-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IqqljnH1JyRQRhZRliFj3+6id/aU1u1HrjcgHpM1RVFBQDXhUZH15zQlosXY205S t4I0sNglFEOSbx4Pd0V0JQ== 0001298983-09-000146.txt : 20090814 0001298983-09-000146.hdr.sgml : 20090814 20090814160433 ACCESSION NUMBER: 0001298983-09-000146 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEISS CAPITAL LLC CENTRAL INDEX KEY: 0001357550 IRS NUMBER: 611451623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12911 FILM NUMBER: 091015746 BUSINESS ADDRESS: STREET 1: 29 COMMONWEALTH AVE. CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-778-7780 MAIL ADDRESS: STREET 1: 29 COMMONWEALTH AVE. CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 wc13fhrq22009.txt FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weiss Capital LLC Address: 29 Commonwealth Avenue, 10th Floor, Boston, MA 02116 Form 13F File Number: 028-12911 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Georgiy Nikitin Title: Chief Compliance Officer Phone: (617) 778-7780 Signature, Place, and Date of Signing: /s/ Georgiy Nikitin Boston, MA August 14, 2009 - ----------------------------- --------------------- ------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 67 Form 13F Information Table Value Total: $ 54,426 (thousands) List of Other Included Managers: No.: Form 13F File Number: Name: 1 28-12279 Andrew Weiss
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 AMOUNT AND TYPE OF SECURITY VOTING AUTHORITY VALUE SHR OR INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT SH/PRN PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE ADVANCED TECHNOLOGY ACQU COR COM 007556103 7,211 888,020 SH SHARED-DEFINED 888,020 0 ADVANCED TECHNOLOGY ACQU COR *W EXP 06/18/201 007556111 1 157,485 SH SHARED-DEFINED 157,485 0 ADVANCED TECHNOLOGY ACQU COR UNIT 06/11/2011 007556202 36 4,480 SH SHARED-DEFINED 4,480 0 ALPHA SEC GROUP CORP COM 02078A100 410 40,950 SH SHARED-DEFINED 40,950 0 ALPHA SEC GROUP CORP *W EXP 03/23/201 02078A118 0 33,000 SH SHARED-DEFINED 33,000 0 ATLAS ACQUISITION HLDGS CORP COM 049162100 2,685 277,900 SH SHARED-DEFINED 277,900 0 BPW ACQUISITION CORP *W EXP 02/26/201 055637110 16 67,690 SH SHARED-DEFINED 67,690 0 BANK MONTREAL QUE COM 063671101 326 6,650 SH SHARED-DEFINED 6,650 0 BANK NOVA SCOTIA HALIFAX COM 064149107 1,033 23,800 SH SHARED-DEFINED 23,800 0 CHINA HLDGS ACQUISITION CORP *W EXP 11/16/201 16942N114 3 46,040 SH SHARED-DEFINED 46,040 0 CHUNGHWA TELECOM CO LTD SPONS ADR NEW 0 17133Q403 355 17,913 SH SHARED-DEFINED 17,913 0 CITIGROUP INC COM 172967101 277 93,249 SH SHARED-DEFINED 93,249 0 ENTERPRISE ACQUISITION CORP *W EXP 11/07/201 29365R116 2 47,570 SH SHARED-DEFINED 47,570 0 FIRST TR STRTGC HIGH INCM FD COM 337347108 45 11,550 SH SHARED-DEFINED 11,550 0 GLOBAL BRANDS ACQUISITION CO *W EXP 12/06/201 378982110 75 622,515 SH SHARED-DEFINED 622,515 0 GLOBAL CONSUMER ACQST CORP COM 378983100 2,352 243,500 SH SHARED-DEFINED 243,500 0 GLOBAL CONSUMER ACQST CORP *W EXP 11/27/201 378983118 45 223,940 SH SHARED-DEFINED 223,940 0 GOLDEN POND HEALTHCARE INC *W EXP 11/06/201 38116J117 6 42,010 SH SHARED-DEFINED 42,010 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 254 2,460 SH SHARED-DEFINED 2,460 0 HICKS ACQUISITION CO I INC *W EXP 09/28/201 429086127 32 536,447 SH SHARED-DEFINED 536,447 0 HIGHLANDS ACQUISITION CORP COM 430880104 98 10,000 SH SHARED-DEFINED 10,000 0 HIGHLANDS ACQUISITION CORP *W EXP 10/03/201 430880112 11 107,200 SH SHARED-DEFINED 107,200 0 ICICI BK LTD ADR 45104G104 157 5,335 SH SHARED-DEFINED 5,335 0 INDIA FD INC COM 454089103 117 3,745 SH SHARED-DEFINED 3,745 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 135 3,670 SH SHARED-DEFINED 3,670 0 ISHARES INC MSCI PAC J IDX 464286665 32 1,000 SH SHARED-DEFINED 1,000 0 ISHARES INC MSCI S KOREA 464286772 3,810 109,522 SH SHARED-DEFINED 109,522 0 ISHARES TR FTSE XNHUA IDX 464287184 9,954 259,415 SH SHARED-DEFINED 259,415 0 KT CORP SPONSORED ADR 48268K101 56 3,885 SH SHARED-DEFINED 3,885 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 66 5,740 SH SHARED-DEFINED 5,740 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 36 2,905 SH SHARED-DEFINED 2,905 0 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 11,596 1,279,950 SH SHARED-DEFINED 1,279,950 0 MORGAN STANLEY CHINA A SH FD COM 617468103 2,094 66,141 SH SHARED-DEFINED 66,141 0 NRDC ACQUISITION CORP *W EXP 10/17/201 62941R110 9 97,814 SH SHARED-DEFINED 97,814 0 POSCO SPONSORED ADR 693483109 227 2,740 SH SHARED-DEFINED 2,740 0 PIMCO HIGH INCOME FD COM SHS 722014107 268 29,981 SH SHARED-DEFINED 29,981 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 130 7,200 SH SHARED-DEFINED 7,200 0 PROSPECT ACQUISITION CORP *W EXP 11/14/201 74347T111 11 135,075 SH SHARED-DEFINED 135,075 0 ROYAL BK CDA MONTREAL QUE COM 780087102 982 20,650 SH SHARED-DEFINED 20,650 0 S & P 500 GEARED FD INC COM 78381R105 43 4,158 SH SHARED-DEFINED 4,158 0 SK TELECOM LTD SPONSORED ADR 78440P108 56 3,710 SH SHARED-DEFINED 3,710 0 SP ACQUISITION HOLDINGS INC *W EXP 10/10/201 78470A112 9 181,189 SH SHARED-DEFINED 181,189 0 SANTA MONICA MEDIA CORP COM 802501106 786 98,455 SH SHARED-DEFINED 98,455 0 SANTA MONICA MEDIA CORP *W EXP 03/27/201 802501114 0 21,450 SH SHARED-DEFINED 21,450 0 SANTA MONICA MEDIA CORP UNIT 99/99/9999 802501205 143 18,060 SH SHARED-DEFINED 18,060 0 SAPPHIRE INDUSTRIALS CORP COM 80306T109 175 17,900 SH SHARED-DEFINED 17,900 0 SAPPHIRE INDUSTRIALS CORP *W EXP 01/17/201 80306T117 20 136,640 SH SHARED-DEFINED 136,640 0 SPORTS PPTYS ACQUISITION COR COM 84920F107 465 48,000 SH SHARED-DEFINED 48,000 0 SPORTS PPTYS ACQUISITION COR *W EXP 01/17/201 84920F115 16 146,529 SH SHARED-DEFINED 146,529 0 STONELEIGH PARTNERS ACQUS CO *W EXP 05/31/201 861923126 1 28,870 SH SHARED-DEFINED 28,870 0 TM ENTMT & MEDIA INC COM 87260T108 831 107,270 SH SHARED-DEFINED 107,270 0 TM ENTMT & MEDIA INC *W EXP 10/17/201 87260T116 3 32,855 SH SHARED-DEFINED 32,855 0 TAIWAN GREATER CHINA FD SH BEN INT 874037104 388 79,987 SH SHARED-DEFINED 79,987 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 199 21,195 SH SHARED-DEFINED 21,195 0 TEMPLETON RUS AND EAST EUR F COM 88022F105 58 3,500 SH SHARED-DEFINED 3,500 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 180 3,655 SH SHARED-DEFINED 3,655 0 TORONTO DOMINION BK ONT COM NEW 891160509 210 3,500 SH SHARED-DEFINED 3,500 0 TRANS-INDIA ACQUISITION CORP COM 893237107 0 424,810 SH SHARED-DEFINED 424,810 0 TREMISIS ENERGY ACQ CORP II *W EXP 12/05/201 89472N119 5 36,410 SH SHARED-DEFINED 36,410 0 TRIAN ACQUISITION I CORP COM 89582E108 239 25,000 SH SHARED-DEFINED 25,000 0 TRIPLECROWN ACQUISITION CORP *W EXP 10/22/201 89677G117 60 353,846 SH SHARED-DEFINED 353,846 0 2020 CHINACAP ACQUIRCO INC *W EXP 11/08/201 90212G117 6 42,289 SH SHARED-DEFINED 42,289 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 123 46,755 SH SHARED-DEFINED 46,755 0 UNITED REFINING ENERGY CORP *W EXP 12/11/201 911360113 28 311,676 SH SHARED-DEFINED 311,676 0 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 1,131 65,193 SH SHARED-DEFINED 65,193 0 OVERTURE ACQUISITION CORP *W EXP 01/30/201 G6830P118 5 28,950 SH SHARED-DEFINED 28,950 0 CHARDAN 2008 CHINA ACQST COR SHS G8977T101 4,290 584,466 SH SHARED-DEFINED 584,466 0
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