0001172661-14-000290.txt : 20140210
0001172661-14-000290.hdr.sgml : 20140210
20140210080550
ACCESSION NUMBER: 0001172661-14-000290
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140210
DATE AS OF CHANGE: 20140210
EFFECTIVENESS DATE: 20140210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC
CENTRAL INDEX KEY: 0001357372
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12309
FILM NUMBER: 14586225
BUSINESS ADDRESS:
STREET 1: 19540 JAMBOREE ROAD
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-261-4900
MAIL ADDRESS:
STREET 1: 19540 JAMBOREE ROAD
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001357372
XXXXXXXX
12-31-2013
12-31-2013
false
PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC
19540 Jamboree Road
Suite 400
Irvine
CA
92612
13F COMBINATION REPORT
028-12309
0001358253
028-11896
TIG Advisors, LLC
0001426266
028-12689
RK Capital Management, LLC
0001389875
028-12294
Newbrook Capital Advisors LP
0001349397
028-11675
Amber Capital LP
0001041241
028-06728
FSI GROUP, LLC
0001510940
028-14060
ACK Asset Management LLC
0001361570
028-11884
PICTET ASSET MANAGEMENT SA
0001582271
Roystone Capital Management LP
N
Susan Hallgren
Director
949-261-4900
/s/ Susan Hallgren
Irvine
CA
02-10-2014
3
104
293618
1
0001041241
028-06728
FSI GROUP, LLC
2
0001358253
028-11896
TIG Advisors, LLC
3
0001349397
028-11675
Amber Capital LP
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
1208
31504
SH
DFND
0
31504
0
ACTAVIS PLC
SHS
G0083B108
3124
18595
SH
DFND
0
18595
0
AETNA INC NEW
COM
00817Y108
536
7812
SH
DFND
0
7812
0
AGILENT TECHNOLOGIES INC
COM
00846U101
2504
43777
SH
DFND
0
43777
0
ALLERGAN INC
COM
018490102
2359
21236
SH
DFND
0
21236
0
ALLERGAN INC
COM
018490102
2410
21700
SH
Put
DFND
0
21700
0
ALPHATEC HOLDINGS INC
COM
02081G102
205
102200
SH
DFND
0
102200
0
AMGEN INC
COM
031162100
422
3695
SH
DFND
0
3695
0
AMICUS THERAPEUTICS INC
COM
03152W109
454
193228
SH
DFND
0
193228
0
APACHE CORP
COM
037411105
4632
53900
SH
DFND
0
53900
0
APPLE INC
COM
037833100
2034
3626
SH
DFND
0
3626
0
ARCTIC CAT INC
COM
039670104
1309
22968
SH
DFND
0
22968
0
ARROWHEAD RESH CORP
COM NEW
042797209
505
46499
SH
DFND
0
46499
0
ARTHROCARE CORP
COM
043136100
268
6665
SH
DFND
0
6665
0
BAXTER INTL INC
COM
071813109
361
5184
SH
DFND
0
5184
0
BB&T CORP
COM
054937107
1779
47672
SH
DFND
0
47672
0
BECTON DICKINSON & CO
COM
075887109
3410
30858
SH
DFND
0
30858
0
BIOGEN IDEC INC
COM
09062X103
2234
7987
SH
DFND
0
7987
0
BOSTON SCIENTIFIC CORP
COM
101137107
421
35060
SH
DFND
0
35060
0
BRUKER CORP
COM
116794108
208
10536
SH
DFND
0
10536
0
CARDINAL HEALTH INC
COM
14149Y108
766
11459
SH
DFND
0
11459
0
CELGENE CORP
COM
151020104
932
5514
SH
DFND
0
5514
0
CENTENE CORP DEL
COM
15135B101
209
3539
SH
DFND
0
3539
0
CF INDS HLDGS INC
COM
125269100
1366
5861
SH
DFND
0
5861
0
CHARLES RIV LABS INTL INC
COM
159864107
519
9782
SH
DFND
0
9782
0
CITIGROUP INC
COM NEW
172967424
12983
249151
SH
DFND
1
0
249151
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
2999
76359
SH
DFND
2
0
76359
0
COPA HOLDINGS SA
CL A
P31076105
1532
9571
SH
DFND
0
9571
0
CROWN MEDIA HLDGS INC
CL A
228411104
1508
427260
SH
DFND
0
427260
0
CVS CAREMARK CORPORATION
COM
126650100
206
2880
SH
DFND
0
2880
0
CYNOSURE INC
CL A
232577205
729
27316
SH
DFND
0
27316
0
DANAHER CORP DEL
COM
235851102
372
4814
SH
DFND
0
4814
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
1074
16955
SH
DFND
0
16955
0
DIGITAL RLTY TR INC
COM
253868103
2972
60498
SH
DFND
0
60498
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
406
6172
SH
DFND
0
6172
0
ENDOLOGIX INC
COM
29266S106
214
12263
SH
DFND
0
12263
0
ENPHASE ENERGY INC
COM
29355A107
429
67616
SH
DFND
0
67616
0
ENVISION HEALTHCARE HLDGS IN
COM
29413U103
745
20979
SH
DFND
0
20979
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
768
10934
SH
DFND
0
10934
0
GENERAL MTRS CO
COM
37045V100
1299
31784
SH
DFND
0
31784
0
GILEAD SCIENCES INC
COM
375558103
1305
17362
SH
DFND
0
17362
0
GLOBUS MED INC
CL A
379577208
568
28143
SH
DFND
0
28143
0
HALLIBURTON CO
COM
406216101
6687
131772
SH
DFND
0
131772
0
HATTERAS FINL CORP
COM
41902R103
2923
178914
SH
DFND
0
178914
0
HCA HOLDINGS INC
COM
40412C101
1704
35710
SH
DFND
0
35710
0
HEALTHSOUTH CORP
COM NEW
421924309
3151
94555
SH
DFND
0
94555
0
HEARTWARE INTL INC
COM
422368100
1052
11192
SH
DFND
0
11192
0
HOLOGIC INC
COM
436440101
1022
45745
SH
DFND
0
45745
0
HUBBELL INC
CL B
443510201
565
5189
SH
DFND
0
5189
0
ILLUMINA INC
COM
452327109
254
2299
SH
DFND
0
2299
0
ISHARES
RUSSELL 2000 ETF
464287655
25506
221100
SH
Put
DFND
3
0
221100
0
ISHARES
U.S. REAL ES ETF
464287739
3514
55700
SH
Put
DFND
0
55700
0
JOHNSON & JOHNSON
COM
478160104
4005
43732
SH
DFND
0
43732
0
KBR INC
COM
48242W106
2743
86005
SH
DFND
0
86005
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
293
3209
SH
DFND
0
3209
0
LEHIGH GAS PARTNERS LP
UT LTD PTN INT
524814100
3434
120068
SH
DFND
0
120068
0
LHC GROUP INC
COM
50187A107
671
27896
SH
DFND
0
27896
0
MAST THERAPEUTICS INC
COM
576314108
57
123450
SH
DFND
0
123450
0
MCKESSON CORP
COM
58155Q103
2258
13987
SH
DFND
0
13987
0
MEDIA GEN INC
CL A
584404107
3705
163924
SH
DFND
0
163924
0
MEDICINES CO
COM
584688105
222
5746
SH
DFND
0
5746
0
MEDIVATION INC
COM
58501N101
209
3281
SH
DFND
0
3281
0
MEDTRONIC INC
COM
585055106
874
15223
SH
DFND
0
15223
0
MFA FINL INC
COM
55272X102
2457
348078
SH
DFND
0
348078
0
MICROSOFT CORP
COM
594918104
4610
123163
SH
DFND
0
123163
0
MOSAIC CO NEW
COM
61945C103
5597
118400
SH
DFND
0
118400
0
MOSAIC CO NEW
COM
61945C103
1891
40000
SH
Call
DFND
0
40000
0
MYLAN INC
COM
628530107
1017
23442
SH
DFND
0
23442
0
NOVARTIS A G
SPONSORED ADR
66987V109
271
3374
SH
DFND
0
3374
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
564
37135
SH
DFND
0
37135
0
NUVASIVE INC
COM
670704105
386
11933
SH
DFND
0
11933
0
NXSTAGE MEDICAL INC
COM
67072V103
1053
105331
SH
DFND
0
105331
0
OASIS PETE INC NEW
COM
674215108
2037
43361
SH
DFND
0
43361
0
ORTHOFIX INTL N V
COM
N6748L102
798
34977
SH
DFND
0
34977
0
OUTERWALL INC
COM
690070107
4067
60456
SH
DFND
0
60456
0
PAREXEL INTL CORP
COM
699462107
405
8962
SH
DFND
0
8962
0
PERKINELMER INC
COM
714046109
3057
74134
SH
DFND
0
74134
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
207
8053
SH
DFND
0
8053
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
254
3210
SH
DFND
0
3210
0
QUEST DIAGNOSTICS INC
COM
74834L100
207
3868
SH
DFND
0
3868
0
RECEPTOS INC
COM
756207106
227
7818
SH
DFND
0
7818
0
REGIONS FINL CORP NEW
COM
7591EP100
3582
362192
SH
DFND
0
362192
0
RENTECH INC
COM
760112102
1094
624955
SH
DFND
0
624955
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
346
121392
SH
DFND
0
121392
0
RPC INC
COM
749660106
1073
60135
SH
DFND
0
60135
0
SANOFI
SPONSORED ADR
80105N105
543
10120
SH
DFND
0
10120
0
SCHLUMBERGER LTD
COM
806857108
2065
22917
SH
DFND
0
22917
0
SHIRE PLC
SPONSORED ADR
82481R106
1870
13238
SH
DFND
0
13238
0
SIRONA DENTAL SYSTEMS INC
COM
82966C103
248
3538
SH
DFND
0
3538
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
106991
579300
SH
Put
DFND
2,3
0
579300
0
ST JUDE MED INC
COM
790849103
703
11340
SH
DFND
0
11340
0
STARWOOD PPTY TR INC
COM
85571B105
6012
217050
SH
DFND
0
217050
0
STRYKER CORP
COM
863667101
204
2715
SH
DFND
0
2715
0
TERNIUM SA
SPON ADR
880890108
2271
72553
SH
DFND
0
72553
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
1197
29861
SH
DFND
0
29861
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
594
5335
SH
DFND
0
5335
0
THORATEC CORP
COM NEW
885175307
719
19653
SH
DFND
0
19653
0
TORNIER N V
SHS
N87237108
224
11924
SH
DFND
0
11924
0
TWITTER INC
COM
90184L102
274
4300
SH
Put
DFND
0
4300
0
UNITEDHEALTH GROUP INC
COM
91324P102
780
10357
SH
DFND
0
10357
0
URS CORP NEW
COM
903236107
1686
31816
SH
DFND
0
31816
0
VALUECLICK INC
COM
92046N102
297
12723
SH
DFND
0
12723
0
VOLCANO CORPORATION
COM
928645100
363
16625
SH
DFND
0
16625
0
WASTE MGMT INC DEL
COM
94106L109
2244
50000
SH
Put
DFND
0
50000
0