0001144204-14-067585.txt : 20141113 0001144204-14-067585.hdr.sgml : 20141113 20141113140737 ACCESSION NUMBER: 0001144204-14-067585 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bruce & Co., Inc. CENTRAL INDEX KEY: 0001358331 IRS NUMBER: 363481448 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11869 FILM NUMBER: 141217709 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312 236-9160 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001358331 XXXXXXXX 09-30-2014 09-30-2014 false Bruce & Co., Inc.

20 N. Wacker Drive Suite 2414 Chicago IL 60606

13F HOLDINGS REPORT 028-11869 N R. Jeffrey Bruce 312-236-9160 /s/ R. Jeffrey Bruce Chicago IL 11-13-2014 0 55 359156 INFORMATION TABLE 2 infotable.xml Abbott Common 002824100 9447 229300 SH SOLE 229300 0 0 Abbvie Common 00287Y109 13241 231300 SH SOLE 231300 0 0 AES Pfd 6.75% 00808N202 2379 46400 SH SOLE 46400 0 0 Allstate Common 020002101 19907 327000 SH SOLE 327000 0 0 Amerco Common 023586100 62416 242865 SH SOLE 242865 0 0 Agenus Common 00847G705 709 233515 SH SOLE 233515 0 0 Ashland Common 044209104 2515 25000 SH SOLE 25000 0 0 Avista Common 05379B107 616 20000 SH SOLE 20000 0 0 Sandridge Energy Common 80007P307 765 182168 SH SOLE 182168 0 0 Sandridge Energy Pfd 8.5% 80007P604 6000 60000 SH SOLE 60000 0 0 Calpine Common 131347304 6448 294849 SH SOLE 294849 0 0 C&J Energy Common 12467B304 5864 200000 SH SOLE 200000 0 0 CMS Energy Common 125896100 599 20000 SH SOLE 20000 0 0 BPZ Resources Cv 6.5% 055639aa6 2900 3000000 PRN SOLE 3000000 0 0 Bunge Common G16962105 8249 100000 SH SOLE 100000 0 0 Bunge Pfd 4.875% 032549322 4044 37400 SH SOLE 37400 0 0 DeCode Genetics Cv 3.5% 243586AB0 867 24787000 PRN SOLE 24787000 0 0 Diamond Foods Common 252603105 9341 323000 SH SOLE 323000 0 0 Direct TV Common 25490A101 7491 86500 SH SOLE 86500 0 0 Escalera Common 258570209 298 156919 SH SOLE 156919 0 0 Duke Energy Common 26441C204 1437 19000 SH SOLE 19000 0 0 Durect Common 266605104 1726 1215973 SH SOLE 1215973 0 0 Edap Common 268311107 2113 1565494 SH SOLE 1565494 0 0 Endeavor Cv 5.5% 29257MAD2 587 11750000 PRN SOLE 11750000 0 0 Exxon Common 30231G102 483 5184 SH SOLE 5184 0 0 Flotek Common 343389102 19835 784335 SH SOLE 784335 0 0 Nextera Energy Common 302571104 11741 124000 SH SOLE 124000 0 0 Gainsco Common 363127200 2166 240727 SH SOLE 240727 0 0 Gevo Cv 7.5% 374396AA7 1260 2000000 PRN SOLE 2000000 0 0 Hospira Common 441060100 519 10000 SH SOLE 10000 0 0 IBM Common 459200101 22182 118500 SH SOLE 118500 0 0 Integrys Energy Common 92931B106 1605 24594 SH SOLE 24594 0 0 Actua Common 46059C205 2374 153300 SH SOLE 153300 0 0 Intrepid Potash Common 46121Y102 2211 150000 SH SOLE 150000 0 0 Kinross Common 496902404 1144 344848 SH SOLE 344848 0 0 Kellogg Common 487836108 269 4436 SH SOLE 4436 0 0 Mannkind Cv 5.75% 56400PAC6 32873 29885000 PRN SOLE 29885000 0 0 Merck Common 589331107 15547 265000 SH SOLE 265000 0 0 Titan Wheel Common 88830m102 4913 425000 SH SOLE 425000 0 0 Titan Wheel Cv 5.625% 888305aa7 1560 1000000 SH SOLE 1000000 0 0 Omega Protein Common 68210P107 4224 341000 SH SOLE 341000 0 0 Oscient Pharm Corp Cv 12.5% 68812RAD7 129 2499575 PRN SOLE 2499575 0 0 Perrigo Common BGH1M56 1476 9926 SH SOLE 9926 0 0 Petroquest Pfd 6.875% 716748207 8729 203000 SH SOLE 203000 0 0 Pfizer Common 717081103 13139 452000 SH SOLE 452000 0 0 Pepco Holding Common 713291102 1638 60900 SH SOLE 60900 0 0 Phoenix Cos. Common 71902E604 13193 235352 SH SOLE 235352 0 0 RLI Common 749607107 6438 149600 SH SOLE 149600 0 0 Solitario Common 8342EP107 309 254040 SH SOLE 254040 0 0 Supernus Common 868459108 3476 400000 SH SOLE 400000 0 0 Supernus Cv 7.5% 868459AA6 2550 1500000 PRN SOLE 1500000 0 0 US Ecology Common 91732J102 1145 25300 SH SOLE 25300 0 0 Astrotech Common 846243400 3017 1070073 SH SOLE 1070073 0 0 XM Sirius Cv 7% 98375YAU0 7600 4000000 PRN SOLE 4000000 0 0 XEL Energy Common 98389B100 1452 47511 SH SOLE 47511 0 0