0001181431-12-055898.txt : 20121030
0001181431-12-055898.hdr.sgml : 20121030
20121030175905
ACCESSION NUMBER: 0001181431-12-055898
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121026
FILED AS OF DATE: 20121030
DATE AS OF CHANGE: 20121030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC.
CENTRAL INDEX KEY: 0001357204
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
BUSINESS PHONE: 7817374516
MAIL ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC.
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20090821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRAVIS NIGEL
CENTRAL INDEX KEY: 0001187789
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35258
FILM NUMBER: 121169334
MAIL ADDRESS:
STREET 1: C/O BLOCKBUSTER INC
STREET 2: 1201 ELM ST #2100
CITY: DALLAS
STATE: TX
ZIP: 75270
4
1
rrd358943.xml
N. TRAVIS FORM 4
X0306
4
2012-10-26
0
0001357204
DUNKIN' BRANDS GROUP, INC.
DNKN
0001187789
TRAVIS NIGEL
C/O DUNKIN' BRANDS GROUP, INC.
130 ROYALL STREET
CANTON
MA
02021
1
1
0
0
CEO & President
Common Stock
2012-10-26
4
M
0
154475
3.02
A
228852
D
Common Stock
2012-10-26
4
S
0
104475
31.02
D
124377
D
Option to purchase Common Stock
3.02
2012-10-26
4
M
0
50000
0
A
2020-02-23
Common Stock
50000
1865499
D
Option to Purchase Common Stock
3.02
2012-10-26
4
M
0
104475
0
A
2020-02-23
Common Stock
104475
556453
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.21, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
On 2/23/2010, the reporting person was granted an option to purchase 1,915,499 shares of common stock. The option vests based upon time (five equal annual installments that began on 2/23/2010) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Less Partners, L.P. (collectively, the "Sponsors") criteria.
On 2/23/2010, the reporting person was granted an option to purchase 820,928 shares of Common Stock. The option vests based upon time criteria (five equal installments that began on 2/23/2010).
/s/ Richard Emmett, as attorney-in-fact for Nigel Travis
2012-10-30