0001357867-12-000001.txt : 20120214 0001357867-12-000001.hdr.sgml : 20120214 20120214132123 ACCESSION NUMBER: 0001357867-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evensky & Katz LLC CENTRAL INDEX KEY: 0001357867 IRS NUMBER: 651020240 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11891 FILM NUMBER: 12607058 BUSINESS ADDRESS: STREET 1: 2333 PONCE DE LEON BOULEVARD STREET 2: SUITE 1100 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: 305-448-8882 MAIL ADDRESS: STREET 1: 2333 PONCE DE LEON BOULEVARD STREET 2: SUITE 1100 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: Evensky & Katz, Inc. DATE OF NAME CHANGE: 20060330 13F-HR 1 evensky13f4q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 TYPE: 13F-HR PERIOD 12/31/2011 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Form 13F FORM 13F COVER PAGE Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Evensky & Katz, Inc. Address: 2333 Ponce de Leon Blvd., Suite 1100 Coral Gables, FL 33134 Form 13F File Number: 28-11891 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mena Bielow-McAfee Title: Chief Financial Officer Phone: 305-448-8882 Signature, Place, and Date of Signing: Mena Bielow-McAfee, Coral Gables, FL February 13, 2012 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------------------- Form 13F Information Table Entry Total: 43 ----------------------- Form 13F Information Table Value Total: $188683 (x1000) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------------------------------------------------------------------------------------------------------- ISHARES MSCI EX-US A 464288240 6540 177686SH SOLE NONE 177686 iSHARES TR LEHMAN BD FD A 464287226 226 2127SH SOLE NONE 2127 VANGUARD TOTAL BOND MKT A 921937835 23 275SH SOLE NONE 275 DJ-UBS COMMODITY INDEX ETN A 06738C778 8170 193417SH SOLE NONE 193417 iSHARES MSCI EAFE A 464287465 79 1602SH SOLE NONE 1602 iSHARES MSCI EMERGING MKTS A 464287234 15 400SH SOLE NONE 400 iSHARES MSCI JAPAN A 464286848 1 100SH SOLE NONE 100 iSHARES S&P GLBL INDX A 464287572 0 0SH SOLE NONE 0 iSHARES S&P GLOBAL INDUSTRIALS A 464288729 10 202SH SOLE NONE 202 iSHARES HIGH DIVIDEND YIELD A 46429B663 7817 140843SH SOLE NONE 140843 iSHARES S&P MID VALUE A 464287705 18430 242571SH SOLE NONE 242571 iSHARES S&P SM VALUE A 464287879 39 557SH SOLE NONE 557 iSHARES TR 1-3 YR TREAS INDEX FD A 464287457 21 253SH SOLE NONE 253 iSHARES TR BARCLAYS TIPS A 464287176 9 80SH SOLE NONE 80 iSHARES TR DJ TOTAL MARKET A 464287846 10 165SH SOLE NONE 165 iSHARES TR DJ US FINL A 464287788 1 20SH SOLE NONE 20 MSCI EAF SMALL CAP INDEX ETF A 464288273 2752 79171SH SOLE NONE 79171 PIMCO ENHANCED SHORT MAT A 72201R833 6736 67265SH SOLE NONE 67265 RUSSELL 1000 GROWTH iSHARES A 464287614 0 0SH SOLE NONE 0 RUSSELL 1000 iSHARES A 464287622 311 4486SH SOLE NONE 4486 RUSSELL 2000 GROWTH iSHARES A 464287648 0 0SH SOLE NONE 0 RUSSELL 2000 iSHARES A 464287655 53 727SH SOLE NONE 727 RUSSELL 2000 VALUE iSHARES A 464287630 1231 18764SH SOLE NONE 18764 RUSSELL 3000 iSHARES A 464287689 97299 1311666SH SOLE NONE 1311666 RUSSELL MIDCAP VALUE iSHARES A 464287473 334 7697SH SOLE NONE 7697 S&P 500 BARRA GROWTH iSHARES A 464287309 0 0SH SOLE NONE 0 S&P 500 iSHARES A 464287200 180 1429SH SOLE NONE 1429 SCHWAB EMG MKT EQUITY ETF A 808524706 153 6711SH SOLE NONE 6711 SCHWAB INTL EQUITY ETF A 808524805 29 1237SH SOLE NONE 1237 SCHWAB LG-CAP VALUE ETF A 808524409 4 140SH SOLE NONE 140 SCHWAB US BROAD MKT ETF A 808524102 252 8341SH SOLE NONE 8341 SCHWAB US SMALL-CAP ETF A 808524607 5 151SH SOLE NONE 151 SCHWAB INT'L SMALL CAP ETF A 808524888 103 4407SH SOLE NONE 4407 SCHWAB US DIVIDEND EQUITY ETF A 808524797 2 80SH SOLE NONE 80 SPDR TRUST UNIT SR A 78462F103 26 211SH SOLE NONE 211 VANGUARD S/T CORP BOND IDX A 99206C409 11337 145606SH SOLE NONE 145606 VANGUARD DIV APPRECIATION A 921908844 9116 166835SH SOLE NONE 166835 VANGUARD IDX FDS GROWTH A 922908736 0 6SH SOLE NONE 6 VANGUARD IDX FDS VALUE A 922908744 2 44SH SOLE NONE 44 VANGUARD EMG MKT A 922042858 6071 158878SH SOLE NONE 158878 vANGUARD TOTAL STOCK MKT IDX A 922908769 2878 44769SH SOLE NONE 44769 vANGUARD MEGA CAP 300 IDX A 921910873 8338 193880SH SOLE NONE 193880 SPDR INDUSTRIAL SELECT SECTOR A 81369Y704 80 2385SH SOLE NONE 2385 TOTAL $188683(x1000)