-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MTK7lH4ft/bnl5bXJf4nBHdLlfNaih9OxKl9iNIXRX4OnmaCMFwUJaZFVeMsyVg9 jYeYmOYbiTCG46+97WdKwg== 0001181431-10-045300.txt : 20100902 0001181431-10-045300.hdr.sgml : 20100902 20100902144953 ACCESSION NUMBER: 0001181431-10-045300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100831 FILED AS OF DATE: 20100902 DATE AS OF CHANGE: 20100902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liucci Christopher F CENTRAL INDEX KEY: 0001357720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 101054721 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd285320.xml SALE AND SECTION 16 AWARD X0303 4 2010-08-31 0 0001012620 GENESEE & WYOMING INC GWR 0001357720 Liucci Christopher F 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Accounting Officer Class A Common Stock, $.01 par value 2010-08-31 4 M 0 10000 31.09 A 16977 D Class A Common Stock, $.01 par value 2010-08-31 4 S 0 1400 38.97 D 15577 D Class A Common Stock, $.01 par value 2010-08-31 4 S 0 7184 39.10 D 8393 D Class A Common Stock, $.01 par value 2010-08-31 4 A 0 737 0 A 9130 D Stock Option (Right to Buy) 31.09 2010-08-31 4 M 0 10000 0 D 2011-03-28 Class A Common Stock, $.01 par value 10000 0 D Stock Option (Right to Buy) 38.81 2010-08-31 4 A 0 1042 0 A 2015-08-30 Class A Common Stock, $.01 par value 1042 1042 D The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for price increments ranging from $38.92 to $38.99. Represents the weighted average sales price for price increments ranging from $39.01 to $39.23. This restricted stock award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 26, 2011. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning March 29, 2007. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 26, 2011. Allison M. Fergus, Attorney in Fact for Christopher F. Liucci 2010-09-02 -----END PRIVACY-ENHANCED MESSAGE-----