0 ISHARES CORE S&P500 ETF 464287200 3132 16872 SH SOLE 16872 0 0 ISHARES MSCI EMG MKT ETF 464287234 240 5736 SH SOLE 5736 0 0 ISHARES RUS MDCP VAL ETF 464287473 326 4965 SH SOLE 4965 0 0 ISHARES COHEN&STEER REIT 464287564 1297 17355 SH SOLE 17355 0 0 ISHARES RUS 1000 VAL ETF 464287598 2150 22836 SH SOLE 22836 0 0 ISHARES RUS 2000 VAL ETF 464287630 998 10031 SH SOLE 10031 0 0 ISHARES RUS 2000 GRW ETF 464287648 2172 16028 SH SOLE 16028 0 0 ISHARES NAT AMT FREE BD 464288414 5711 55050 SH SOLE 55050 0 0 ISHARES INTERM CR BD ETF 464288638 17955 166433 SH SOLE 166433 0 0 ISHARES U.S. PFD STK ETF 464288687 376 10196 SH SOLE 10196 0 0 ISHARES EAFE VALUE ETF 464288877 484 8458 SH SOLE 8458 0 0 ISHARES USA MIN VOL ETF 46429B697 47417 1335698 SH SOLE 1335698 0 0 ISHARES 0-5 YR TIPS ETF 46429B747 953 9434 SH SOLE 9434 0 0 ISHARES TR MSCI USAMOMFCT 46432F396 25703 428173 SH SOLE 428173 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 7731 72686 SH SOLE 72686 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 697 27177 SH SOLE 27177 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 5283 159316 SH SOLE 159316 0 0 POWERSHARES ETF TRUST II DWA SC MOMNT PTF 73936Q744 1389 35000 SH SOLE 35000 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 10319 414765 SH SOLE 414765 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 8587 349076 SH SOLE 349076 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 7100 225197 SH SOLE 225197 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 14260 471405 SH SOLE 471405 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1449 27465 SH SOLE 27465 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 6379 262624 SH SOLE 262624 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 19742 643258 SH SOLE 643258 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 522 7331 SH SOLE 7331 0 0 SPDR SERIES TRUST BARCLYS TIPS ETF 78464A656 268 4926 SH SOLE 4926 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 237 5755 SH SOLE 5755 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 482 11560 SH SOLE 11560 0 0 WISDOMTREE TR FUTRE STRAT FD 97717W125 552 13311 SH SOLE 13311 0 0 WISDOMTREE TR DRYFS CURR ETF 97717W133 1775 88496 SH SOLE 88496 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 12261 266018 SH SOLE 266018 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 1640 32146 SH SOLE 32146 0 0 WISDOMTREE TR SMLCAP EARN FD 97717W562 36149 442845 SH SOLE 442845 0 0 WISDOMTREE TR MDCP EARN FUND 97717W570 64066 740649 SH SOLE 740649 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 12588 199779 SH SOLE 199779 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 1002 16943 SH SOLE 16943 0 0