0001181431-11-055728.txt : 20111110 0001181431-11-055728.hdr.sgml : 20111110 20111110151814 ACCESSION NUMBER: 0001181431-11-055728 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111108 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liucci Christopher F CENTRAL INDEX KEY: 0001357720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 111194995 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd325496.xml 11/8/2011 TRANSACTION X0304 4 2011-11-08 0 0001012620 GENESEE & WYOMING INC GWR 0001357720 Liucci Christopher F 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Accounting Officer Class A Common Stock, $.01 par value 2011-11-08 4 A 0 7325 32.35 A 19038 D Class A Common Stock, $.01 par value 2011-11-08 4 S 0 4911 60.03 D 14127 D Stock Option (Right to Buy) 32.35 2011-11-08 4 M 0 7325 0 A 2012-05-29 Class A Common Stock, $.01 par value 7325 0 D The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for price increments ranging from $59.90 to $60.22. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments beginning May 30, 2008. Allison M. Fergus, Attorney in Fact for Christopher F. Liucci 2011-11-10