0001181431-13-047558.txt : 20130904
0001181431-13-047558.hdr.sgml : 20130904
20130904163153
ACCESSION NUMBER: 0001181431-13-047558
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130903
FILED AS OF DATE: 20130904
DATE AS OF CHANGE: 20130904
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC.
CENTRAL INDEX KEY: 0001357204
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
BUSINESS PHONE: 7817374516
MAIL ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC.
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20090821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRAVIS NIGEL
CENTRAL INDEX KEY: 0001187789
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35258
FILM NUMBER: 131078244
MAIL ADDRESS:
STREET 1: C/O BLOCKBUSTER INC
STREET 2: 1201 ELM ST #2100
CITY: DALLAS
STATE: TX
ZIP: 75270
4
1
rrd389703.xml
N. TRAVIS FORM 4
X0306
4
2013-09-03
0
0001357204
DUNKIN' BRANDS GROUP, INC.
DNKN
0001187789
TRAVIS NIGEL
C/O DUNKIN' BRANDS GROUP, INC.
130 ROYALL STREET
CANTON
MA
02021
1
1
0
0
CEO and Chairman
Common Stock
2013-09-03
4
M
0
18000
3.02
A
142377
D
Common Stock
2013-09-03
4
S
0
17685
42.94
D
124692
D
Common Stock
2013-09-03
4
S
0
315
43.60
D
124377
D
Option to Purchase Common Stock
3.02
2013-09-03
4
M
0
18000
0
D
2020-02-23
Common Stock
18000
1362656
D
The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/04/2013.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.55 to $43.55, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.58 to $43.65, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
On 2/23/2010, the reporting person was granted an option to purchase 1,915,499 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively the "Sponsors")) criteria.
/s/ Richard Emmett, as attorney-in-fact for Nigel Travis
2013-09-04