-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JV+wLzLDfekWXCa6A3TRNXHKWJ8EKZXfJb+fJ4lacA/2PTBcJM3MzDkiZJ3th8Yv nDZrtMb5/YYK6cI6NfipNw== 0001357550-09-000010.txt : 20091116 0001357550-09-000010.hdr.sgml : 20091116 20091113184839 ACCESSION NUMBER: 0001357550-09-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEISS CAPITAL LLC CENTRAL INDEX KEY: 0001357550 IRS NUMBER: 611451623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12911 FILM NUMBER: 091183169 BUSINESS ADDRESS: STREET 1: 29 COMMONWEALTH AVE. CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-778-7780 MAIL ADDRESS: STREET 1: 29 COMMONWEALTH AVE. CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 wc13fhrq32009.txt FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weiss Capital LLC Address: 29 Commonwealth Avenue, 10th Floor, Boston, MA 02116 Form 13F File Number: 028-12911 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Georgiy Nikitin Title: Chief Compliance Officer Phone: (617) 778-7780 Signature, Place, and Date of Signing: /s/ Georgiy Nikitin Boston, MA November 13, 2009 - ----------------------------- --------------------- ------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers:1 Form 13F Information Table Entry Total: 61 Form 13F Information Table Value Total: $ 51,535 (thousands) List of Other Included Managers: No.: Form 13F File Number: Name: 1 28-12279 Andrew Weiss
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 AMOUNT AND TYPE OF VOTING AUTHORITY SECURITY VALUE SHR OR INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE AFLAC INC COM 001055102 93 2,172 SH SHARED-DEFINED 2,172 0 AU OPTRONICS CORP SPONSORED ADR 002255107 2,082 215,110 SH SHARED-DEFINED 215,110 0 ADVANCED SEMICONDUCTOR SPONSORED ADR 00756M404 907 219,590 SH SHARED-DEFINED 219,590 0 ENGR ALLSTATE CORP COM 020002101 77 2,508 SH SHARED-DEFINED 2,508 0 AMERICAN EXPRESS CO COM 025816109 168 4,962 SH SHARED-DEFINED 4,962 0 AMERICAN INTL GROUP INC COM NEW ADDED 026874784 1,041 23,594 SH SHARED-DEFINED 23,594 0 BB&T CORP COM 054937107 72 2,644 SH SHARED-DEFINED 2,644 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 348 17,500 SH SHARED-DEFINED 17,500 0 BANK OF AMERICA COM 060505104 528 31,195 SH SHARED-DEFINED 31,195 0 CORPORATION BANK OF NEW YORK MELLON COM 064058100 155 5,363 SH SHARED-DEFINED 5,363 0 CORP CME GROUP INC COM 12572Q105 88 287 SH SHARED-DEFINED 287 0 CENTER BANCORP INC COM 151408101 1,240 164,706 SH SHARED-DEFINED 164,706 0 CHUBB CORP COM 171232101 83 1,648 SH SHARED-DEFINED 1,648 0 CHUNGHWA TELECOM CO LTD SPONS ADR NEW 0 17133Q403 1,546 85,715 SH SHARED-DEFINED 85,715 0 CITIGROUP INC COM 172967101 52 10,760 SH SHARED-DEFINED 10,760 0 DWS RREEF REAL ESTATE COM 23338X102 121 137,202 SH SHARED-DEFINED 137,202 0 FD II ELRON ELECTR INDS LTD ORD 290160100 123 23,556 SH SHARED-DEFINED 23,556 0 GOLDEN POND HEALTHCARE *W EXP 11/06/201 38116J117 3 24,195 SH SHARED-DEFINED 24,195 0 INC GOLDMAN SACHS GROUP INC COM 38141G104 378 2,049 SH SHARED-DEFINED 2,049 0 ICICI BK LTD ADR 45104G104 3,630 94,150 SH SHARED-DEFINED 94,150 0 INDIA FD INC COM 454089103 91 3,135 SH SHARED-DEFINED 3,135 0 INFOSYS TECHNOLOGIES SPONSORED ADR 456788108 7,386 152,320 SH SHARED-DEFINED 152,320 0 LTD ISHARES INC MSCI SINGAPORE 464286673 1,305 121,376 SH SHARED-DEFINED 121,376 0 ISHARES INC MSCI TAIWAN 464286731 5,187 421,703 SH SHARED-DEFINED 421,703 0 ISHARES INC MSCI GERMAN 464286806 97 4,361 SH SHARED-DEFINED 4,361 0 ISHARES INC MSCI MALAYSIA 464286830 1,517 149,638 SH SHARED-DEFINED 149,638 0 ISHARES INC MSCI HONG KONG 464286871 8,427 542,970 SH SHARED-DEFINED 542,970 0 ISHARES TR INDEX FTSE XNHUA 464287184 6,020 147,051 SH SHARED-DEFINED 147,051 0 IDX ITAU UNIBANCO HLDG SA SPON ADR REP PF 465562106 406 20,125 SH SHARED-DEFINED 20,125 0 JPMORGAN CHASE & CO COM 46625H100 775 17,688 SH SHARED-DEFINED 17,688 0 LEADIS TECHNOLOGY INC COM 52171N103 1,476 SH SHARED-DEFINED 1,475,826 0 1,475,826 MASTERCARD INC CL A 57636Q104 72 356 SH SHARED-DEFINED 356 0 METLIFE INC COM 59156R108 93 2,438 SH SHARED-DEFINED 2,438 0 MORGAN STANLEY COM NEW 617446448 145 4,692 SH SHARED-DEFINED 4,692 0 NYSE EURONEXT COM 629491101 97 3,355 SH SHARED-DEFINED 3,355 0 NEUROBIOLOGICAL TECH COM NEW 64124W304 150 167,037 SH SHARED-DEFINED 167,037 0 INC NEUBERGER BERMAN DIV COM 64127J102 207 21,307 SH SHARED-DEFINED 21,307 0 ADVANT NUVEEN REAL ESTATE COM 67071B108 48 6,125 SH SHARED-DEFINED 6,125 0 INCOME FD NUVEEN INSD FLA PREM COM 67101V108 92 6,727 SH SHARED-DEFINED 6,727 0 INCOME PNC FINL SVCS GROUP INC COM 693475105 101 2,076 SH SHARED-DEFINED 2,076 0 PETROLEO BRASILEIRO SA SP ADR NON VTG 71654V101 344 8,750 SH SHARED-DEFINED 8,750 0 PETRO PETROLEO BRASILEIRO SA SPONSORED ADR 71654V408 402 8,750 SH SHARED-DEFINED 8,750 0 PETRO POWERSHARES INDIA ETF INDIA PORT 73935L100 297 14,020 SH SHARED-DEFINED 14,020 0 TR PRUDENTIAL FINL INC COM 744320102 102 2,053 SH SHARED-DEFINED 2,053 0 SANTA MONICA MEDIA CORP COM 802501106 - 98,455 SH SHARED-DEFINED 98,455 0 SANTA MONICA MEDIA CORP *W EXP 03/27/201 802501114 - 21,450 SH SHARED-DEFINED 21,450 0 SANTA MONICA MEDIA CORP UNIT 99/99/9999 802501205 - 18,060 SH SHARED-DEFINED 18,060 0 SCHWAB CHARLES CORP NEW COM 808513105 86 4,475 SH SHARED-DEFINED 4,475 0 SILICONWARE PRECISION SPONSD ADR SPL 827084864 1,345 187,371 SH SHARED-DEFINED 187,371 0 INDS L SIMON PPTY GROUP INC COM 828806109 72 1,041 SH SHARED-DEFINED 1,041 0 NEW STATE STR CORP COM 857477103 108 2,052 SH SHARED-DEFINED 2,052 0 STONELEIGH PARTNERS *W EXP 05/31/201 861923126 - 28,870 SH SHARED-DEFINED 28,870 0 ACQUS CO DELETED TAIWAN GREATER CHINA FD SH BEN INT 874037104 392 66,391 SH SHARED-DEFINED 66,391 0 TEMPLETON RUS AND EAST COM 88022F105 103 5,414 SH SHARED-DEFINED 5,414 0 EUR F TRAVELERS COMPANIES INC COM 89417E109 137 2,787 SH SHARED-DEFINED 2,787 0 US BANCORP DEL COM NEW 902973304 181 8,270 SH SHARED-DEFINED 8,270 0 VALE S A ADR 91912E105 405 17,500 SH SHARED-DEFINED 17,500 0 VALE S A ADR REPSTG PFD 91912E204 359 17,500 SH SHARED-DEFINED 17,500 0 VISA INC COM CL A 92826C839 147 2,121 SH SHARED-DEFINED 2,121 0 WELLS FARGO & CO NEW COM 949746101 548 19,456 SH SHARED-DEFINED 19,456 0 ACE LTD SHS H0023R105 80 1,497 SH SHARED-DEFINED 1,497 0
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