0001357550-15-000007.txt : 20150514 0001357550-15-000007.hdr.sgml : 20150514 20150514100848 ACCESSION NUMBER: 0001357550-15-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150514 EFFECTIVENESS DATE: 20150514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Weiss Asset Management LP CENTRAL INDEX KEY: 0001357550 IRS NUMBER: 611451623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12911 FILM NUMBER: 15860742 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 16TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-778-7780 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 16TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: WEISS CAPITAL LLC DATE OF NAME CHANGE: 20060327 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001357550 XXXXXXXX 03-31-2015 03-31-2015 Weiss Asset Management LP

222 BERKELEY STREET, 16TH FLOOR BOSTON MA 02116

13F HOLDINGS REPORT 028-12911 N Georgiy Nikitin 617-778-7725 Georgiy Nikitin Boston MA 05-14-2015 2 41 118487 false 1 0001357643 WEISS ANDREW M 2 0001298983 BIP GP LLC INFORMATION TABLE 2 informationTableQ12015.xml ADAMS EXPRESS CO COM 006212104 220 15788 SH DFND 1,2 15788 0 0 CENTER COAST MLP & INFRSTR F RIGHT 04/17/2015 151461118 8 14506 SH DFND 1,2 14506 0 0 COMMUNITY HEALTH SYS INC NEW RIGHT 01/27/2016 203668116 66 3000000 SH DFND 1,2 3000000 0 0 HYDRA INDS ACQUISITION CORP COM 448740100 1673 175000 SH DFND 1,2 175000 0 0 ISHARES MSCI STH KOR ETF 464286772 9369 163682 SH DFND 1 163682 0 0 LAKE SHORE GOLD CORP COM 510728108 1758 2165000 SH DFND 1,2 2165000 0 0 MECHEL OAO SPONSORED ADR 583840103 1240 1000000 SH DFND 1,2 1000000 0 0 NEW GERMANY FD INC COM 644465106 498 32130 SH DFND 1,2 32130 0 0 NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 5721 344044 SH DFND 1,2 344044 0 0 RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV 751452608 9058 135000 SH DFND 1,2 135000 0 0 RUBICON MINERALS CORP COM 780911103 965 1064100 SH DFND 1,2 1064100 0 0 ROYCE MICRO-CAP TR INC COM 780915104 676 69148 SH DFND 1,2 69148 0 0 SEABRIDGE GOLD INC COM 811916105 7051 1285000 SH DFND 1,2 1285000 0 0 STEIN MART INC COM 858375108 4980 400000 SH DFND 1,2 400000 0 0 SWISS HELVETIA FD INC COM 870875101 2607 225911 SH DFND 1,2 225911 0 0 THAI FD INC COM 882904105 874 100208 SH DFND 1,2 100208 0 0 ALPHA NATURAL RESOURCES INC NOTE 2.375% 4/1 02076XAA0 123 125000 PRN DFND 1,2 0 0 0 AURICO GOLD INC COM 05155C105 4801 1739922 SH DFND 1,2 1739922 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 4364 457000 SH DFND 1,2 457000 0 0 CAMBRIDGE CAP ACQUISITION CO COM 13215Q106 4020 400000 SH DFND 1,2 400000 0 0 CAPITOL ACQUISITION CORP II COM 14056V105 4044 400000 SH DFND 1,2 400000 0 0 COLONY FINL INC NOTE 3.875% 1/1 19624RAB2 5406 5100000 PRN DFND 1,2 0 0 0 ENSERVCO CORP COM 29358Y102 33 19075 SH DFND 1,2 19075 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 1564 109040 SH DFND 1,2 109040 0 0 FRANKLIN FINL NETWORK INC COM 35352P104 315 15000 SH DFND 1,2 15000 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 982 50000 SH DFND 1,2 50000 0 0 GLOBAL DEFENSE & NATL SEC SY COM 37953N108 4164 400000 SH DFND 1,2 400000 0 0 LIBERTY INTERACTIVE LLC DEB 0.750% 3/3 530610AC8 16740 12000000 PRN DFND 1,2 0 0 0 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 408 34503 SH DFND 1,2 34503 0 0 1347 CAP CORP COM 68245V103 3360 350000 SH DFND 1,2 350000 0 0 1347 CAP CORP RIGHT 07/21/2016 68245V111 91 326550 SH DFND 1,2 326550 0 0 1347 CAP CORP *W EXP 07/15/202 68245V129 75 326550 SH DFND 1,2 326550 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 5567 691496 SH DFND 1,2 691496 0 0 TEMPLETON DRAGON FD INC COM 88018T101 3406 137135 SH DFND 1,2 137135 0 0 C B PHARMA ACQUISITION CORP SHS G2029P126 2634 268246 SH DFND 1,2 268246 0 0 DT ASIA INVTS LTD SHS G2615J104 3928 400000 SH DFND 1,2 400000 0 0 DT ASIA INVTS LTD RIGHT 03/30/2016 G2615J112 59 367840 SH DFND 1,2 367840 0 0 DT ASIA INVTS LTD *W EXP 03/29/202 G2615J138 17 188600 SH DFND 1,2 188600 0 0 GARNERO GROUP ACQUISITION CO SHS G5866L108 5554 575000 SH DFND 1,2 575000 0 0 GARNERO GROUP ACQUISITION CO *W EXP 06/24/201 G5866L116 31 284000 SH DFND 1,2 284000 0 0 GARNERO GROUP ACQUISITION CO RIGHT 06/25/2016 G5866L132 37 192600 SH DFND 1,2 192600 0 0