0001357550-20-000051.txt : 20200514
0001357550-20-000051.hdr.sgml : 20200514
20200514162845
ACCESSION NUMBER: 0001357550-20-000051
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200514
DATE AS OF CHANGE: 20200514
EFFECTIVENESS DATE: 20200514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Weiss Asset Management LP
CENTRAL INDEX KEY: 0001357550
IRS NUMBER: 611451623
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12911
FILM NUMBER: 20878221
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET, 16TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-778-7780
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET, 16TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: WEISS CAPITAL LLC
DATE OF NAME CHANGE: 20060327
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001357550
XXXXXXXX
03-31-2020
03-31-2020
Weiss Asset Management LP
222 BERKELEY STREET, 16TH FLOOR
BOSTON
MA
02116
13F HOLDINGS REPORT
028-12911
N
Georgiy Nikitin
Chief Compliance Officer
6177787725
Georgiy Nikitin
Boston
MA
05-14-2020
2
194
628672
false
1
0001357643
WEISS ANDREW M
2
0001298983
BIP GP LLC
INFORMATION TABLE
2
wam13fh1q2020.xml
L3HARRIS TECHNOLOGIES INC
COM
502431109
2241
12442
SH
DFND
1,2
12442
0
0
TRITON INTL LTD
CL A
G9078F107
1940
75000
SH
Put
DFND
1,2
0
0
0
EPR PPTYS
COM SH BEN INT
26884U109
12110
500000
SH
Put
DFND
1,2
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
63020
244500
SH
Put
DFND
1,2
0
0
0
INTL GNRL INSURANCE HLDNGS L
*W EXP 03/17/202
G4809J114
581
1383157
SH
DFND
1,2
1383157
0
0
PACCAR INC
COM
693718108
1072
17532
SH
DFND
1,2
17532
0
0
RAYTHEON CO
COM NEW
755111507
2055
15672
SH
DFND
1,2
15672
0
0
NEW FRONTIER HEALTH CORP
*W EXP 11/30/202
G6461G114
284
300000
SH
DFND
1,2
300000
0
0
CATERPILLAR INC DEL
COM
149123101
3608
31093
SH
DFND
1,2
31093
0
0
WASTE MGMT INC DEL
COM
94106L109
2034
21972
SH
DFND
1,2
21972
0
0
CUMMINS INC
COM
231021106
1168
8633
SH
DFND
1,2
8633
0
0
TEXTRON INC
COM
883203101
342
12817
SH
DFND
1,2
12817
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
1114
13487
SH
DFND
1,2
13487
0
0
IQIYI INC
SPONSORED ADS
46267X108
723
40600
SH
Put
DFND
1,2
0
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
21564
279800
SH
Put
DFND
1,2
0
0
0
IHS MARKIT LTD
SHS
G47567105
1353
22546
SH
DFND
1,2
22546
0
0
BIOMX INC
*W EXP 10/16/202
09090D111
238
396370
SH
DFND
1,2
396370
0
0
VERTIV HOLDINGS CO
*W EXP 06/12/202
92537N116
1622
900943
SH
DFND
1,2
900943
0
0
GRID DYNAMICS HLDGS INC
*W EXP 03/05/202
39813G117
420
220950
SH
DFND
1,2
220950
0
0
CAI INTERNATIONAL INC
COM
12477X106
20977
1483540
SH
DFND
1,2
1483540
0
0
CSX CORP
COM
126408103
2258
39406
SH
DFND
1,2
39406
0
0
ROPER TECHNOLOGIES INC
COM
776696106
1830
5870
SH
DFND
1,2
5870
0
0
VERISK ANALYTICS INC
COM
92345Y106
1286
9230
SH
DFND
1,2
9230
0
0
OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
9
127000
SH
DFND
1,2
127000
0
0
ACCEL ENTERTAINMENT INC
*W EXP 11/20/202
00436Q114
91
60936
SH
DFND
1,2
60936
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
3316
35500
SH
DFND
1,2
35500
0
0
HONEYWELL INTL INC
COM
438516106
3495
26124
SH
DFND
1,2
26124
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
2514
11863
SH
DFND
1,2
11863
0
0
FAR PT ACQUISITION CORP
*W EXP 06/01/202
30734W117
144
266767
SH
DFND
1,2
266767
0
0
ISHARES TR
PHLX SEMICND ETF
464287523
21321
103900
SH
Put
DFND
1,2
0
0
0
FLIR SYS INC
COM
302445101
256
8039
SH
DFND
1,2
8039
0
0
INTUIT
COM
461202103
835
3630
SH
DFND
1,2
3630
0
0
SOUTHWEST AIRLS CO
COM
844741108
951
26693
SH
DFND
1,2
26693
0
0
LEIDOS HOLDINGS INC
COM
525327102
451
4925
SH
DFND
1,2
4925
0
0
WESTERN UN CO
COM
959802109
477
26311
SH
DFND
1,2
26311
0
0
ISHARES TR
PFD AND INCM SEC
464288687
1453
45644
SH
DFND
1
45644
0
0
XYLEM INC
COM
98419M100
661
10142
SH
DFND
1,2
10142
0
0
PAE INC
*W EXP 09/11/202
69290Y117
1648
1106067
SH
DFND
1,2
1106067
0
0
NORTONLIFELOCK INC
COM
668771108
53019
2833735
SH
DFND
1,2
2833735
0
0
OWL ROCK CAPITAL CORPORATION
COM
69121K104
208
18000
SH
DFND
1,2
18000
0
0
ISHARES INC
MSCI STH KOR ETF
464286772
18768
400000
SH
Put
DFND
1
0
0
0
SNAP ON INC
COM
833034101
336
3087
SH
DFND
1,2
3087
0
0
RETAIL VALUE INC
COM
76133Q102
395
32273
SH
DFND
1,2
32273
0
0
HUNT J B TRANS SVCS INC
COM
445658107
442
4796
SH
DFND
1,2
4796
0
0
ACT II GLOBAL ACQUISITION CO
*W EXP 04/30/202
G0080J120
157
223800
SH
DFND
1,2
223800
0
0
ELECTRONIC ARTS INC
COM
285512109
919
9175
SH
DFND
1,2
9175
0
0
JACOBS ENGR GROUP INC
COM
469814107
606
7640
SH
DFND
1,2
7640
0
0
NETAPP INC
COM
64110D104
382
9152
SH
DFND
1,2
9152
0
0
PARKER HANNIFIN CORP
COM
701094104
940
7245
SH
DFND
1,2
7245
0
0
PAYPAL HLDGS INC
COM
70450Y103
843
8800
SH
DFND
1,2
8800
0
0
IMMUNOVANT INC
*W EXP 12/18/202
45258J110
479
199600
SH
DFND
1,2
199600
0
0
FEDEX CORP
COM
31428X106
1641
13534
SH
DFND
1,2
13534
0
0
ROBERT HALF INTL INC
COM
770323103
250
6623
SH
DFND
1,2
6623
0
0
SPDR SER TR
S&P RETAIL ETF
78464A714
3484
117000
SH
Put
DFND
1,2
0
0
0
CITRIX SYS INC
COM
177376100
1105
7807
SH
DFND
1,2
7807
0
0
UNION PAC CORP
COM
907818108
3581
25392
SH
DFND
1,2
25392
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
43484
168707
SH
DFND
1,2
168707
0
0
RANPAK HLDGS CORP
*W EXP 06/03/202
75321W111
41
35400
SH
DFND
1,2
35400
0
0
ZIONS BANCORPORATION N A
*W EXP 05/21/202
989701115
205
594760
SH
DFND
1,2
594760
0
0
YATRA ONLINE INC
ORD SHS
G98338109
326
316217
SH
DFND
1,2
316217
0
0
ALTA EQUIPMENT GROUP INC
*W EXP 02/14/202
02128L114
380
422761
SH
DFND
1,2
422761
0
0
ATLAS TECHNICAL CONSULTANTS
*W EXP 11/26/202
049430119
379
558333
SH
DFND
1,2
558333
0
0
QORVO INC
COM
74736K101
488
6050
SH
DFND
1,2
6050
0
0
SEABRIDGE GOLD INC
COM
811916105
10253
1096623
SH
DFND
1
1096623
0
0
SMITH A O CORP
COM
831865209
292
7718
SH
DFND
1,2
7718
0
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
378
3988
SH
DFND
1,2
3988
0
0
DEERE & CO
COM
244199105
1602
11594
SH
DFND
1,2
11594
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
421
2308
SH
DFND
1,2
2308
0
0
GRAINGER W W INC
COM
384802104
611
2457
SH
DFND
1,2
2457
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
231
12205
SH
DFND
1,2
12205
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
850
200000
SH
Put
DFND
1,2
0
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
1206
50000
SH
DFND
1,2
50000
0
0
FORTIVE CORP
COM
34959J108
918
16628
SH
DFND
1,2
16628
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
2536
163936
SH
DFND
1,2
163936
0
0
ROCKWELL AUTOMATION INC
COM
773903109
982
6506
SH
DFND
1,2
6506
0
0
NORTHROP GRUMMAN CORP
COM
666807102
2672
8832
SH
DFND
1,2
8832
0
0
EXPEDITORS INTL WASH INC
COM
302130109
640
9594
SH
DFND
1,2
9594
0
0
DOVER CORP
COM
260003108
687
8187
SH
DFND
1,2
8187
0
0
EVOQUA WATER TECHNOLOGIES CO
COM
30057T105
224
20000
SH
DFND
1,2
20000
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
339
7848
SH
DFND
1,2
7848
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
504
7607
SH
DFND
1,2
7607
0
0
ORACLE CORP
COM
68389X105
925
19140
SH
DFND
1,2
19140
0
0
3M CO
COM
88579Y101
3756
27514
SH
DFND
1,2
27514
0
0
MASCO CORP
COM
574599106
553
16004
SH
DFND
1,2
16004
0
0
PEGASYSTEMS INC
COM
705573103
1745
24500
SH
DFND
1,2
24500
0
0
STANLEY BLACK & DECKER INC
COM
854502101
856
8558
SH
DFND
1,2
8558
0
0
ILLINOIS TOOL WKS INC
COM
452308109
2105
14810
SH
DFND
1,2
14810
0
0
WABTEC
COM
929740108
494
10271
SH
DFND
1,2
10271
0
0
EATON CORP PLC
SHS
G29183103
1810
23293
SH
DFND
1,2
23293
0
0
REPUBLIC SVCS INC
COM
760759100
890
11859
SH
DFND
1,2
11859
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
7030
87900
SH
DFND
1,2
87900
0
0
COPART INC
COM
217204106
789
11517
SH
DFND
1,2
11517
0
0
GENERAL ELECTRIC CO
COM
369604103
3910
492401
SH
DFND
1,2
492401
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
707
5384
SH
DFND
1,2
5384
0
0
NORFOLK SOUTHERN CORP
COM
655844108
2142
14668
SH
DFND
1,2
14668
0
0
EMERSON ELEC CO
COM
291011104
1634
34301
SH
DFND
1,2
34301
0
0
ISHARES TR
CORE S&P500 ETF
464287200
4150
16060
SH
DFND
1,2
16060
0
0
UNITED RENTALS INC
COM
911363109
436
4235
SH
DFND
1,2
4235
0
0
EQUIFAX INC
COM
294429105
813
6808
SH
DFND
1,2
6808
0
0
ISHARES TR
PHLX SEMICND ETF
464287523
8247
40188
SH
DFND
1,2
40188
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
4545
213597
SH
DFND
1,2
213597
0
0
BORGWARNER INC
COM
099724106
13323
546702
SH
DFND
1,2
546702
0
0
ROLLINS INC
COM
775711104
287
7933
SH
DFND
1,2
7933
0
0
PENTAIR PLC
SHS
G7S00T104
282
9460
SH
DFND
1,2
9460
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
1170
43408
SH
DFND
1,2
43408
0
0
ON SEMICONDUCTOR CORP
COM
682189105
315
25300
SH
DFND
1,2
25300
0
0
BOEING CO
COM
097023105
4489
30101
SH
DFND
1,2
30101
0
0
UNITED AIRLS HLDGS INC
COM
910047109
386
12228
SH
DFND
1,2
12228
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
10034
10000000
PRN
DFND
1,2
0
0
0
PROFICIENT ALPHA ACQUSTN COR
*W EXP 04/30/202
74317H113
51
1002408
SH
DFND
1,2
1002408
0
0
SC HEALTH CORP
*W EXP 99/99/999
G78516401
390
408781
SH
DFND
1,2
408781
0
0
IDEX CORP
COM
45167R104
591
4279
SH
DFND
1,2
4279
0
0
GREENLIGHT CAP RE LTD
NOTE 4.000% 8/0
395366AB3
25886
32650000
PRN
DFND
1,2
0
0
0
TRIDENT ACQUISITIONS CORP
COM
89615T106
158
14938
SH
DFND
1,2
14938
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
711
5590
SH
DFND
1,2
5590
0
0
CINTAS CORP
COM
172908105
817
4715
SH
DFND
1,2
4715
0
0
LOCKHEED MARTIN CORP
COM
539830109
4021
11862
SH
DFND
1,2
11862
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
7510
254500
SH
Put
DFND
1,2
0
0
0
FASTENAL CO
COM
311900104
1009
32296
SH
DFND
1,2
32296
0
0
INGERSOLL RAND INC
COM
45687V106
482
19443
SH
DFND
1,2
19443
0
0
TRANSDIGM GROUP INC
COM
893641100
899
2808
SH
DFND
1,2
2808
0
0
GSV CAP CORP
NOTE 4.750% 3/2
36191JAC5
3841
4030000
PRN
DFND
1,2
0
0
0
AMCI ACQUISITION CORP
CLASS A
00165R101
668
65729
SH
DFND
1,2
65729
0
0
FIREEYE INC
COM
31816Q101
318
30100
SH
DFND
1,2
30100
0
0
CAESARS ENTMT CORP
NOTE 5.000%10/0
127686AA1
21394
19555099
PRN
DFND
1,2
0
0
0
ANDINA ACQUISITION CORP III
RIGHT 07/31/2020
G04415132
7
37834
SH
DFND
1,2
37834
0
0
LEO HOLDINGS CORP
*W EXP 07/31/202
G5463L113
219
341450
SH
DFND
1,2
341450
0
0
AMCI ACQUISITION CORP
*W EXP 05/20/202
00165R119
54
250000
SH
DFND
1,2
250000
0
0
AGBA ACQUISITION LTD
*W EXP 05/10/202
G0120M117
34
575000
SH
DFND
1,2
575000
0
0
RMG ACQUISITION CORP
CL A
749641106
486
49000
SH
DFND
1,2
49000
0
0
ALBERTON ACQUISITION CORP
RIGHT 10/04/2020
G35006132
57
300000
SH
DFND
1,2
300000
0
0
MEGALITH FINL ACQUISITION CO
*W EXP 08/26/202
58518F117
52
238021
SH
DFND
1,2
238021
0
0
WEALTHBRIDGE ACQUISITION LTD
SHS
G4887W110
3747
365200
SH
DFND
1,2
365200
0
0
LANDCADIA HLDGS II INC
*W EXP 05/09/202
51476X113
67
166666
SH
DFND
1,2
166666
0
0
TUSCAN HLDGS CORP II
*W EXP 99/99/999
90070A111
75
300000
SH
DFND
1,2
300000
0
0
AMETEK INC
COM
031100100
926
12854
SH
DFND
1,2
12854
0
0
PROSPECT CAPITAL CORPORATION
NOTE 6.375% 3/0
74348TAT9
4311
5000000
PRN
DFND
1,2
0
0
0
CTRIP COM INTL LTD
NOTE 1.000% 7/0
22943FAF7
5083
5200000
PRN
DFND
1,2
0
0
0
SILVER SPIKE ACQUISITION COR
*W EXP 08/02/202
G8136L114
52
134439
SH
DFND
1,2
134439
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
311
441000
PRN
DFND
1,2
0
0
0
MEGALITH FINL ACQUISITION CO
CL A COM
58518F109
3200
310987
SH
DFND
1,2
310987
0
0
WEALTHBRIDGE ACQUISITION LTD
RIGHT 11/02/2023
G4887W136
158
343000
SH
DFND
1,2
343000
0
0
CYPRESS SEMICONDUCTOR CORP
NOTE 4.500% 1/1
232806AM1
10294
6000000
PRN
DFND
1,2
0
0
0
ANDINA ACQUISITION CORP III
*W EXP 07/31/202
G04415124
127
1269327
SH
DFND
1,2
1269327
0
0
WEALTHBRIDGE ACQUISITION LTD
*W EXP 01/31/202
G4887W128
107
838000
SH
DFND
1,2
838000
0
0
PURE ACQUISITION CORP
CL A
74621Q106
1740
167497
SH
DFND
1,2
167497
0
0
ORISUN ACQUISITION CORP
RIGHT 05/31/2024
68632T125
52
290000
SH
DFND
1,2
290000
0
0
ARYA SCIENCES ACQUISITION CO
*W EXP 10/10/202
G3165V125
39
21400
SH
DFND
1,2
21400
0
0
HAYMAKER ACQUISITION CORP II
*W EXP 10/31/202
42087L119
17
16666
SH
DFND
1,2
16666
0
0
LIV CAP ACQUISITION CORP
*W EXP 12/13/202
G5510C116
71
276700
SH
DFND
1,2
276700
0
0
GRAF INDL CORP
COM
384278107
727
71510
SH
DFND
1,2
71510
0
0
LONGEVITY ACQUISITION CORP
*W EXP 07/31/202
G56372116
23
211700
SH
DFND
1,2
211700
0
0
ALBERTON ACQUISITION CORP
*W EXP 04/26/202
G35006124
2
21490
SH
DFND
1,2
21490
0
0
SOFTWARE ACQUISITION GROUP I
*W EXP 10/01/202
83406B119
104
200100
SH
DFND
1,2
200100
0
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
251
19986
SH
DFND
1,2
19986
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
925
32436
SH
DFND
1,2
32436
0
0
RINGCENTRAL INC
CL A
76680R206
3497
16500
SH
DFND
1,2
16500
0
0
BROOGE HLDGS LTD
*W EXP 12/20/202
G1611B115
260
325286
SH
DFND
1,2
325286
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
6
34383
SH
DFND
1,2
34383
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
665
6618
SH
DFND
1,2
6618
0
0
NABORS INDUSTRIES LTD
6% PFD CNV SR A
G6359F129
289
78543
SH
DFND
1,2
78543
0
0
8I ENTERPRISES ACQUISITION C
RIGHT 10/29/2020
G2956M120
135
345700
SH
DFND
1,2
345700
0
0
PROFICIENT ALPHA ACQUSTN COR
RIGHT 04/30/2026
74317H121
24
119654
SH
DFND
1,2
119654
0
0
CONYERS PK II ACQUISITION CO
*W EXP 07/18/202
212896112
36
25000
SH
DFND
1,2
25000
0
0
GREENVISION ACQUISITION CORP
*W EXP 10/28/202
39678G111
62
450000
SH
DFND
1,2
450000
0
0
FORUM MERGER II CORP
CL A
34986F103
2337
227075
SH
DFND
1,2
227075
0
0
NEBULA ACQUISITION CORP
COM CLASS A
629076100
3211
316325
SH
DFND
1,2
316325
0
0
8I ENTERPRISES ACQUISITION C
SHS
G2956M104
2826
282610
SH
DFND
1,2
282610
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
268
21946
SH
DFND
1,2
21946
0
0
GENERAL DYNAMICS CORP
COM
369550108
1743
13170
SH
DFND
1,2
13170
0
0
ALLEGION PLC
ORD SHS
G0176J109
481
5232
SH
DFND
1,2
5232
0
0
ORISUN ACQUISITION CORP
*W EXP 05/31/202
68632T117
19
290000
SH
DFND
1,2
290000
0
0
FINSERV ACQUISITION CORP
*W EXP 12/31/202
318085115
106
176103
SH
DFND
1,2
176103
0
0
HEALTHCARE MERGER CORP
*W EXP 12/17/202
42227L110
305
324907
SH
DFND
1,2
324907
0
0
BRIDGEBIO PHARMA INC
COM
10806X102
4684
161500
SH
DFND
1,2
161500
0
0
REPLAY ACQUISITION CORP
UNIT 03/01/2024
G75130123
490
50000
SH
DFND
1,2
50000
0
0
MONOCLE ACQUISITION CORP
*W EXP 12/06/202
609754114
8
25000
SH
DFND
1,2
25000
0
0
BANDWIDTH INC
COM CL A
05988J103
1061
15768
SH
DFND
1,2
15768
0
0
TRITON INTL LTD
CL A
G9078F107
776
30000
SH
Call
DFND
1,2
0
0
0
EPR PPTYS
COM SH BEN INT
26884U109
10258
423529
SH
DFND
1,2
423529
0
0
MICROSOFT CORP
COM
594918104
902
5720
SH
DFND
1,2
5720
0
0
CROWN CASTLE INTL CORP NEW
6.875% CON PFD A
22822V309
41900
33520
SH
DFND
1,2
33520
0
0
CINCINNATI BELL INC NEW
PFD CV DEP1/20
171871403
1377
31258
SH
DFND
1,2
31258
0
0
LEGACY ACQUISITION CORP
COM CL A
524643103
10370
1000000
SH
DFND
1,2
1000000
0
0
FAR PT ACQUISITION CORP
COM CL A
30734W109
3429
338866
SH
DFND
1,2
338866
0
0
HL ACQUISITIONS CORP
SHS
G4603R106
2439
234109
SH
DFND
1,2
234109
0
0
AGBA ACQUISITION LTD
RIGHT 05/10/2024
G0120M125
115
575000
SH
DFND
1,2
575000
0
0
CIIG MERGER CORP
*W EXP 12/31/202
12559C111
210
300000
SH
DFND
1,2
300000
0
0
QUANTA SVCS INC
COM
74762E102
255
8037
SH
DFND
1,2
8037
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
338
20133
SH
DFND
1,2
20133
0
0
QUDIAN INC
DEBT 1.000% 7/0
G7314VAA8
4104
7500000
PRN
DFND
1,2
0
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
4318
45771
SH
DFND
1,2
45771
0
0
ARCONIC INC
COM
03965L100
351
21840
SH
DFND
1,2
21840
0
0
COUPA SOFTWARE INC
COM
22266L106
5464
39107
SH
DFND
1,2
39107
0
0