0001172661-14-001351.txt : 20140812
0001172661-14-001351.hdr.sgml : 20140812
20140812120458
ACCESSION NUMBER: 0001172661-14-001351
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140812
DATE AS OF CHANGE: 20140812
EFFECTIVENESS DATE: 20140812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC
CENTRAL INDEX KEY: 0001357372
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12309
FILM NUMBER: 141033071
BUSINESS ADDRESS:
STREET 1: 19540 JAMBOREE ROAD
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-261-4900
MAIL ADDRESS:
STREET 1: 19540 JAMBOREE ROAD
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001357372
XXXXXXXX
06-30-2014
06-30-2014
false
PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC
19540 Jamboree Road
Suite 400
Irvine
CA
92612
13F COMBINATION REPORT
028-12309
0001358253
028-11896
TIG Advisors, LLC
0001426266
028-12689
RK Capital Management, LLC
0001389875
028-12294
Newbrook Capital Advisors LP
0001349397
028-11675
Amber Capital LP
0001041241
028-06728
FSI GROUP, LLC
0001510940
028-14060
ACK Asset Management LLC
0001361570
028-11884
PICTET ASSET MANAGEMENT SA
0001582271
028-15926
Roystone Capital Management LP
0001374701
028-12773
MENTA CAPITAL LLC
N
Susan Hallgren
Director
949-261-4900
/s/ Susan Hallgren
Irvine
CA
08-12-2014
6
194
1048141
1
0001582271
028-15926
Roystone Capital Management LP
2
0001358253
028-11896
TIG Advisors, LLC
3
0001374701
028-12773
MENTA CAPITAL LLC
4
0001510940
028-14060
ACK Asset Management LLC
5
0001361570
028-11884
PICTET ASSET MANAGEMENT SA
6
0001426266
028-12689
RK Capital Management, LLC
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
1194
29194
SH
DFND
0
29194
0
ABBVIE INC
COM
00287Y109
4513
79960
SH
DFND
0
79960
0
ABENGOA YIELD PLC
ORD SHS
G00349103
3395
89773
SH
DFND
0
89773
0
ACTAVIS PLC
SHS
G0083B108
6178
27700
SH
DFND
0
27700
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
314
9774
SH
DFND
0
9774
0
AETNA INC NEW
COM
00817Y108
10856
133894
SH
DFND
1
0
133894
0
AFFYMETRIX INC
COM
00826T108
157
17618
SH
DFND
0
17618
0
AGILENT TECHNOLOGIES INC
COM
00846U101
2025
35258
SH
DFND
0
35258
0
ALCOBRA LTD
SHS
M2239P109
178
10300
SH
Put
DFND
0
10300
0
ALIGN TECHNOLOGY INC
COM
016255101
319
5692
SH
DFND
0
5692
0
ALLERGAN INC
COM
018490102
22371
132200
SH
Put
DFND
0
132200
0
ALLERGAN INC
COM
018490102
35068
207235
SH
DFND
1,2
0
207235
0
ALPHATEC HOLDINGS INC
COM
02081G102
269
165322
SH
DFND
3
0
165322
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
2982
265803
SH
DFND
0
265803
0
AMERICAN INTL GROUP INC
COM NEW
026874784
4180
76593
SH
DFND
0
76593
0
AMERISOURCEBERGEN CORP
COM
03073E105
315
4329
SH
DFND
0
4329
0
AMGEN INC
COM
031162100
1415
11957
SH
DFND
0
11957
0
AMPIO PHARMACEUTICALS INC
COM
03209T109
311
37200
SH
Put
DFND
0
37200
0
AMSURG CORP
COM
03232P405
207
4537
SH
DFND
0
4537
0
ANADARKO PETE CORP
COM
032511107
10077
92057
SH
DFND
3
0
92057
0
ANADARKO PETE CORP
COM
032511107
5145
47000
SH
Call
DFND
0
47000
0
ANADARKO PETE CORP
COM
032511107
30838
281700
SH
Put
DFND
0
281700
0
ARIAD PHARMACEUTICALS INC
COM
04033A100
1134
178000
SH
Call
DFND
0
178000
0
ASHLAND INC NEW
COM
044209104
7145
65703
SH
DFND
0
65703
0
BARD C R INC
COM
067383109
2048
14323
SH
DFND
3
0
14323
0
BAXTER INTL INC
COM
071813109
1215
16800
SH
DFND
0
16800
0
BECTON DICKINSON & CO
COM
075887109
3999
33804
SH
DFND
3
0
33804
0
BIOGEN IDEC INC
COM
09062X103
3642
11550
SH
DFND
0
11550
0
BOB EVANS FARMS INC
COM
096761101
397
7930
SH
DFND
0
7930
0
BROOKDALE SR LIVING INC
COM
112463104
8161
244789
SH
DFND
4
0
244789
0
BRUKER CORP
COM
116794108
2105
86715
SH
DFND
0
86715
0
CABOT CORP
COM
127055101
526
9062
SH
DFND
3
0
9062
0
CARDINAL HEALTH INC
COM
14149Y108
2919
42573
SH
DFND
3
0
42573
0
CELGENE CORP
COM
151020104
822
9566
SH
DFND
0
9566
0
CERAGON NETWORKS LTD
ORD
M22013102
264
103800
SH
Call
DFND
0
103800
0
CHARLES RIV LABS INTL INC
COM
159864107
646
12068
SH
DFND
3
0
12068
0
CHICOS FAS INC
COM
168615102
5701
336154
SH
DFND
3
0
336154
0
CHILDRENS PL RETAIL STORES I
COM
168905107
3999
80570
SH
DFND
0
80570
0
CHINA LODGING GROUP LTD
SPONSORED ADR
16949N109
1163
46333
SH
DFND
0
46333
0
CIGNA CORPORATION
COM
125509109
15287
166218
SH
DFND
1,3
0
166218
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
3314
73042
SH
DFND
1
0
73042
0
COPA HOLDINGS SA
CL A
P31076105
14636
102657
SH
DFND
0
102657
0
COVIDIEN PLC
SHS
G2554F113
30518
338412
SH
DFND
2
0
338412
0
CREDICORP LTD
COM
G2519Y108
2887
18568
SH
DFND
0
18568
0
CROWN MEDIA HLDGS INC
CL A
228411104
2443
672980
SH
DFND
0
672980
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
1924
30040
SH
DFND
0
30040
0
CVS CAREMARK CORPORATION
COM
126650100
1496
19851
SH
DFND
0
19851
0
DANAHER CORP DEL
COM
235851102
1100
13972
SH
DFND
0
13972
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
1578
21820
SH
DFND
0
21820
0
DELTA AIR LINES INC DEL
COM NEW
247361702
688
17781
SH
DFND
0
17781
0
DENTSPLY INTL INC NEW
COM
249030107
1111
23464
SH
DFND
0
23464
0
DEPOMED INC
COM
249908104
1101
79176
SH
DFND
0
79176
0
DIGIRAD CORP
COM
253827109
440
123468
SH
DFND
0
123468
0
DIGITAL RIV INC
COM
25388B104
1622
105150
SH
DFND
3
0
105150
0
DISCOVER FINL SVCS
COM
254709108
5633
90891
SH
DFND
3
0
90891
0
DOLBY LABORATORIES INC
COM
25659T107
1427
33041
SH
DFND
3
0
33041
0
DRESSER-RAND GROUP INC
COM
261608103
2081
32649
SH
DFND
0
32649
0
DSW INC
CL A
23334L102
3889
139174
SH
DFND
0
139174
0
EMCORE CORP
COM NEW
290846203
146
35413
SH
DFND
0
35413
0
ENDOCYTE INC
COM
29269A102
3445
522800
SH
DFND
0
522800
0
ENDOCYTE INC
COM
29269A102
3447
523100
SH
Put
DFND
0
523100
0
ENTROPIC COMMUNICATIONS INC
COM
29384R105
190
57140
SH
DFND
3
0
57140
0
ENVISION HEALTHCARE HLDGS IN
COM
29413U103
10825
301456
SH
DFND
1
0
301456
0
EQUINIX INC
COM NEW
29444U502
4044
19251
SH
DFND
0
19251
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
197
12444
SH
DFND
0
12444
0
EXTREME NETWORKS INC
COM
30226D106
4832
1088349
SH
DFND
0
1088349
0
FLEXTRONICS INTL LTD
ORD
Y2573F102
196
17728
SH
DFND
0
17728
0
FLUIDIGM CORP DEL
COM
34385P108
844
28723
SH
DFND
0
28723
0
FOREST LABS INC
COM
345838106
62268
628972
SH
DFND
2
0
628972
0
GANNETT INC
COM
364730101
6188
197635
SH
DFND
0
197635
0
GENERAL MTRS CO
COM
37045V100
6093
167847
SH
DFND
0
167847
0
GERDAU S A
SPON ADR REP PFD
373737105
1064
180566
SH
DFND
0
180566
0
GLOBALSTAR INC
COM
378973408
200
47000
SH
Call
DFND
0
47000
0
GRAY TELEVISION INC
COM
389375106
4146
315800
SH
Put
DFND
0
315800
0
GREAT LAKES DREDGE & DOCK CO
COM
390607109
2621
327991
SH
DFND
0
327991
0
GRUPO TELEVISA SA
SPON ADR REP ORD
40049J206
5843
170300
SH
DFND
0
170300
0
HALLIBURTON CO
COM
406216101
12375
174275
SH
DFND
0
174275
0
HATTERAS FINL CORP
COM
41902R103
7834
395468
SH
DFND
0
395468
0
HCA HOLDINGS INC
COM
40412C101
15734
279064
SH
DFND
1,3
0
279064
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
1282
27382
SH
DFND
0
27382
0
HEALTHSOUTH CORP
COM NEW
421924309
7321
204105
SH
DFND
3
0
204105
0
HOLOGIC INC
COM
436440101
2551
100639
SH
DFND
0
100639
0
HUBBELL INC
CL B
443510201
2429
19721
SH
DFND
0
19721
0
HUMANA INC
COM
444859102
1581
12376
SH
DFND
0
12376
0
HUNTSMAN CORP
COM
447011107
2520
89684
SH
DFND
3
0
89684
0
ICICI BK LTD
ADR
45104G104
1423
28515
SH
DFND
0
28515
0
ICON PLC
SHS
G4705A100
1483
31482
SH
DFND
0
31482
0
ILLUMINA INC
COM
452327109
434
2432
SH
DFND
0
2432
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
2969
192012
SH
DFND
3
0
192012
0
INTEL CORP
COM
458140100
2759
89300
SH
DFND
0
89300
0
INTERDIGITAL INC
COM
45867G101
9517
199100
SH
Call
DFND
0
199100
0
INTERNATIONAL GAME TECHNOLOG
COM
459902102
2600
163400
SH
Call
DFND
0
163400
0
INTERNATIONAL RECTIFIER CORP
COM
460254105
1974
70765
SH
DFND
0
70765
0
INTERSIL CORP
CL A
46069S109
1401
93733
SH
DFND
0
93733
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
2346
5696
SH
DFND
0
5696
0
IPC THE HOSPITALIST CO INC
COM
44984A105
866
19583
SH
DFND
0
19583
0
IRON MTN INC
COM
462846106
3779
106604
SH
DFND
0
106604
0
ISHARES
MSCI EMG MKT ETF
464287234
16427
380000
SH
Put
DFND
0
380000
0
ISHARES
20+ YR TR BD ETF
464287432
4541
40000
SH
Put
DFND
0
40000
0
ISHARES
RUSSELL 2000 ETF
464287655
33207
279500
SH
Put
DFND
5
0
279500
0
ISIS PHARMACEUTICALS INC
COM
464330109
213
6190
SH
DFND
0
6190
0
JA SOLAR HOLDINGS CO LTD
SPON ADR REP5ORD
466090206
1101
101408
SH
DFND
0
101408
0
JABIL CIRCUIT INC
COM
466313103
353
16890
SH
DFND
0
16890
0
JOHNSON & JOHNSON
COM
478160104
3929
37557
SH
DFND
0
37557
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
1449
94200
SH
Call
DFND
0
94200
0
KONA GRILL INC
COM
50047H201
877
45177
SH
DFND
3
0
45177
0
KORN FERRY INTL
COM NEW
500643200
6310
214833
SH
DFND
0
214833
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
3684
35973
SH
DFND
0
35973
0
LADDER CAP CORP
CL A
505743104
6265
346697
SH
DFND
0
346697
0
LDR HLDG CORP
COM
50185U105
1348
53903
SH
DFND
3
0
53903
0
MAGELLAN HEALTH INC
COM NEW
559079207
3259
52358
SH
DFND
3
0
52358
0
MANNKIND CORP
COM
56400P201
3760
343100
SH
Put
DFND
0
343100
0
MCKESSON CORP
COM
58155Q103
5024
26981
SH
DFND
2,3
0
26981
0
MEDIA GEN INC
CL A
584404107
24155
1224303
SH
DFND
1
0
1224303
0
MERCK & CO INC NEW
COM
58933Y105
1571
27162
SH
DFND
0
27162
0
MERIT MED SYS INC
COM
589889104
4509
298580
SH
DFND
6
0
298580
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
510
2014
SH
DFND
0
2014
0
MICRON TECHNOLOGY INC
COM
595112103
1027
31183
SH
DFND
3
0
31183
0
MICROSOFT CORP
COM
594918104
9909
237624
SH
DFND
0
237624
0
MYRIAD GENETICS INC
COM
62855J104
8722
224100
SH
Put
DFND
0
224100
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
1081
72325
SH
DFND
0
72325
0
NEKTAR THERAPEUTICS
COM
640268108
1273
99300
SH
Call
DFND
0
99300
0
NETEASE INC
SPONSORED ADR
64110W102
451
5754
SH
DFND
0
5754
0
NOVA MEASURING INSTRUMENTS L
COM
M7516K103
1942
161703
SH
DFND
6
0
161703
0
NOVARTIS A G
SPONSORED ADR
66987V109
1544
17057
SH
DFND
0
17057
0
NU SKIN ENTERPRISES INC
CL A
67018T105
9252
125100
SH
DFND
0
125100
0
NUVASIVE INC
COM
670704105
934
26267
SH
DFND
0
26267
0
NVIDIA CORP
COM
67066G104
3300
177989
SH
DFND
3
0
177989
0
NYMOX PHARMACEUTICAL CORP
COM
67076P102
383
77466
SH
DFND
0
77466
0
NYMOX PHARMACEUTICAL CORP
COM
67076P102
954
192800
SH
Put
DFND
0
192800
0
OCERA THERAPEUTICS INC
COM
67552A108
1022
133789
SH
DFND
0
133789
0
OCWEN FINL CORP
COM NEW
675746309
4734
127600
SH
Call
DFND
0
127600
0
OFFICE DEPOT INC
COM
676220106
6549
1150921
SH
DFND
2
0
1150921
0
OHR PHARMACEUTICAL INC
COM NEW
67778H200
2912
306200
SH
Put
DFND
0
306200
0
OMNICARE INC
COM
681904108
1544
23199
SH
DFND
3
0
23199
0
ON SEMICONDUCTOR CORP
COM
682189105
2566
280797
SH
DFND
3
0
280797
0
ORBOTECH LTD
ORD
M75253100
432
28433
SH
DFND
3
0
28433
0
ORTHOFIX INTL N V
COM
N6748L102
284
7821
SH
DFND
0
7821
0
OUTERWALL INC
COM
690070107
5789
97536
SH
DFND
3
0
97536
0
PENN VA CORP
COM
707882106
21811
1286800
SH
Call
DFND
0
1286800
0
PERFECT WORLD CO LTD
SPON ADR REP B
71372U104
635
32363
SH
DFND
0
32363
0
PERKINELMER INC
COM
714046109
3045
64999
SH
DFND
0
64999
0
PERNIX THERAPEUTICS HLDGS IN
COM
71426V108
1410
157000
SH
Call
DFND
0
157000
0
PFIZER INC
COM
717081103
227
7661
SH
DFND
0
7661
0
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
186502
1997
SH
DFND
0
1997
0
PINNACLE ENTMT INC
COM
723456109
3982
158132
SH
DFND
0
158132
0
PRECISION DRILLING CORP
COM 2010
74022D308
3149
222375
SH
DFND
0
222375
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
1532
25225
SH
DFND
0
25225
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
1544
23400
SH
Call
DFND
0
23400
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
2513
27300
SH
DFND
0
27300
0
QUALCOMM INC
COM
747525103
2328
29400
SH
DFND
0
29400
0
QUINTILES TRANSNATIO HLDGS I
COM
74876Y101
1133
21270
SH
DFND
0
21270
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
1078
94000
SH
Call
DFND
0
94000
0
RENTECH INC
COM
760112102
3141
1212565
SH
DFND
0
1212565
0
RENTECH NITROGEN PARTNERS L
COM UNIT
760113100
1389
81793
SH
DFND
0
81793
0
RITE AID CORP
COM
767754104
1262
176059
SH
DFND
3
0
176059
0
SANCHEZ ENERGY CORP
COM
79970Y105
5376
143013
SH
DFND
3
0
143013
0
SIGMA DESIGNS INC
COM
826565103
468
102107
SH
DFND
3
0
102107
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
565
27666
SH
DFND
0
27666
0
SKYWORKS SOLUTIONS INC
COM
83088M102
2946
62743
SH
DFND
3
0
62743
0
SLM CORP
COM
78442P106
2673
321653
SH
DFND
0
321653
0
SORRENTO THERAPEUTICS INC
COM NEW
83587F202
550
81447
SH
DFND
0
81447
0
SPECTRANETICS CORP
COM
84760C107
300
13118
SH
DFND
0
13118
0
ST JUDE MED INC
COM
790849103
4399
63520
SH
DFND
0
63520
0
STARWOOD PPTY TR INC
COM
85571B105
8409
353780
SH
DFND
0
353780
0
SYMANTEC CORP
COM
871503108
5651
246760
SH
DFND
3
0
246760
0
SYMMETRY MED INC
COM
871546206
125
14107
SH
DFND
0
14107
0
TARGACEPT INC
COM
87611R306
2245
497700
SH
Call
DFND
0
497700
0
TARGACEPT INC
COM
87611R306
99
21850
SH
DFND
0
21850
0
TELEFLEX INC
COM
879369106
601
5696
SH
DFND
0
5696
0
TENET HEALTHCARE CORP
COM NEW
88033G407
4510
96072
SH
DFND
1
0
96072
0
TETRAPHASE PHARMACEUTICALS I
COM
88165N105
782
58000
SH
Call
DFND
0
58000
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
2093
39930
SH
DFND
0
39930
0
TEXAS INSTRS INC
COM
882508104
1590
33279
SH
DFND
0
33279
0
TG THERAPEUTICS INC
COM
88322Q108
121
12850
SH
DFND
0
12850
0
TG THERAPEUTICS INC
COM
88322Q108
4687
499200
SH
Call
DFND
0
499200
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5660
47963
SH
DFND
0
47963
0
THORATEC CORP
COM NEW
885175307
1030
29551
SH
DFND
3
0
29551
0
TORNIER N V
SHS
N87237108
949
40590
SH
DFND
0
40590
0
TOWN SPORTS INTL HLDGS INC
COM
89214A102
2035
305949
SH
DFND
3
0
305949
0
TRADE STR RESIDENTIAL INC
COM NEW
89255N203
321
42901
SH
DFND
0
42901
0
TRIANGLE PETE CORP
COM NEW
89600B201
1819
154810
SH
DFND
3
0
154810
0
UNITEDHEALTH GROUP INC
COM
91324P102
2451
29983
SH
DFND
1
0
29983
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
5982
62470
SH
DFND
0
62470
0
VANDA PHARMACEUTICALS INC
COM
921659108
9014
557100
SH
Call
DFND
0
557100
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
666
7034
SH
DFND
0
7034
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
341
3600
SH
Call
DFND
0
3600
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
20915
220900
SH
Put
DFND
0
220900
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
156
10054
SH
DFND
0
10054
0
WELLPOINT INC
COM
94973V107
1325
12315
SH
DFND
0
12315
0
WESTERN DIGITAL CORP
COM
958102105
1123
12167
SH
DFND
3
0
12167
0
WRIGHT MED GROUP INC
COM
98235T107
894
28475
SH
DFND
0
28475
0
XOMA CORP DEL
COM
98419J107
1108
241500
SH
Put
DFND
0
241500
0
YY INC
ADS REPCOM CLA
98426T106
35250
2661
SH
DFND
0
2661
0