0001181431-11-057533.txt : 20111123 0001181431-11-057533.hdr.sgml : 20111123 20111123124423 ACCESSION NUMBER: 0001181431-11-057533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111122 FILED AS OF DATE: 20111123 DATE AS OF CHANGE: 20111123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC. CENTRAL INDEX KEY: 0001357204 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 7817374516 MAIL ADDRESS: STREET 1: 130 ROYALL STREET CITY: CANTON STATE: MA ZIP: 02021 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC. DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20100401 FORMER COMPANY: FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC DATE OF NAME CHANGE: 20090821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAVIS NIGEL CENTRAL INDEX KEY: 0001187789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35258 FILM NUMBER: 111224496 MAIL ADDRESS: STREET 1: C/O BLOCKBUSTER INC STREET 2: 1201 ELM ST #2100 CITY: DALLAS STATE: TX ZIP: 75270 4 1 rrd326271.xml X0304 4 2011-11-22 0 0001357204 DUNKIN' BRANDS GROUP, INC. DNKN 0001187789 TRAVIS NIGEL C/O DUNKIN' BRANDS GROUP, INC. 130 ROYALL STREET CANTON MA 02021 1 1 0 0 CEO & President Common Stock 2011-11-22 4 S 0 200000 24.7233 D 74377 D Option to purchase Common Stock 3.02 2011-11-22 4 A 0 438871 0 A 2020-02-23 Common Stock 438871 1328544 D On 02/23/2010, the reporting person was granted an option to purchase 1,915,499 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2010) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria. As a result of the sale of shares by the Sponsors, the performance criteria was met with respect to 438,871 shares of common stock subject to this option award, resulting in vesting of the option as to 175,548 shares and an additional 263,323 shares that are eligible to vest in three equal annual installments beginning on 02/23/2012. In total, following this event, the performance criteria has been met with respect to an aggregate of 507,616 shares of common stock subject to this option award, with 203,046 of such shares vested and the remaining 304,570 of such shares eligible to vest in three equal annual installments beginning on 02/23/2012. /s/ Richard Emmett, as attorney-in-fact for Nigel Travis 2011-11-23