0001357867-11-000006.txt : 20110714 0001357867-11-000006.hdr.sgml : 20110714 20110714150826 ACCESSION NUMBER: 0001357867-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110714 DATE AS OF CHANGE: 20110714 EFFECTIVENESS DATE: 20110714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evensky & Katz LLC CENTRAL INDEX KEY: 0001357867 IRS NUMBER: 651020240 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11891 FILM NUMBER: 11967898 BUSINESS ADDRESS: STREET 1: 2333 PONCE DE LEON BOULEVARD STREET 2: SUITE 1100 CITY: CORAL GABLES STATE: FL ZIP: 33134 BUSINESS PHONE: 305-448-8882 MAIL ADDRESS: STREET 1: 2333 PONCE DE LEON BOULEVARD STREET 2: SUITE 1100 CITY: CORAL GABLES STATE: FL ZIP: 33134 FORMER COMPANY: FORMER CONFORMED NAME: Evensky & Katz, Inc. DATE OF NAME CHANGE: 20060330 13F-HR 1 evensky13f1q11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 TYPE: 13F-HR PERIOD 6/30/2011 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Form 13F FORM 13F COVER PAGE Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Evensky & Katz, Inc. Address: 2333 Ponce de Leon Blvd., Suite 1100 Coral Gables, FL 33134 Form 13F File Number: 28-11891 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mena Bielow-McAfee Title: Chief Financial Officer Phone: 305-448-8882 Signature, Place, and Date of Signing: Mena Bielow-McAfee, Coral Gables, FL July 14, 2011 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------------------- Form 13F Information Table Entry Total: 35 ----------------------- Form 13F Information Table Value Total: $133754 (x1000) ----------------------- List of Other Included Managers: Name of Reporting Manager Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------------------------------------------------------------------------------------------------------------- DJ-UBS COMMODITY INDEX ETN A 06738C778 9354 198043SH SOLE NONE 198043 iSHARES MSCI EAFE A 464287465 82 1359SH SOLE NONE 1359 iSHARES MSCI EMERGING MKTS A 464287234 28 592SH SOLE NONE 592 iSHARES MSCI EX US A 464288240 11 235SH SOLE NONE 235 iSHARES MSCI JAPAN A 464286848 1 100SH SOLE NONE 100 iSHARES S&P MID VALUE A 464287705 16678 198543SH SOLE NONE 198543 iSHARES S&P SM VALUE A 464287879 43 575SH SOLE NONE 575 iSHARES TR 1-3 YR TREAS INDEX FD A 464287457 15 179SH SOLE NONE 179 iSHARES TR BARCLAYS TIPS A 464287176 9 79SH SOLE NONE 79 iSHARES TR DJ US FINL A 464287788 1 20SH SOLE NONE 20 iSHARES TR LEHMAN BD FD A 464287226 176 1652SH SOLE NONE 1652 iSHARES TR S&P SMALLCAP A 464287804 10 140SH SOLE NONE 140 MSCI EAF SMALL CAP INDEX ETF A 464288273 8 179SH SOLE NONE 179 PIMCO ENHANCED SHORT MAT A 72201R833 6296 62285SH SOLE NONE 62285 RUSSELL 1000 iSHARES A 464287622 5077 68711SH SOLE NONE 68711 RUSSELL 2000 GROWTH iSHARES A 464287648 1 14SH SOLE NONE 14 RUSSELL 2000 iSHARES A 464287655 69 831SH SOLE NONE 831 RUSSELL 2000 VALUE iSHARES A 464287630 48 650SH SOLE NONE 650 RUSSELL 3000 iSHARES A 464287689 87515 1103780SH SOLE NONE 1103780 RUSSELL MIDCAP VALUE iSHARES A 464287473 371 7780SH SOLE NONE 7780 S&P 500 iSHARES A 464287200 171 1293SH SOLE NONE 1293 SCHWAB INTL EQUITY ETF A 808524805 65 2213SH SOLE NONE 2213 SCHWAB US BROAD MKT ETF A 808524102 4949 145151SH SOLE NONE 145151 SPDR TRUST UNIT SR A 78462F103 28 209SH SOLE NONE 209 VANGUARD IDX FDS GROWTH A 922908736 0 6SH SOLE NONE 6 VANGUARD IDX FDS VALUE A 922908744 2 44SH SOLE NONE 44 VANGUARD TOTAL BOND MKT A 921937835 29 352SH SOLE NONE 352 vANGUARD TOTAL STOCK MKT IDX A 922908769 2717 39725SH SOLE NONE 39725 TOTAL $133754(x1000)