0001676601-18-000037.txt : 20180618
0001676601-18-000037.hdr.sgml : 20180618
20180618171654
ACCESSION NUMBER: 0001676601-18-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180614
FILED AS OF DATE: 20180618
DATE AS OF CHANGE: 20180618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baines Creek Capital, LLC
CENTRAL INDEX KEY: 0001676601
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33249
FILM NUMBER: 18905396
BUSINESS ADDRESS:
STREET 1: 11940 JOLLYVILLE
STREET 2: SUITE 210-S
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: (512) 524-0462
MAIL ADDRESS:
STREET 1: 11940 JOLLYVILLE
STREET 2: SUITE 210-S
CITY: AUSTIN
STATE: TX
ZIP: 78759
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGACY RESERVES LP
CENTRAL INDEX KEY: 0001358831
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 303 W WALL
STREET 2: SUITE 1800
CITY: MIDLAND
STATE: TX
ZIP: 79701
BUSINESS PHONE: 432-689-5200
MAIL ADDRESS:
STREET 1: 303 W WALL
STREET 2: SUITE 1800
CITY: MIDLAND
STATE: TX
ZIP: 79701
FORMER COMPANY:
FORMER CONFORMED NAME: LEGACY RESERVES L P
DATE OF NAME CHANGE: 20060410
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-06-14
0
0001358831
LEGACY RESERVES LP
LGCY
0001676601
Baines Creek Capital, LLC
11940 JOLLYVILLE
SUITE 210-S
AUSTIN
TX
78759
0
0
1
0
Common
2018-06-14
4
P
0
59104
6.06
A
14070687
D
Common
2018-06-15
4
P
0
74076
6
A
14144763
D
Common
2018-06-15
4
M
0
11500
2.5
A
14156263
D
Common
2018-06-18
4
P
0
81513
6.44
A
14226276
D
OPTION CONTRACT (RIGHT TO BUY)
2.5
2018-06-15
4
M
0
115
D
2017-12-28
2018-06-15
Common
11500
0
D
This Form 4 is being jointly filed by Baines Creek Partners, L.P., a Delaware limited partnership (BCP), Baines Creek Special Purpose Partners, L.P., a Delaware limited partnership (BCSPP), Kevin Tracy, a United States citizen (KT), Jeremy Carter a United States citizen (JC), James Schumacher, a United States citizen (JS), and Brian Williams a United States citizen (BW). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
Baines Creek GP the general partner of BCP and BCSPP has the power to direct the affairs of BCP and BCSPP, including the voting and disposition of shares. As the discretionary investment manager of these Funds and certain other accounts, Baines Creek Capital has power to direct the voting and disposition of shares held by these Funds and such accounts. Messrs. Tracy, Carter, Schumacher and Williams are affiliated persons of Baines Creek Capital and in this capacity direct the operations of BCP and BCSPP and the voting and disposition of shares held by these Funds and separate client accounts managed by Baines Creek Capital. Baines Creek Capital and Messrs. Tracy, Carter, Schumacher and Williams may also be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of Baines Creek Capital and Messrs. Tracy, Carter, Schumacher and Williams disclaims such beneficial ownership except to the extent ultimately realized.
The aggregate number of shares of common stock purchased on June 14, 2018 was 59,104 shares and such shares were purchased by the Reporting Persons in the following amounts: BCP = 59,104 shares; BCSPP = 0 shares; KT = 0 shares; JC = 0 shares; JS = 0 shares, and BW = 0 shares.
14,070,687 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: BCP = 7,046,911 shares directly owned by it; BCSPP = 6,396,891 shares directly owned by it; KT = 6,510 shares directly owned by him; JC = 142,317 shares directly owned by him; JS = 4,686 shares directly owned by him, and BW = 473,372 shares directly owned by him.
The aggregate number of shares of common stock purchased on June 15, 2018 was 74,076 shares and such shares were purchased by the Reporting Persons in the following amounts: BCP = 74,076 shares; BCSPP = 0 shares; KT = 0 shares; JC = 0 shares; JS = 0 shares, and BW = 0 shares.
14,144,763 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: BCP = 7,120,987 shares directly owned by it; BCSPP = 6,396,891 shares directly owned by it; KT = 6,510 shares directly owned by him; JC = 142,317 shares directly owned by him; JS = 4,686 shares directly owned by him, and BW = 473,372 shares directly owned by him.
The aggregate number of option contracts (right to buy) exercised on June 15, 2018 was 115 contracts and such contracts were exercised by BCP to acquire 11,500 common shares at $2.50 per share.
14,156,263 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: BCP = 7,132,487 shares directly owned by it; BCSPP = 6,396,891 shares directly owned by it; KT = 6,510 shares directly owned by him; JC = 142,317 shares directly owned by him; JS = 4,686 shares directly owned by him, and BW = 473,372 shares directly owned by him.
The aggregate number of shares of common stock purchased on June 18, 2018 was 81,513 shares and such shares were purchased by the Reporting Persons in the following amounts: BCP = 81,513 shares; BCSPP = 0 shares; KT = 0 shares; JC = 0 shares; JS = 0 shares, and BW = 0 shares.
14,226,276 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: BCP = 7,202,500 shares directly owned by it; BCSPP = 6,396,891 shares directly owned by it; KT = 6,510 shares directly owned by him; JC = 142,317 shares directly owned by him; JS = 4,686 shares directly owned by him, and BW = 473,372 shares directly owned by him.
/S/ Brian Williams
2018-06-18