0001181431-12-027850.txt : 20120504
0001181431-12-027850.hdr.sgml : 20120504
20120504162217
ACCESSION NUMBER: 0001181431-12-027850
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120502
FILED AS OF DATE: 20120504
DATE AS OF CHANGE: 20120504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COSTELLO JOHN H
CENTRAL INDEX KEY: 0001012681
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35258
FILM NUMBER: 12814588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC.
CENTRAL INDEX KEY: 0001357204
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
BUSINESS PHONE: 7817374516
MAIL ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC.
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20090821
4
1
rrd344048.xml
FORM 4
X0305
4
2012-05-02
0
0001357204
DUNKIN' BRANDS GROUP, INC.
DNKN
0001012681
COSTELLO JOHN H
C/O DUNKIN' BRANDS GROUP, INC.
130 ROYALL STREET
CANTON
MA
02021
0
1
0
0
Chf.Glob.Mkt.& Innovation Off.
Common Stock
2012-05-02
4
M
0
9748
3.02
A
32180
D
Common Stock
2012-05-02
4
S
0
9748
33.16
D
22432
D
Option to purchase Common Stock
3.02
2012-05-02
4
M
0
9748
0
D
2020-02-23
Common Stock
9748
82982
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.44, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
On 02/23/2010, the reporting person was granted an option to purchase 153,239 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P.) criteria.
/s/ Richard Emmett, as attorney-in-fact for John H. Costello
2012-05-04