0001181431-15-000957.txt : 20150115 0001181431-15-000957.hdr.sgml : 20150115 20150115160943 ACCESSION NUMBER: 0001181431-15-000957 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150113 FILED AS OF DATE: 20150115 DATE AS OF CHANGE: 20150115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC. CENTRAL INDEX KEY: 0001357204 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 7817374516 MAIL ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC. DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20090821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAVIS NIGEL CENTRAL INDEX KEY: 0001187789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35258 FILM NUMBER: 15530121 MAIL ADDRESS: STREET 1: C/O BLOCKBUSTER INC STREET 2: 1201 ELM ST #2100 CITY: DALLAS STATE: TX ZIP: 75270 4 1 rrd421453.xml N. TRAVIS FORM 4 X0306 4 2015-01-13 0 0001357204 DUNKIN' BRANDS GROUP, INC. DNKN 0001187789 TRAVIS NIGEL C/O DUNKIN' BRANDS GROUP, INC. 130 ROYALL STREET CANTON MA 02021 1 1 0 0 CEO and Chairman Common Stock 2015-01-13 4 M 0 20000 3.02 A 294377 D Common Stock 2015-01-13 4 S 0 20000 45.20 D 274377 D Option to Purchase Common Stock 3.02 2015-01-13 4 M 0 20000 0 D 2020-02-23 Common Stock 20000 863800 D The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/05/2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.47, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. On 2/23/2010, the reporting person was granted an option to purchase 1,915,499 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 2/23/2010) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, the Carlyle Group and Thomas H. Lee Partners, L.P. (collectively the "Sponsors")) criteria. /s/ Richard Emmett, as attorney-in-fact for Nigel Travis 2015-01-15