0001172661-17-002091.txt : 20171114
0001172661-17-002091.hdr.sgml : 20171114
20171114130926
ACCESSION NUMBER: 0001172661-17-002091
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC
CENTRAL INDEX KEY: 0001357372
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12309
FILM NUMBER: 171200074
BUSINESS ADDRESS:
STREET 1: 19540 JAMBOREE ROAD
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-261-4900
MAIL ADDRESS:
STREET 1: 19540 JAMBOREE ROAD
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001357372
XXXXXXXX
09-30-2017
09-30-2017
false
PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC
19540 Jamboree Road
Suite 400
Irvine
CA
92612
13F COMBINATION REPORT
028-12309
0001358253
028-11896
TIG Advisors, LLC
0001426266
028-12689
RK Capital Management, LLC
0001510940
028-14060
ACK Asset Management LLC
0001605826
028-16532
Sensato Investors LLC
0001361570
028-11884
PICTET ASSET MANAGEMENT SA
0001633055
028-16634
Endurant Capital Management LP
0001374701
028-12773
MENTA CAPITAL LLC
0001390457
028-12483
Cheyne Capital Management (UK) LLP
0001425864
028-12975
Nikko Asset Management Co., Ltd.
0001666472
028-17155
Calixto Global Investors, LP
0001582271
028-15926
Roystone Capital Management LP
0001626220
028-17931
Greenhouse Funds LLLP
0001163368
028-10952
PACIFIC INVESTMENT MANAGEMENT CO LLC
0001665751
028-17632
BRILLIANCE ASSET MANAGEMENT Ltd
Y
PAAMCO Prisma Holdings, LLC is the parent company of Pacific Alternative Asset Management Company LLC and may be deemed to have shared investment control of the securities listed in this Form 13F.
Vincent Cuticello
Chief Compliance Officer
212-590-0879
/s/ Vincent Cuticello
New York
NY
11-14-2017
6
112
913162
1
0001626220
028-17931
Greenhouse Funds LLLP
2
0001582271
028-15926
Roystone Capital Management LP
3
0001374701
028-12773
MENTA CAPITAL LLC
4
0001358253
028-11896
TIG Advisors, LLC
5
0001426266
028-12689
RK Capital Management, LLC
6
0001666472
028-17155
Calixto Global Investors, LP
INFORMATION TABLE
2
infotable.xml
ADIENT PLC
ORD SHS
G0084W101
3509
41780
SH
DFND
0
41780
0
AGCO CORP
COM
001084102
4253
57647
SH
DFND
0
57647
0
AIR PRODS & CHEMS INC
COM
009158106
4905
32437
SH
DFND
1
0
32437
0
ALTABA INC
COM
021346101
1959
29575
SH
DFND
2
0
29575
0
ALTICE USA INC
CL A
02156K103
796
29158
SH
DFND
0
29158
0
ATKORE INTL GROUP INC
COM
047649108
450
23085
SH
DFND
3
0
23085
0
AVIANCA HLDGS SA
SPON ADR REP PFD
05367G100
7755
999325
SH
DFND
0
999325
0
BANC OF CALIFORNIA INC
COM
05990K106
5304
255598
SH
DFND
3
0
255598
0
BANK AMER CORP
COM
060505104
1627
64224
SH
DFND
3
0
64224
0
BANKFINANCIAL CORP
COM
06643P104
1527
96085
SH
DFND
0
96085
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06746L422
3550
90600
SH
Call
DFND
0
90600
0
BBX CAP CORP NEW
CL A
05491N104
4823
654404
SH
DFND
0
654404
0
BOX INC
CL A
10316T104
1118
57875
SH
DFND
3
0
57875
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
1117
14679
SH
DFND
0
14679
0
CAESARS ACQUISITION CO
CL A
12768T103
687
32045
SH
DFND
0
32045
0
CATERPILLAR INC DEL
COM
149123101
2962
23751
SH
DFND
0
23751
0
CF CORP
SHS CL A
G20307107
712
63605
SH
DFND
0
63605
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
1512
4160
SH
DFND
0
4160
0
CIRCOR INTL INC
COM
17273K109
1138
20901
SH
DFND
0
20901
0
CLEAR CHANNEL OUTDOOR HLDGS
CL A
18451C109
509
109466
SH
DFND
0
109466
0
COMCAST CORP NEW
CL A
20030N101
1800
46785
SH
DFND
0
46785
0
CREDICORP LTD
COM
G2519Y108
9358
45644
SH
DFND
0
45644
0
CUMMINS INC
COM
231021106
4242
25245
SH
DFND
0
25245
0
DANA INCORPORATED
COM
235825205
3008
107587
SH
DFND
3
0
107587
0
DEERE & CO
COM
244199105
4272
34012
SH
DFND
0
34012
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
9414
121925
SH
DFND
4
0
121925
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
2149
21837
SH
DFND
0
21837
0
DISH NETWORK CORP
NOTE 3.375% 8/1
25470MAB5
235
210
SH
DFND
0
210
0
DOVER CORP
COM
260003108
2088
22845
SH
DFND
0
22845
0
DOWDUPONT INC
COM
26078J100
2206
31860
SH
DFND
2
0
31860
0
EATON CORP PLC
SHS
G29183103
4289
55855
SH
DFND
0
55855
0
ELDORADO RESORTS INC
COM
28470R102
939
36593
SH
DFND
0
36593
0
ENEL AMERICAS S A
SPONSORED ADR
29274F104
3336
326415
SH
DFND
0
326415
0
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
617
20483
SH
DFND
0
20483
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
1481
86348
SH
DFND
0
86348
0
FIVE POINT HOLDINGS LLC
COM CL A
33833Q106
4947
362666
SH
DFND
0
362666
0
FORTIVE CORP
COM
34959J108
2118
29926
SH
DFND
0
29926
0
FRONTIER COMMUNICATIONS CORP
PFD CONV SER-A
35906A207
295
15315
SH
DFND
0
15315
0
GARDNER DENVER HLDGS INC
COM
36555P107
3406
123773
SH
DFND
0
123773
0
HARRIS CORP DEL
COM
413875105
2131
16183
SH
DFND
0
16183
0
HEXCEL CORP NEW
COM
428291108
3219
56057
SH
DFND
0
56057
0
HONEYWELL INTL INC
COM
438516106
3148
22213
SH
DFND
0
22213
0
HUNTINGTON INGALLS INDS INC
COM
446413106
2162
9547
SH
DFND
0
9547
0
HUNTSMAN CORP
COM
447011107
3269
119233
SH
DFND
0
119233
0
INTELSAT S A
COM
L5140P101
256
54530
SH
DFND
0
54530
0
INTRICON CORP
COM
46121H109
3346
276536
SH
DFND
0
276536
0
ISHARES INC
MSCI BRZ CAP ETF
464286400
9914
237811
SH
DFND
0
237811
0
ISHARES TR
20 YR TR BD ETF
464287432
4314
34575
SH
DFND
0
34575
0
ISHARES TR
20 YR TR BD ETF
464287432
25452
204000
SH
Call
DFND
0
204000
0
ISHARES TR
20 YR TR BD ETF
464287432
23891
191500
SH
Put
DFND
0
191500
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1610
35921
SH
DFND
0
35921
0
ISHARES TR
MSCI EMG MKT ETF
464287234
15639
349000
SH
Put
DFND
0
349000
0
ISHARES TR
RUSSELL 2000 ETF
464287655
24094
162600
SH
Put
DFND
1, 4
0
162600
0
JOHNSON CTLS INTL PLC
SHS
G51502105
4317
107141
SH
DFND
0
107141
0
KENNAMETAL INC
COM
489170100
4938
122400
SH
DFND
3, 5
0
122400
0
L3 TECHNOLOGIES INC
COM
502413107
7557
40103
SH
DFND
0
40103
0
LAUREATE EDUCATION INC
CL A
518613203
6773
465496
SH
DFND
2
0
465496
0
LIBERTY INTERACTIVE CORP
LBT VEN COM A NE
53071M856
593
10305
SH
DFND
0
10305
0
MASCO CORP
COM
574599106
1064
27268
SH
DFND
0
27268
0
MERITOR INC
COM
59001K100
3416
131352
SH
DFND
3
0
131352
0
NEW YORK CMNTY BANCORP INC
COM
649445103
1878
145665
SH
DFND
0
145665
0
NEW YORK REIT INC
COM
64976L109
2372
302200
SH
DFND
0
302200
0
NEXEO SOLUTIONS INC
*W EXP 06/09/202
65342H110
46
105425
SH
DFND
0
105425
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
27695
444545
SH
DFND
2, 6
0
444545
0
NII HLDGS INC
COM PAR
62913F508
26
57400
SH
DFND
0
57400
0
NXP SEMICONDUCTORS N V
COM
N6596X109
98738
873096
SH
DFND
4
0
873096
0
PENTAIR PLC
SHS
G7S00T104
2113
31093
SH
DFND
0
31093
0
PINNACLE ENTMT INC NEW
COM
72348Y105
2334
109522
SH
DFND
3
0
109522
0
RAYTHEON CO
COM NEW
755111507
4309
23093
SH
DFND
0
23093
0
RESTAURANT BRANDS INTL INC
COM
76131D103
1224
19157
SH
DFND
0
19157
0
SANOFI
RIGHT 12/31/2020
80105N113
139
386900
SH
DFND
0
386900
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
44991
657000
SH
Call
DFND
0
657000
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
43916
641300
SH
Put
DFND
0
641300
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
764
8479
SH
DFND
0
8479
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
7607
294157
SH
DFND
0
294157
0
SHERWIN WILLIAMS CO
COM
824348106
1559
4355
SH
DFND
0
4355
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
15315
477847
SH
DFND
6
0
477847
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
6371
28467
SH
DFND
0
28467
0
SPDR GOLD TRUST
GOLD SHS
78463V107
5992
49286
SH
DFND
0
49286
0
SPDR GOLD TRUST
GOLD SHS
78463V107
42321
348100
SH
Call
DFND
0
348100
0
SPDR GOLD TRUST
GOLD SHS
78463V107
38516
316800
SH
Put
DFND
0
316800
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
1634
39618
SH
DFND
0
39618
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
12742
308900
SH
Put
DFND
0
308900
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
13811
54973
SH
DFND
0
54973
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
53361
212400
SH
Put
DFND
4
0
212400
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
17361
53200
SH
Call
DFND
0
53200
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
19220
58900
SH
Put
DFND
0
58900
0
SPDR SERIES TRUST
S&P METALS MNG
78464A755
506
15735
SH
DFND
0
15735
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
1594
46765
SH
DFND
0
46765
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
12878
226900
SH
Call
DFND
0
226900
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
10871
191500
SH
Put
DFND
0
191500
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
2021
48379
SH
DFND
0
48379
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
14310
342600
SH
Put
DFND
0
342600
0
SYMANTEC CORP
COM
871503108
1166
35525
SH
DFND
0
35525
0
T MOBILE US INC
COM
872590104
4496
72910
SH
DFND
2, 4
0
72910
0
TEGNA INC
COM
87901J105
706
52930
SH
DFND
0
52930
0
TERRAFORM PWR INC
CL A COM
88104R100
1505
113826
SH
DFND
0
113826
0
TIME WARNER INC
COM NEW
887317303
85477
834325
SH
DFND
4
0
834325
0
UNITED RENTALS INC
COM
911363109
1048
7553
SH
DFND
0
7553
0
UNITED TECHNOLOGIES CORP
COM
913017109
2177
18753
SH
DFND
0
18753
0
UNIVAR INC
COM
91336L107
4497
155435
SH
DFND
0
155435
0
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
4832
216796
SH
DFND
0
216796
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
248
2655
SH
DFND
0
2655
0
VANGUARD INDEX FDS
REIT ETF
922908553
801
9635
SH
DFND
0
9635
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
3470
59482
SH
DFND
0
59482
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
20899
358300
SH
Put
DFND
0
358300
0
VANTIV INC
CL A
92210H105
1036
14699
SH
DFND
3
0
14699
0
VISA INC
COM CL A
92826C839
1984
18850
SH
DFND
3
0
18850
0
VISTEON CORP
COM NEW
92839U206
3685
29777
SH
DFND
0
29777
0
WALTER INVT MGMT CORP
COM
93317W102
33
56400
SH
DFND
0
56400
0
WASTE MGMT INC DEL
COM
94106L109
3243
41433
SH
DFND
0
41433
0
ZAYO GROUP HLDGS INC
COM
98919V105
1808
52515
SH
DFND
0
52515
0