0001172661-14-000993.txt : 20140514 0001172661-14-000993.hdr.sgml : 20140514 20140514124700 ACCESSION NUMBER: 0001172661-14-000993 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC CENTRAL INDEX KEY: 0001357372 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12309 FILM NUMBER: 14840352 BUSINESS ADDRESS: STREET 1: 19540 JAMBOREE ROAD STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-261-4900 MAIL ADDRESS: STREET 1: 19540 JAMBOREE ROAD STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001357372 XXXXXXXX 03-31-2014 03-31-2014 false PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC

19540 Jamboree Road Suite 400 Irvine CA 92612

13F COMBINATION REPORT 028-12309 0001358253 028-11896 TIG Advisors, LLC 0001426266 028-12689 RK Capital Management, LLC 0001389875 028-12294 Newbrook Capital Advisors LP 0001349397 028-11675 Amber Capital LP 0001041241 028-06728 FSI GROUP, LLC 0001510940 028-14060 ACK Asset Management LLC 0001361570 028-11884 PICTET ASSET MANAGEMENT SA 0001582271 028-15926 Roystone Capital Management LP N Susan Hallgren 949-261-4900 /s/ Susan Hallgren Irvine CA 05-14-2014 3 159 581466 1 0001582271 028-15926 Roystone Capital Management LP 2 0001041241 028-06728 FSI GROUP, LLC 3 0001358253 028-11896 TIG Advisors, LLC INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 3291 64030 SH DFND 0 64030 0 ACCURAY INC COM 004397105 144 14952 SH DFND 0 14952 0 ACTAVIS PLC SHS G0083B108 4402 21383 SH DFND 0 21383 0 AETNA INC NEW COM 00817Y108 7992 106607 SH DFND 1 0 106607 0 AFFYMETRIX INC COM 00826T108 309 43309 SH DFND 0 43309 0 AGILENT TECHNOLOGIES INC COM 00846U101 1917 34282 SH DFND 0 34282 0 ALLERGAN INC COM 018490102 13465 108500 SH Put DFND 0 108500 0 ALLERGAN INC COM 018490102 9507 76610 SH DFND 0 76610 0 ALLERGAN INC COM 018490102 9407 75800 SH Call DFND 0 75800 0 ALPHATEC HOLDINGS INC COM 02081G102 273 182060 SH DFND 0 182060 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 3335 272442 SH DFND 0 272442 0 AMGEN INC COM 031162100 342 2772 SH DFND 0 2772 0 AMICUS THERAPEUTICS INC COM 03152W109 227 109452 SH DFND 0 109452 0 ANADARKO PETE CORP COM 032511107 10154 119800 SH Call DFND 0 119800 0 ARIAD PHARMACEUTICALS INC COM 04033A100 1029 127700 SH Call DFND 0 127700 0 ASHLAND INC NEW COM 044209104 2952 29677 SH DFND 0 29677 0 AVG TECHNOLOGIES N V SHS N07831105 1066 50873 SH DFND 0 50873 0 BAXTER INTL INC COM 071813109 959 13030 SH DFND 0 13030 0 BECTON DICKINSON & CO COM 075887109 5007 42762 SH DFND 0 42762 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 585 69266 SH DFND 0 69266 0 BIOGEN IDEC INC COM 09062X103 2546 8323 SH DFND 0 8323 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 1478 110221 SH DFND 0 110221 0 BRISTOL MYERS SQUIBB CO COM 110122108 5366 103301 SH DFND 0 103301 0 BRISTOL MYERS SQUIBB CO COM 110122108 13543 260700 SH Put DFND 0 260700 0 BROADCOM CORP CL A 111320107 3619 115000 SH Call DFND 0 115000 0 BRUKER CORP COM 116794108 1058 46425 SH DFND 0 46425 0 CARDINAL HEALTH INC COM 14149Y108 2187 31256 SH DFND 0 31256 0 CELGENE CORP COM 151020104 611 4374 SH DFND 0 4374 0 CERAGON NETWORKS LTD ORD M22013102 298 105425 SH DFND 0 105425 0 CERAGON NETWORKS LTD ORD M22013102 164 58000 SH Call DFND 0 58000 0 CERUS CORP COM 157085101 68 14112 SH DFND 0 14112 0 CHARLES RIV LABS INTL INC COM 159864107 604 10016 SH DFND 0 10016 0 CHELSEA THERAPEUTICS INTL LT COM 163428105 141 25536 SH DFND 0 25536 0 CHICOS FAS INC COM 168615102 3806 237401 SH DFND 0 237401 0 CITIGROUP INC COM NEW 172967424 6300 132346 SH DFND 2 0 132346 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 2550 65104 SH DFND 3 0 65104 0 COPA HOLDINGS SA CL A P31076105 8083 55671 SH DFND 0 55671 0 COVIDIEN PLC SHS G2554F113 3209 43562 SH DFND 0 43562 0 CREDICORP LTD COM G2519Y108 8758 63500 SH DFND 0 63500 0 CROWN MEDIA HLDGS INC CL A 228411104 2336 608432 SH DFND 0 608432 0 CVS CAREMARK CORPORATION COM 126650100 1167 15587 SH DFND 0 15587 0 DANAHER CORP DEL COM 235851102 1282 17087 SH DFND 0 17087 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 981 14249 SH DFND 0 14249 0 DENTSPLY INTL INC NEW COM 249030107 575 12483 SH DFND 0 12483 0 DEPOMED INC COM 249908104 212 14616 SH DFND 0 14616 0 DIGIRAD CORP COM 253827109 257 74962 SH DFND 0 74962 0 DIGITAL RIV INC COM 25388B104 369 21197 SH DFND 0 21197 0 DIGITAL RLTY TR INC COM 253868103 3825 72068 SH DFND 0 72068 0 DISCOVER FINL SVCS COM 254709108 3455 59376 SH DFND 0 59376 0 DRESSER-RAND GROUP INC COM 261608103 1857 31797 SH DFND 0 31797 0 ENDOCYTE INC COM 29269A102 5141 215900 SH Put DFND 0 215900 0 ENDOCYTE INC COM 29269A102 1384 58110 SH DFND 0 58110 0 ENVISION HEALTHCARE HLDGS IN COM 29413U103 11756 347500 SH DFND 1 0 347500 0 ESPERION THERAPEUTICS INC NE COM 29664W105 310 20500 SH DFND 0 20500 0 EXACT SCIENCES CORP COM 30063P105 13824 975600 SH Call DFND 0 975600 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 7596 101160 SH DFND 1 0 101160 0 FOREST LABS INC COM 345838106 12300 133302 SH DFND 3 0 133302 0 FURIEX PHARMACEUTICALS INC COM 36106P101 914 10500 SH Call DFND 0 10500 0 FURIEX PHARMACEUTICALS INC COM 36106P101 389 4474 SH DFND 0 4474 0 GENCO SHIPPING & TRADING LTD COM Y2685T107 449 255000 SH Put DFND 0 255000 0 GENERAL MTRS CO COM 37045V100 4815 139899 SH DFND 0 139899 0 GENMARK DIAGNOSTICS INC COM 372309104 242 24360 SH DFND 0 24360 0 GIANT INTERACTIVE GROUP INC ADR 374511103 122 10545 SH DFND 0 10545 0 GILEAD SCIENCES INC COM 375558103 1400 19759 SH DFND 0 19759 0 GLOBUS MED INC CL A 379577208 223 8383 SH DFND 0 8383 0 GREAT LAKES DREDGE & DOCK CO COM 390607109 1980 216920 SH DFND 0 216920 0 HALLIBURTON CO COM 406216101 7493 127230 SH DFND 0 127230 0 HANGER INC COM NEW 41043F208 274 8148 SH DFND 0 8148 0 HATTERAS FINL CORP COM 41902R103 6335 336089 SH DFND 0 336089 0 HCA HOLDINGS INC COM 40412C101 15842 301756 SH DFND 1 0 301756 0 HEALTHSOUTH CORP COM NEW 421924309 1053 29300 SH Call DFND 0 29300 0 HEALTHSOUTH CORP COM NEW 421924309 4692 130580 SH DFND 0 130580 0 HOLOGIC INC COM 436440101 900 41859 SH DFND 0 41859 0 HUMANA INC COM 444859102 597 5292 SH DFND 0 5292 0 ICON PLC SHS G4705A100 1144 24065 SH DFND 0 24065 0 ILLUMINA INC COM 452327109 539 3623 SH DFND 0 3623 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 173 14167 SH DFND 0 14167 0 INTERNATIONAL RECTIFIER CORP COM 460254105 348 12704 SH DFND 0 12704 0 INTERSIL CORP CL A 46069S109 242 18710 SH DFND 0 18710 0 INTUITIVE SURGICAL INC COM NEW 46120E602 473 1079 SH DFND 0 1079 0 INTUITIVE SURGICAL INC COM NEW 46120E602 31798 72600 SH Put DFND 0 72600 0 IRON MTN INC COM 462846106 1610 58404 SH DFND 0 58404 0 IRON MTN INC COM 462846106 2412 87500 SH Call DFND 0 87500 0 ISHARES CHINA LG-CAP ETF 464287184 9303 260000 SH Call DFND 0 260000 0 JOHNSON & JOHNSON COM 478160104 5539 56389 SH DFND 0 56389 0 KORN FERRY INTL COM NEW 500643200 3155 105984 SH DFND 0 105984 0 LADDER CAP CORP CL A 505743104 5042 267071 SH DFND 0 267071 0 LAS VEGAS SANDS CORP COM 517834107 1236 15300 SH DFND 0 15300 0 LEHIGH GAS PARTNERS LP UT LTD PTN INT 524814100 4062 150729 SH DFND 0 150729 0 LIQUIDITY SERVICES INC COM 53635B107 5322 204300 SH Put DFND 0 204300 0 LIQUIDITY SERVICES INC COM 53635B107 1863 71523 SH DFND 0 71523 0 LIQUIDITY SERVICES INC COM 53635B107 1540 59100 SH Call DFND 0 59100 0 MANNKIND CORP COM 56400P201 560 139200 SH Put DFND 0 139200 0 MASIMO CORP COM 574795100 275 10080 SH DFND 0 10080 0 MCKESSON CORP COM 58155Q103 17397 98525 SH DFND 3 0 98525 0 MEDASSETS INC COM 584045108 350 14183 SH DFND 0 14183 0 MEDIA GEN INC CL A 584404107 2683 146037 SH DFND 0 146037 0 MEDIVATION INC COM 58501N101 409 6354 SH DFND 0 6354 0 MEDTRONIC INC COM 585055106 1214 19730 SH DFND 0 19730 0 MERCK & CO INC NEW COM 58933Y105 1561 27501 SH DFND 0 27501 0 MERIT MED SYS INC COM 589889104 2426 169638 SH DFND 0 169638 0 METTLER TOLEDO INTERNATIONAL COM 592688105 259 1100 SH DFND 0 1100 0 MFA FINL INC COM 55272X102 5589 721158 SH DFND 0 721158 0 MICROSOFT CORP COM 594918104 6429 156853 SH DFND 0 156853 0 MYLAN INC COM 628530107 1100 22520 SH DFND 0 22520 0 MYRIAD GENETICS INC COM 62855J104 4643 135800 SH Put DFND 0 135800 0 NETEASE INC SPONSORED ADR 64110W102 746 11088 SH DFND 0 11088 0 NUVASIVE INC COM 670704105 581 15137 SH DFND 0 15137 0 NVIDIA CORP COM 67066G104 766 42793 SH DFND 0 42793 0 OCERA THERAPEUTICS INC COM 67552A108 311 29446 SH DFND 0 29446 0 OFFICE DEPOT INC COM 676220106 11826 2863428 SH DFND 3 0 2863428 0 OMNICARE INC COM 681904108 551 9240 SH DFND 0 9240 0 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 706 60000 SH Call DFND 0 60000 0 ORTHOFIX INTL N V COM N6748L102 630 20879 SH DFND 0 20879 0 OUTERWALL INC COM 690070107 4180 57655 SH DFND 0 57655 0 PENN VA CORP COM 707882106 2456 140400 SH Call DFND 0 140400 0 PERKINELMER INC COM 714046109 3234 71776 SH DFND 0 71776 0 PERNIX THERAPEUTICS HLDGS IN COM 71426V108 295 55200 SH Call DFND 0 55200 0 PERNIX THERAPEUTICS HLDGS IN COM 71426V108 239 44704 SH DFND 0 44704 0 PFIZER INC COM 717081103 11493 357800 SH Call DFND 0 357800 0 PFIZER INC COM 717081103 1033 32172 SH DFND 0 32172 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 1177 17425 SH DFND 0 17425 0 QUEST DIAGNOSTICS INC COM 74834L100 464 8018 SH DFND 0 8018 0 QUINTILES TRANSNATIO HLDGS I COM 74876Y101 1403 27636 SH DFND 0 27636 0 REGIONS FINL CORP NEW COM 7591EP100 3953 355764 SH DFND 2 0 355764 0 RENTECH INC COM 760112102 1242 653866 SH DFND 0 653866 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 66 17080 SH DFND 0 17080 0 RIVERBED TECHNOLOGY INC COM 768573107 4671 237000 SH Put DFND 0 237000 0 RIVERBED TECHNOLOGY INC COM 768573107 2293 116315 SH DFND 0 116315 0 SANOFI SPONSORED ADR 80105N105 1244 23791 SH DFND 0 23791 0 SANTANDER CONSUMER USA HDG I COM 80283M101 1123 46633 SH DFND 0 46633 0 SINA CORP ORD G81477104 2163 35800 SH Call DFND 0 35800 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 105324 563200 SH Put DFND 3 0 563200 0 ST JUDE MED INC COM 790849103 2722 41620 SH DFND 0 41620 0 STARWOOD PPTY TR INC COM 85571B105 700 29674 SH DFND 0 29674 0 SUPERIOR ENERGY SVCS INC COM 868157108 1304 42393 SH DFND 0 42393 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 758 37855 SH DFND 0 37855 0 TARGACEPT INC COM 87611R306 961 202400 SH Call DFND 0 202400 0 TENET HEALTHCARE CORP COM NEW 88033G407 9819 229358 SH DFND 1 0 229358 0 TETRAPHASE PHARMACEUTICALS I COM 88165N105 390 35800 SH DFND 0 35800 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2354 44552 SH DFND 0 44552 0 TG THERAPEUTICS INC COM 88322Q108 1355 196400 SH Call DFND 0 196400 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1766 14689 SH DFND 0 14689 0 THORATEC CORP COM NEW 885175307 1535 42863 SH DFND 0 42863 0 TORNIER N V SHS N87237108 977 46029 SH DFND 0 46029 0 TRADE STR RESIDENTIAL INC COM NEW 89255N203 331 43670 SH DFND 0 43670 0 TRIANGLE PETE CORP COM NEW 89600B201 2032 246562 SH DFND 0 246562 0 UNITEDHEALTH GROUP INC COM 91324P102 1008 12294 SH DFND 0 12294 0 UNIVERSAL AMERN CORP NEW COM 91338E101 137 19326 SH DFND 0 19326 0 UNIVERSAL HLTH SVCS INC CL B 913903100 1511 18414 SH DFND 0 18414 0 VALE S A ADR 91912E105 2458 177723 SH DFND 0 177723 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1273 18000 SH Call DFND 0 18000 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1075 15200 SH Put DFND 0 15200 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 1075 29200 SH DFND 0 29200 0 VOLCANO CORPORATION COM 928645100 321 16296 SH DFND 0 16296 0 WRIGHT MED GROUP INC COM 98235T107 1208 38876 SH DFND 0 38876 0 XOMA CORP DEL COM 98419J107 116 22350 SH DFND 0 22350 0 YAHOO INC COM 984332106 1285 35800 SH Call DFND 0 35800 0 YUM BRANDS INC COM 988498101 1030 13660 SH DFND 0 13660 0