485BPOS 1 a13-21978_5485bpos.htm POST-EFFECTIVE AMENDMENT FILED PURSUANT TO SECURITIES ACT RULE 485(B)

 

As filed with the Securities and Exchange Commission on November 19, 2013

 

1933 Act Registration No. 333-133691

1940 Act Registration No. 811-21897

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

Pre-Effective Amendment o

Post-Effective Amendment No. 15 x

 

and/or

 

REGISTRATION STATEMENT

UNDER THE INVESTMENT COMPANY ACT OF 1940

 

Amendment No. 18 x

 

(Check appropriate box or boxes)

 

THE ROXBURY FUNDS

(Exact Name of Registrant as Specified in Charter)

 

6001 Shady Oak Road, Suite 200

Minnetonka, MN 55343

(Address of Principal Executive Offices, including Zip Code)

 

(800) 497-2960

(Registrant’s Telephone Number, including Area Code)

 

Brian C. Beh

Roxbury Capital Management, LLC

6001 Shady Oak Road, Suite 200

Minnetonka, MN 55343

(Name and Address of Agent for Service)

 

COPY TO:

Michael P. Malloy, Esq.

Drinker Biddle & Reath LLP

One Logan Square

Suite 2000

Philadelphia, PA 19103-6996

 

It is proposed that this filing will become effective (check appropriate box):

x Immediately upon filing pursuant to paragraph (b)

o On (date) pursuant to paragraph (b)

o 60 days after filing pursuant to paragraph (a)(1)

o On (date) pursuant to paragraph (a)(1)

o 75 days after filing pursuant to paragraph (a)(2)

o On (date) pursuant to paragraph (a)(2) of Rule 485.

 

If appropriate, check the following box:

o this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 



 

Explanatory Note

 

This Post-Effective Amendment No. 15 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in the prospectus in Post-Effective Amendment No. 14 to the Fund’s Registration Statement.

 



 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under Rule 485(b) under the 1933 Act, and has duly caused this Post-Effective Amendment No. 15 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Minnetonka, and State of Minnesota, on the 19th day of November, 2013.

 

 

 

THE ROXBURY FUNDS

 

 

 

By:

/s/ Brian C. Beh

 

Name: Brian C. Beh

 

Title: President

 

Pursuant to the requirements of the 1933 Act, this Amendment to the Registration Statement on Form N-1A has been signed below by the following persons in the capacities and on the dates indicated.

 

 

SIGNATURE

 

TITLE

 

DATE

 

 

 

 

 

* Kenneth Gudorf

 

Trustee and Chairman of the Board

 

November 19, 2013

Kenneth Gudorf

 

 

 

 

 

 

 

 

 

* John Otterlei

 

Trustee

 

November 19, 2013

John Otterlei

 

 

 

 

 

 

 

 

 

/s/ Brian C. Beh

 

President(Principal Executive Officer) and Chief Compliance Officer and Anti-Money Laundering Compliance Officer

 

November 19, 2013

Brian C. Beh

 

 

 

 

 

 

 

 

 

 

 

 

/s/ Brooke Clements

 

Treasurer (Senior Financial Manager)

 

November 19, 2013

Brooke Clements

 

 

 

 

 

 

*By:

/s/Brian C. Beh

 

 

 

 

 

Brian C. Beh

 

 

 

 

 

Attorney-In-Fact (pursuant to Power of Attorney)

 

 

 


 


 

THE ROXBURY FUNDS

 

POWER OF ATTORNEY

 

Know All Men by These Presents, that the undersigned, John Otterlei, hereby constitutes and appoints Brian C. Beh and Michael P. Malloy, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Trustee or officer, or both, of The Roxbury Funds, the Registration Statement on Form N-1A and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.

 

 

DATED:  June 6, 2006

 

 

/s/ John Otterlei

 

John Otterlei

 



 

THE ROXBURY FUNDS

 

POWER OF ATTORNEY

 

Know All Men by These Presents, that the undersigned, Kenneth Gudorf, hereby constitutes and appoints Brian C. Beh and Michael P. Malloy, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Trustee or officer, or both, of The Roxbury Funds, the Registration Statement on Form N-1A and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.

 

 

DATED: June 6, 2006

 

 

/s/ Kenneth Gudorf

 

Kenneth Gudorf

 


 


 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

101.INS

 

XBRL Instance Document

 

 

 

101.SCH

 

XBRL Taxonomy Extension Schema Document

 

 

 

101.CAL

 

XBRL Taxonomy Extension Calculation Linkbase

 

 

 

101. DEF

 

XBRL Taxonomy Extension Definition Linkbase

 

 

 

101. LAB

 

XBRL Taxonomy Extension Label Linkbase

 

 

 

101.PRE

 

XBRL Taxonomy Extension Presentation Linkbase