0001181431-13-052307.txt : 20131003
0001181431-13-052307.hdr.sgml : 20131003
20131003160906
ACCESSION NUMBER: 0001181431-13-052307
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131001
FILED AS OF DATE: 20131003
DATE AS OF CHANGE: 20131003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC.
CENTRAL INDEX KEY: 0001357204
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
BUSINESS PHONE: 7817374516
MAIL ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC.
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20090821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COSTELLO JOHN H
CENTRAL INDEX KEY: 0001012681
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35258
FILM NUMBER: 131133839
4
1
rrd392106.xml
J. COSTELLO FORM 4
X0306
4
2013-10-01
0
0001357204
DUNKIN' BRANDS GROUP, INC.
DNKN
0001012681
COSTELLO JOHN H
C/O DUNKIN' BRANDS GROUP, INC.
130 ROYALL STREET
CANTON
MA
02021
0
1
0
0
President, Glob.Mkt & Innovat.
Common Stock
2013-10-01
4
M
0
819
3.02
A
23251
D
Common Stock
2013-10-01
4
M
0
1181
7.31
A
24432
D
Common Stock
2013-10-01
4
S
0
2000
45.21
D
22432
D
Option to purchase Common Stock
3.02
2013-10-01
4
M
0
819
0
D
2020-02-23
Common Stock
819
61297
D
Option to Purchase Common Stock
7.31
2013-10-01
4
M
0
1181
0
D
2021-03-09
Common Stock
1181
9553
D
The sales reported on this Form 4 were effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on 4/26/2013.
On 02/23/2010, the reporting person was granted an option ot purchase 153,239 shares of Common Stock. The option vests based upon time (five equal installments that began on 2/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
On 03/09/2011, the reporting person was granted an option to purchase 13,134 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 03/09/2012).
/s/ Richard Emmett, as attorney-in-fact for John H. Costello
2013-10-03