0001144204-14-020330.txt : 20140402
0001144204-14-020330.hdr.sgml : 20140402
20140402191056
ACCESSION NUMBER: 0001144204-14-020330
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140401
FILED AS OF DATE: 20140402
DATE AS OF CHANGE: 20140402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neuralstem, Inc.
CENTRAL INDEX KEY: 0001357459
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 522007292
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 3013664841
MAIL ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHE KARL
CENTRAL INDEX KEY: 0001386042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33672
FILM NUMBER: 14739969
MAIL ADDRESS:
STREET 1: 9700 GREAT SENECA HIGHWAY
STREET 2: STE 240
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
v373616_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-04-01
0
0001357459
Neuralstem, Inc.
CUR
0001386042
JOHE KARL
9700 GREAT SENECA HIGHWAY
STE 240
ROCKVILLE
MD
20850
1
1
0
0
Chief Scientific Officer
Common Stock
2014-04-01
4
S
0
6000
4.1063
D
525747
D
The transaction reported was effected pursuant to a 10b-5 trading plan.
This transaction was executed in multiple trades at prices ranging from $4.03 to $4.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Karl Johe
2014-04-02