0001181431-14-017913.txt : 20140505 0001181431-14-017913.hdr.sgml : 20140505 20140505164812 ACCESSION NUMBER: 0001181431-14-017913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140501 FILED AS OF DATE: 20140505 DATE AS OF CHANGE: 20140505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC. CENTRAL INDEX KEY: 0001357204 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 7817374516 MAIL ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC. DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20090821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COSTELLO JOHN H CENTRAL INDEX KEY: 0001012681 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35258 FILM NUMBER: 14814091 4 1 rrd408407.xml J. COSTELLO FORM 4 X0306 4 2014-05-01 0 0001357204 DUNKIN' BRANDS GROUP, INC. DNKN 0001012681 COSTELLO JOHN H C/O DUNKIN' BRANDS GROUP, INC. 130 ROYALL STREET CANTON MA 02021 0 1 0 0 President, Glob.Mkt & Innovat. Common Stock 2014-05-01 4 M 0 2000 7.31 A 61549 D Common Stock 2014-05-01 4 S 0 2000 45.50 D 59549 D Option to Purchase Common Stock 7.31 2014-05-01 4 M 0 627 0 D 2021-03-09 Common Stock 627 5254 D Option to Purchase Common Stock 7.31 2014-05-01 4 M 0 1373 0 D 2021-03-09 Common Stock 1373 17017 D The sales reported on this Form 4 were effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on 4/26/2013. On 03/09/2011, the reporting person was granted an option to purchase 13,134 shares of common stock. The option vests based upon time criteria(five equal annual installments that began on 03/09/2012). On 03/09/2011, the reporting person was granted an option to purchase 30,647 shares of Common Stock. The option vests based upon time (five equal installments that began on 3/9/2012) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria. /s/ Richard Emmett, as attorney-in-fact for John H. Costello 2014-05-05