0001085146-16-004510.txt : 20161018 0001085146-16-004510.hdr.sgml : 20161018 20161018112021 ACCESSION NUMBER: 0001085146-16-004510 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 EFFECTIVENESS DATE: 20161018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Puplava Financial Services, Inc. CENTRAL INDEX KEY: 0001358828 IRS NUMBER: 330086182 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11894 FILM NUMBER: 161940122 BUSINESS ADDRESS: STREET 1: 10809 THORNMINT ROAD STREET 2: 2ND FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-487-3939 MAIL ADDRESS: STREET 1: PO BOX 503147 CITY: SAN DIEGO STATE: CA ZIP: 92150 FORMER COMPANY: FORMER CONFORMED NAME: Puplava Financial Services DATE OF NAME CHANGE: 20060410 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001358828 XXXXXXXX 09-30-2016 09-30-2016 false Puplava Financial Services, Inc.

PO BOX 503147 SAN DIEGO CA 92150

13F HOLDINGS REPORT 028-11894 N James J. Puplava 858-487-3939 /s/ James J. Puplava San Diego CA 10-18-2016 0 78 153609 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AGNICO EAGLE MINES LTD COM 008474108 438 8085 SH SOLE 0 0 8085 ALPS ETF TR ALERIAN MLP 00162Q866 1166 91900 SH SOLE 0 0 91900 ALTRIA GROUP INC COM 02209S103 2209 34929 SH SOLE 0 0 34929 APPLE INC COM 037833100 5406 47818 SH SOLE 0 0 47818 AT&T INC COM 00206R102 3008 74077 SH SOLE 0 0 74077 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 309 13180 SH SOLE 0 0 13180 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 361 2499 SH SOLE 0 0 2499 CATERPILLAR INC DEL COM 149123101 1885 21230 SH SOLE 0 0 21230 CHEVRON CORP NEW COM 166764100 4964 48232 SH SOLE 0 0 48232 CISCO SYS INC COM 17275R102 238 7500 SH SOLE 0 0 7500 CME GROUP INC COM 12572Q105 357 3415 SH SOLE 0 0 3415 COCA COLA CO COM 191216100 404 9545 SH SOLE 0 0 9545 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 247 3220 SH SOLE 0 0 3220 EXXON MOBIL CORP COM 30231G102 6613 75771 SH SOLE 0 0 75771 FIRST TR EXCHANGE TRADED FD ISE REVERE NAT 33733E807 419 15865 SH SOLE 0 0 15865 FRANCO NEVADA CORP COM 351858105 445 6369 SH SOLE 0 0 6369 GENERAL ELECTRIC CO COM 369604103 793 26779 SH SOLE 0 0 26779 GENERAL MLS INC COM 370334104 486 7615 SH SOLE 0 0 7615 GLOBAL X FDS GLOBAL X SILVER 37954Y848 362 8144 SH SOLE 0 0 8144 GOLD RESOURCE CORP COM 38068T105 75 10075 SH SOLE 0 0 10075 ISHARES MSCI CDA ETF 464286509 255 9915 SH SOLE 0 0 9915 ISHARES GOLD TRUST ISHARES 464285105 387 30490 SH SOLE 0 0 30490 ISHARES SILVER TRUST ISHARES 46428Q109 549 30180 SH SOLE 0 0 30180 ISHARES TR CORE HIGH DV ETF 46429B663 813 10000 SH SOLE 0 0 10000 ISHARES TR MIN VOL USA ETF 46429B697 5000 110067 SH SOLE 0 0 110067 ISHARES TR MSCI EMG MKT ETF 464287234 411 10970 SH SOLE 0 0 10970 ISHARES TR RUS 1000 GRW ETF 464287614 2816 27036 SH SOLE 0 0 27036 ISHARES TR RUS 1000 VAL ETF 464287598 3162 29936 SH SOLE 0 0 29936 ISHARES TR RUSSELL 2000 ETF 464287655 420 3380 SH SOLE 0 0 3380 ISHARES TR SELECT DIVID ETF 464287168 4603 53716 SH SOLE 0 0 53716 ISHARES TR TRANS AVG ETF 464287192 287 1975 SH SOLE 0 0 1975 ISHARES TR U.S. REAL ES ETF 464287739 476 5900 SH SOLE 0 0 5900 KRAFT HEINZ CO COM 500754106 723 8073 SH SOLE 0 0 8073 LEXMARK INTL INC CL A 529771107 7574 189532 SH SOLE 0 0 189532 LINKEDIN CORP COM CL A 53578A108 3657 19136 SH SOLE 0 0 19136 LOCKHEED MARTIN CORP COM 539830109 5778 24103 SH SOLE 0 0 24103 LOWES COS INC COM 548661107 231 3200 SH SOLE 0 0 3200 MCEWEN MNG INC COM 58039P107 42 11521 SH SOLE 0 0 11521 MICROSOFT CORP COM 594918104 6926 120248 SH SOLE 0 0 120248 MONSANTO CO NEW COM 61166W101 2419 23672 SH SOLE 0 0 23672 NETFLIX INC COM 64110L106 276 2804 SH SOLE 0 0 2804 NEWELL BRANDS INC COM 651229106 527 10005 SH SOLE 0 0 10005 NUVASIVE INC COM 670704105 976 14648 SH SOLE 0 0 14648 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 1272 67246 SH SOLE 0 0 67246 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 1403 105989 SH SOLE 0 0 105989 PHILIP MORRIS INTL INC COM 718172109 4436 45630 SH SOLE 0 0 45630 PIEDMONT NAT GAS INC COM 720186105 488 8132 SH SOLE 0 0 8132 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 4029 97099 SH SOLE 0 0 97099 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 234 1975 SH SOLE 0 0 1975 PRICELINE GRP INC COM NEW 741503403 219 149 SH SOLE 0 0 149 PROCTER AND GAMBLE CO COM 742718109 671 7478 SH SOLE 0 0 7478 QUEST DIAGNOSTICS INC COM 74834L100 1701 20097 SH SOLE 0 0 20097 RANDGOLD RES LTD ADR 752344309 332 3320 SH SOLE 0 0 3320 ROYAL GOLD INC COM 780287108 363 4685 SH SOLE 0 0 4685 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 614 7676 SH SOLE 0 0 7676 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 13895 261143 SH SOLE 0 0 261143 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1549 21476 SH SOLE 0 0 21476 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 4100 58065 SH SOLE 0 0 58065 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 682 11676 SH SOLE 0 0 11676 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5711 119525 SH SOLE 0 0 119525 SILVER WHEATON CORP COM 828336107 216 7985 SH SOLE 0 0 7985 SPDR GOLD TRUST GOLD SHS 78463V107 8184 65140 SH SOLE 0 0 65140 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 2099 41823 SH SOLE 0 0 41823 TAHOE RES INC COM 873868103 171 13300 SH SOLE 0 0 13300 THERMO FISHER SCIENTIFIC INC COM 883556102 790 4964 SH SOLE 0 0 4964 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 798 30185 SH SOLE 0 0 30185 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 353 7959 SH SOLE 0 0 7959 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 342 18215 SH SOLE 0 0 18215 VANGUARD INDEX FDS GROWTH ETF 922908736 768 6835 SH SOLE 0 0 6835 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 393 10455 SH SOLE 0 0 10455 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 6828 94645 SH SOLE 0 0 94645 VANGUARD WORLD FDS INF TECH ETF 92204A702 238 1975 SH SOLE 0 0 1975 VERIZON COMMUNICATIONS INC COM 92343V104 4001 76971 SH SOLE 0 0 76971 VIRGIN AMER INC COM VTG 92765X208 5202 97217 SH SOLE 0 0 97217 WAL-MART STORES INC COM 931142103 548 7604 SH SOLE 0 0 7604 WESTAR ENERGY INC COM 95709T100 2102 37047 SH SOLE 0 0 37047 WISDOMTREE TR JAPN HEDGE EQT 97717W851 305 7115 SH SOLE 0 0 7115 YAMANA GOLD INC COM 98462Y100 79 18432 SH SOLE 0 0 18432