0001181431-11-057533.txt : 20111123
0001181431-11-057533.hdr.sgml : 20111123
20111123124423
ACCESSION NUMBER: 0001181431-11-057533
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111122
FILED AS OF DATE: 20111123
DATE AS OF CHANGE: 20111123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUNKIN' BRANDS GROUP, INC.
CENTRAL INDEX KEY: 0001357204
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
BUSINESS PHONE: 7817374516
MAIL ADDRESS:
STREET 1: 130 ROYALL STREET
CITY: CANTON
STATE: MA
ZIP: 02021
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC.
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN' BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: DUNKIN BRANDS GROUP HOLDINGS, INC
DATE OF NAME CHANGE: 20090821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRAVIS NIGEL
CENTRAL INDEX KEY: 0001187789
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35258
FILM NUMBER: 111224496
MAIL ADDRESS:
STREET 1: C/O BLOCKBUSTER INC
STREET 2: 1201 ELM ST #2100
CITY: DALLAS
STATE: TX
ZIP: 75270
4
1
rrd326271.xml
X0304
4
2011-11-22
0
0001357204
DUNKIN' BRANDS GROUP, INC.
DNKN
0001187789
TRAVIS NIGEL
C/O DUNKIN' BRANDS GROUP, INC.
130 ROYALL STREET
CANTON
MA
02021
1
1
0
0
CEO & President
Common Stock
2011-11-22
4
S
0
200000
24.7233
D
74377
D
Option to purchase Common Stock
3.02
2011-11-22
4
A
0
438871
0
A
2020-02-23
Common Stock
438871
1328544
D
On 02/23/2010, the reporting person was granted an option to purchase 1,915,499 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2010) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
As a result of the sale of shares by the Sponsors, the performance criteria was met with respect to 438,871 shares of common stock subject to this option award, resulting in vesting of the option as to 175,548 shares and an additional 263,323 shares that are eligible to vest in three equal annual installments beginning on 02/23/2012. In total, following this event, the performance criteria has been met with respect to an aggregate of 507,616 shares of common stock subject to this option award, with 203,046 of such shares vested and the remaining 304,570 of such shares eligible to vest in three equal annual installments beginning on 02/23/2012.
/s/ Richard Emmett, as attorney-in-fact for Nigel Travis
2011-11-23