0001357867-12-000001.txt : 20120214
0001357867-12-000001.hdr.sgml : 20120214
20120214132123
ACCESSION NUMBER: 0001357867-12-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evensky & Katz LLC
CENTRAL INDEX KEY: 0001357867
IRS NUMBER: 651020240
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11891
FILM NUMBER: 12607058
BUSINESS ADDRESS:
STREET 1: 2333 PONCE DE LEON BOULEVARD
STREET 2: SUITE 1100
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
BUSINESS PHONE: 305-448-8882
MAIL ADDRESS:
STREET 1: 2333 PONCE DE LEON BOULEVARD
STREET 2: SUITE 1100
CITY: CORAL GABLES
STATE: FL
ZIP: 33134
FORMER COMPANY:
FORMER CONFORMED NAME: Evensky & Katz, Inc.
DATE OF NAME CHANGE: 20060330
13F-HR
1
evensky13f4q11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
TYPE: 13F-HR
PERIOD 12/31/2011
Attached Documents Page (2)
FORM 13F
FORM 13F COVER PAGE
Form 13F
FORM 13F COVER PAGE
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Evensky & Katz, Inc.
Address: 2333 Ponce de Leon Blvd.,
Suite 1100
Coral Gables, FL 33134
Form 13F File Number: 28-11891
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, list, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mena Bielow-McAfee
Title: Chief Financial Officer
Phone: 305-448-8882
Signature, Place, and Date of Signing:
Mena Bielow-McAfee, Coral Gables, FL February 13, 2012
--------------------- --------------------- -------------------
[Signature] [City, State] [Date]
Report Type:
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
-----------------------
Form 13F Information Table Entry Total: 43
-----------------------
Form 13F Information Table Value Total: $188683 (x1000)
-----------------------
List of Other Included Managers:
Name of Reporting Manager
Form 13F Information Table
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------------------------------------------------------------------------------------------------------------
ISHARES MSCI EX-US A 464288240 6540 177686SH SOLE NONE 177686
iSHARES TR LEHMAN BD FD A 464287226 226 2127SH SOLE NONE 2127
VANGUARD TOTAL BOND MKT A 921937835 23 275SH SOLE NONE 275
DJ-UBS COMMODITY INDEX ETN A 06738C778 8170 193417SH SOLE NONE 193417
iSHARES MSCI EAFE A 464287465 79 1602SH SOLE NONE 1602
iSHARES MSCI EMERGING MKTS A 464287234 15 400SH SOLE NONE 400
iSHARES MSCI JAPAN A 464286848 1 100SH SOLE NONE 100
iSHARES S&P GLBL INDX A 464287572 0 0SH SOLE NONE 0
iSHARES S&P GLOBAL INDUSTRIALS A 464288729 10 202SH SOLE NONE 202
iSHARES HIGH DIVIDEND YIELD A 46429B663 7817 140843SH SOLE NONE 140843
iSHARES S&P MID VALUE A 464287705 18430 242571SH SOLE NONE 242571
iSHARES S&P SM VALUE A 464287879 39 557SH SOLE NONE 557
iSHARES TR 1-3 YR TREAS INDEX FD A 464287457 21 253SH SOLE NONE 253
iSHARES TR BARCLAYS TIPS A 464287176 9 80SH SOLE NONE 80
iSHARES TR DJ TOTAL MARKET A 464287846 10 165SH SOLE NONE 165
iSHARES TR DJ US FINL A 464287788 1 20SH SOLE NONE 20
MSCI EAF SMALL CAP INDEX ETF A 464288273 2752 79171SH SOLE NONE 79171
PIMCO ENHANCED SHORT MAT A 72201R833 6736 67265SH SOLE NONE 67265
RUSSELL 1000 GROWTH iSHARES A 464287614 0 0SH SOLE NONE 0
RUSSELL 1000 iSHARES A 464287622 311 4486SH SOLE NONE 4486
RUSSELL 2000 GROWTH iSHARES A 464287648 0 0SH SOLE NONE 0
RUSSELL 2000 iSHARES A 464287655 53 727SH SOLE NONE 727
RUSSELL 2000 VALUE iSHARES A 464287630 1231 18764SH SOLE NONE 18764
RUSSELL 3000 iSHARES A 464287689 97299 1311666SH SOLE NONE 1311666
RUSSELL MIDCAP VALUE iSHARES A 464287473 334 7697SH SOLE NONE 7697
S&P 500 BARRA GROWTH iSHARES A 464287309 0 0SH SOLE NONE 0
S&P 500 iSHARES A 464287200 180 1429SH SOLE NONE 1429
SCHWAB EMG MKT EQUITY ETF A 808524706 153 6711SH SOLE NONE 6711
SCHWAB INTL EQUITY ETF A 808524805 29 1237SH SOLE NONE 1237
SCHWAB LG-CAP VALUE ETF A 808524409 4 140SH SOLE NONE 140
SCHWAB US BROAD MKT ETF A 808524102 252 8341SH SOLE NONE 8341
SCHWAB US SMALL-CAP ETF A 808524607 5 151SH SOLE NONE 151
SCHWAB INT'L SMALL CAP ETF A 808524888 103 4407SH SOLE NONE 4407
SCHWAB US DIVIDEND EQUITY ETF A 808524797 2 80SH SOLE NONE 80
SPDR TRUST UNIT SR A 78462F103 26 211SH SOLE NONE 211
VANGUARD S/T CORP BOND IDX A 99206C409 11337 145606SH SOLE NONE 145606
VANGUARD DIV APPRECIATION A 921908844 9116 166835SH SOLE NONE 166835
VANGUARD IDX FDS GROWTH A 922908736 0 6SH SOLE NONE 6
VANGUARD IDX FDS VALUE A 922908744 2 44SH SOLE NONE 44
VANGUARD EMG MKT A 922042858 6071 158878SH SOLE NONE 158878
vANGUARD TOTAL STOCK MKT IDX A 922908769 2878 44769SH SOLE NONE 44769
vANGUARD MEGA CAP 300 IDX A 921910873 8338 193880SH SOLE NONE 193880
SPDR INDUSTRIAL SELECT SECTOR A 81369Y704 80 2385SH SOLE NONE 2385
TOTAL $188683(x1000)