0001181431-12-013856.txt : 20120302 0001181431-12-013856.hdr.sgml : 20120302 20120302162432 ACCESSION NUMBER: 0001181431-12-013856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120301 FILED AS OF DATE: 20120302 DATE AS OF CHANGE: 20120302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC. CENTRAL INDEX KEY: 0001357204 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 7817374516 MAIL ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC. DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20090821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAVIS NIGEL CENTRAL INDEX KEY: 0001187789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35258 FILM NUMBER: 12663240 MAIL ADDRESS: STREET 1: C/O BLOCKBUSTER INC STREET 2: 1201 ELM ST #2100 CITY: DALLAS STATE: TX ZIP: 75270 4 1 rrd336880.xml N. TRAVIS FORM 4 X0304 4 2012-03-01 0 0001357204 DUNKIN' BRANDS GROUP, INC. DNKN 0001187789 TRAVIS NIGEL C/O DUNKIN' BRANDS GROUP, INC. 130 ROYALL STREET CANTON MA 02021 1 1 0 0 CEO & President Common Stock 2012-03-01 4 M 0 20000 3.02 A 94377 D Common Stock 2012-03-01 4 S 0 20000 29.25 D 74377 D Option to purchase common stock 3.02 2012-03-01 4 M 0 20000 0 D 2020-02-23 Common Stock 20000 1347620 D The sales reported on This Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/4/2011. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.78 to $29.45, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. On 2/23/2010, the reporting person was granted an option to purchase 1,915,499 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 2/23/2010) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P.) criteria. As of the date of this filing, the performance criteria has been met with respect to an aggregate of 546,683 shares of Common Stock subject to this option award, with 328,048 of such shares vested and the remaining 218,635 of such shares eligible to vest in two equal annual installments beginning on 2/23/2013. /s/ Richard Emmett, as attorney-in-fact for Nigel Travis 2012-03-02