0001181431-13-052307.txt : 20131003 0001181431-13-052307.hdr.sgml : 20131003 20131003160906 ACCESSION NUMBER: 0001181431-13-052307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131001 FILED AS OF DATE: 20131003 DATE AS OF CHANGE: 20131003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC. CENTRAL INDEX KEY: 0001357204 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 7817374516 MAIL ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC. DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20090821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COSTELLO JOHN H CENTRAL INDEX KEY: 0001012681 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35258 FILM NUMBER: 131133839 4 1 rrd392106.xml J. COSTELLO FORM 4 X0306 4 2013-10-01 0 0001357204 DUNKIN' BRANDS GROUP, INC. DNKN 0001012681 COSTELLO JOHN H C/O DUNKIN' BRANDS GROUP, INC. 130 ROYALL STREET CANTON MA 02021 0 1 0 0 President, Glob.Mkt & Innovat. Common Stock 2013-10-01 4 M 0 819 3.02 A 23251 D Common Stock 2013-10-01 4 M 0 1181 7.31 A 24432 D Common Stock 2013-10-01 4 S 0 2000 45.21 D 22432 D Option to purchase Common Stock 3.02 2013-10-01 4 M 0 819 0 D 2020-02-23 Common Stock 819 61297 D Option to Purchase Common Stock 7.31 2013-10-01 4 M 0 1181 0 D 2021-03-09 Common Stock 1181 9553 D The sales reported on this Form 4 were effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on 4/26/2013. On 02/23/2010, the reporting person was granted an option ot purchase 153,239 shares of Common Stock. The option vests based upon time (five equal installments that began on 2/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria. On 03/09/2011, the reporting person was granted an option to purchase 13,134 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 03/09/2012). /s/ Richard Emmett, as attorney-in-fact for John H. Costello 2013-10-03