0001144204-14-031071.txt : 20140515 0001144204-14-031071.hdr.sgml : 20140515 20140515140637 ACCESSION NUMBER: 0001144204-14-031071 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bruce & Co., Inc. CENTRAL INDEX KEY: 0001358331 IRS NUMBER: 363481448 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11869 FILM NUMBER: 14845899 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312 236-9160 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001358331 XXXXXXXX 03-31-2014 03-31-2014 false Bruce & Co., Inc.

20 N. Wacker Drive Suite 2414 Chicago IL 60606

13F HOLDINGS REPORT 028-11869 N R. Jeffrey Bruce 312-236-9160 /s/ R. Jeffrey Bruce Chicago IL 05-15-2014 0 53 372328 INFORMATION TABLE 2 infotable.xml Abbott Common 002824100 8830 229300 SH SOLE 229300 0 0 Abbvie Common 00287Y109 11888 231300 SH SOLE 231300 0 0 AES CORP Pfd. C Pfd 6.75% 00808N202 2366 46400 SH SOLE 46400 0 0 Allstate Common 020002101 18501 327000 SH SOLE 327000 0 0 AMERCO Common 023586100 57814 249200 SH SOLE 249200 0 0 Agenus Common 00847G705 740 233515 SH SOLE 233515 0 0 Ashland Common 044209104 2487 25000 SH SOLE 25000 0 0 Sandridge Energy Common 80007P307 1118 182168 SH SOLE 182168 0 0 Sandridge Energy Pfd 8.5% 80007P604 6300 60000 SH SOLE 60000 0 0 Calpine Common 131347304 6165 294849 SH SOLE 294849 0 0 C&J Energy Common 12467B304 5832 200000 SH SOLE 200000 0 0 BPZ Resources Cv 6.5% 055639aa6 3060 3000000 PRN SOLE 3000000 0 0 Bunge Common G16962105 7951 100000 SH SOLE 100000 0 0 Bunge Pfd 4.875% 032549322 4001 37400 SH SOLE 37400 0 0 DeCode Genetics Cv 3.5% 243586AB0 867 24787000 PRN SOLE 24787000 0 0 Diamond Foods Common 252603105 11282 323000 SH SOLE 323000 0 0 Direct TV Common 25490A101 6610 86500 SH SOLE 86500 0 0 Double Eagle Common 258570209 448 156919 SH SOLE 156919 0 0 DURECT CORP Common 266605104 1617 1215973 SH SOLE 1215973 0 0 EDAP Common 268311107 4477 1565494 SH SOLE 1565494 0 0 Endeavor Cv 5.5% 29257MAD2 7990 11750000 PRN SOLE 11750000 0 0 Exxon Common 30231G102 506 5184 SH SOLE 5184 0 0 Flotek Common 343389102 22950 819671 SH SOLE 819671 0 0 Nextera Energy Common 302571104 11780 124000 SH SOLE 124000 0 0 GAINSCO INC Common 363127200 1925 240727 SH SOLE 240727 0 0 GEVO Cv 7.5% 374396AA7 1500 2000000 PRN SOLE 2000000 0 0 Hospira Common 441060100 432 10000 SH SOLE 10000 0 0 IBM Common 459200101 17920 93100 SH SOLE 93100 0 0 Integrys Energy Common 92931B106 2063 34594 SH SOLE 34594 0 0 Intermune Cv 5.0% 45884XAD5 2730 1500000 PRN SOLE 1500000 0 0 Intermune Cv 2.5% 45884XAF0 15780 6000000 PRN SOLE 6000000 0 0 INTERNET CAPITAL Common 46059C205 3066 153300 SH SOLE 153300 0 0 Intrepid Potash Common 46121Y102 2319 150000 SH SOLE 150000 0 0 Kinross Common 496902404 1427 344848 SH SOLE 344848 0 0 Kellogg Common 487836108 278 4436 SH SOLE 4436 0 0 Mannkind Cv 5.75% 56400PAC6 28390 29885000 PRN SOLE 29885000 0 0 MERCK & CO INC Common 589331107 14845 261500 SH SOLE 261500 0 0 Titan Wheel Common 88830m102 8070 425000 SH SOLE 425000 0 0 Titan Wheel Cv 5.625% 888305aa7 1990 1000000 SH SOLE 1000000 0 0 Omega Protein Common 68210P107 7242 600000 SH SOLE 600000 0 0 Oscient Pharm Corp Cv 12.5% 68812RAD7 129 2499575 PRN SOLE 2499575 0 0 Perrigo Common BGH1M56 1528 9926 SH SOLE 9926 0 0 Petroquest Pfd 6.875% 716748207 7917 203000 SH SOLE 203000 0 0 PFIZER INC Common 717081103 14518 452000 SH SOLE 452000 0 0 Pepco Holding Common 713291102 1247 60900 SH SOLE 60900 0 0 RLI CORP Common 749607107 6618 149600 SH SOLE 149600 0 0 Solitario Common 8342EP107 322 254040 SH SOLE 254040 0 0 Supernus Cv 7.5% 868459AA6 2715 1500000 PRN SOLE 1500000 0 0 Unisource Energy Common 909205106 10500 175000 SH SOLE 175000 0 0 US Ecology Common 91732J102 939 25300 SH SOLE 25300 0 0 Astrotech Common 846243400 2514 1070073 SH SOLE 1070073 0 0 XM Sirius Cv 7% 98375YAU0 7080 4000000 PRN SOLE 4000000 0 0 XEL Energy Common 98389B100 744 24511 SH SOLE 24511 0 0