0001357550-13-000035.txt : 20131114 0001357550-13-000035.hdr.sgml : 20131114 20131114141531 ACCESSION NUMBER: 0001357550-13-000035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Weiss Asset Management LP CENTRAL INDEX KEY: 0001357550 IRS NUMBER: 611451623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12911 FILM NUMBER: 131218911 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 16TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-778-7780 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 16TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: WEISS CAPITAL LLC DATE OF NAME CHANGE: 20060327 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001357550 XXXXXXXX 09-30-2013 09-30-2013 Weiss Asset Management LP

222 BERKELEY STREET, 16TH FLOOR BOSTON MA 02116

13F HOLDINGS REPORT 028-12911 N Georgiy Nikitin 617-778-7725 Georgiy Nikitin Boston MA 11-14-2013 2 28 165394 false 1 0001357643 028-12279 WEISS ANDREW M 2 0001298983 028-12910 BIP GP LLC INFORMATION TABLE 2 informationtable3Q2013.xml AFFORDABLE RESIDENTIAL CMNTY NOTE 7.500% 8/1 00828UAB9 2761 2000000 PRN DFND 1,2 0 0 0 ALLIANZGI INTL & PREM STRATE COM 01882X108 693 65663 SH DFND 1,2 65663 0 0 BARCLAYS BANK PLC ETN DJUBS NAT37 06739H644 85 37133 SH DFND 1,2 37133 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 4410 300000 SH Call DFND 1,2 300000 0 0 CLEARBRIDGE AMERN ENERG MLP COM 184691103 504 26795 SH DFND 1,2 26795 0 0 CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 780 108877 SH DFND 1,2 108877 0 0 CREDIT SUISSE AG NASSAU BRH EXCHTRADE SHTERM 22539T613 1222 80218 SH DFND 1,2 80218 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 172 11982 SH DFND 1,2 11982 0 0 EUNITS 2 YR US EQTY MKT PTNT UNIT 29841R102 723 63774 SH DFND 1,2 63774 0 0 GOLD STD VENTURES CORP COM 380738104 146 250000 SH DFND 1 250000 0 0 HF2 FINL MGMT INC CL A 40421A104 12216 1200000 SH DFND 1,2 1200000 0 0 IRELAND BK SPNSRD ADR NEW 46267Q202 346 30677 SH DFND 1,2 30677 0 0 ISHARES MSCI STH KOR ETF 464286772 31717 515480 SH DFND 1 515480 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 5183 116201 SH DFND 1,2 116201 0 0 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 1871 104455 SH DFND 1,2 104455 0 0 MEDWORTH ACQUISITION CORP COM 58508R105 2626 325000 SH DFND 1,2 325000 0 0 NEW GOLD INC CDA COM 644535106 75 12529 SH DFND 1 12529 0 0 NORTH AMERN PALLADIUM LTD COM 656912102 16558 17248337 SH DFND 1,2 17248337 0 0 OMNICARE CAP TR II PFD B TR 4.00% 68214Q200 26868 393560 SH DFND 1,2 393560 0 0 PRETIUM RES INC COM 74139C102 6828 990100 SH DFND 1,2 990100 0 0 QUINPARIO ACQUISITION CORP UNIT 99/99/9999 74874R207 1001 98400 SH DFND 1,2 98400 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 9072 823698 SH DFND 1,2 823698 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 3044 341664 SH DFND 1,2 341664 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 23712 1398139 SH DFND 1,2 1398139 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 7414 3598975 SH DFND 1,2 3598975 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2644 47591 SH DFND 1,2 47591 0 0 INFINITY CROSS BORDER ACQUIS SHS G4772R101 2515 320000 SH DFND 1,2 320000 0 0 INFINITY CROSS BORDER ACQUIS *W EXP 07/25/201 G4772R119 208 320000 SH DFND 1,2 320000 0 0