Chief Compliance Officer

0001356783-19-000002.txt : 20190215 0001356783-19-000002.hdr.sgml : 20190215 20190215135721 ACCESSION NUMBER: 0001356783-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190215 DATE AS OF CHANGE: 20190215 EFFECTIVENESS DATE: 20190215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phocas Financial Corp. CENTRAL INDEX KEY: 0001356783 IRS NUMBER: 202647024 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12179 FILM NUMBER: 19610882 BUSINESS ADDRESS: STREET 1: 980 ATLANTIC AVENUE STREET 2: SUITE 106 CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (510) 523-5800 MAIL ADDRESS: STREET 1: 980 ATLANTIC AVENUE STREET 2: SUITE 106 CITY: ALAMEDA STATE: CA ZIP: 94501 FORMER COMPANY: FORMER CONFORMED NAME: Phocas Financial CORP DATE OF NAME CHANGE: 20060320 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001356783 XXXXXXXX 12-31-2018 12-31-2018 Phocas Financial Corp.

980 ATLANTIC AVENUE SUITE 106 ALAMEDA CA 94501

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COM 74762E102 8634 286829 SH SOLE 0 286829 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 30 974 PRN SOLE 0 974 0 0 REGENCY CTRS CORP COM 758849103 968 16495 SH SOLE 0 16495 0 0 RETAIL OPPORTUNITY INVESTMENTS COM 76131N101 339 21366 SH SOLE 0 21366 0 0 REXFORD INDUSTRIAL REALTY COM 76169C100 14755 500691 SH SOLE 0 500691 0 0 RING ENERGY, INC. COM 76680V108 7076 1392952 SH SOLE 0 1392952 0 0 ROPER TECHNOLOGIES COM 776696106 17 64 SH SOLE 0 64 0 0 RPM INTL INC COM 749685103 50 850 SH SOLE 0 850 0 0 RUTH`S HOSPITALITY GROUP, INC. COM 783332109 4216 185461 SH SOLE 0 185461 0 0 SABRA HEALTH CARE REIT COM 78573L106 5470 331893 SH SOLE 0 331893 0 0 SALESFORCE.COM INC COM 79466L302 10 70 SH SOLE 0 70 0 0 SCHLUMBERGER LTD COM 806857108 100 2775 SH SOLE 0 2775 0 0 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 61 2492 PRN SOLE 0 2492 0 0 SCHWAB CHARLES CP NEW COM 808513105 17 400 SH SOLE 0 400 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 27 1131 PRN SOLE 0 1131 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 679 23949 PRN SOLE 0 23949 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 6860 114916 PRN SOLE 0 114916 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 406 8475 PRN SOLE 0 8475 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1131 18874 PRN SOLE 0 18874 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 91 1940 PRN SOLE 0 1940 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1999 51901 PRN SOLE 0 51901 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 568 9366 PRN SOLE 0 9366 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 35 400 PRN SOLE 0 400 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 8 140 PRN SOLE 0 140 0 0 SELECTIVE INS GROUP COM 816300107 11980 196590 SH SOLE 0 196590 0 0 SERITAGE GROWTH PROPERTIES COM 81752R100 472 14598 SH SOLE 0 14598 0 0 SHIRE PLC SPONSORED ADR 82481R106 26 148 PRN SOLE 0 148 0 0 SIMMONS FIRST NATIONAL CORPORATION CLASS A COM 828730200 4067 168537 SH SOLE 0 168537 0 0 SIMON PROPERTY GROUP COM 828806109 2063 12278 SH SOLE 0 12278 0 0 SKYWEST INC COM 830879102 11189 251614 SH SOLE 0 251614 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 125 1870 SH SOLE 0 1870 0 0 SL GREEN REALTY COM 78440X101 705 8912 SH SOLE 0 8912 0 0 SOUTH JERSEY INDS INC COM 838518108 6690 240634 SH SOLE 0 240634 0 0 SOUTHERN CO COM 842587107 145 3310 SH SOLE 0 3310 0 0 SOUTHWEST AIRLS CO COM 844741108 538 11580 SH SOLE 0 11580 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 17 140 PRN SOLE 0 140 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 5 105 PRN SOLE 0 105 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 2 25 PRN SOLE 0 25 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 817 3269 PRN SOLE 0 3269 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 120 2565 PRN SOLE 0 2565 0 0 SPIRE, INC COM 84857L101 7476 100915 SH SOLE 0 100915 0 0 SSW SHS Y75638109 8 1000 PRN SOLE 0 1000 0 0 STANLEY BLACK & DECKER COM 854502101 63 530 SH SOLE 0 530 0 0 STARWOOD PROPERTIES COM 85571B105 334 16950 SH SOLE 0 16950 0 0 STATE BANK & TRUST COM 856190103 8731 404381 SH SOLE 0 404381 0 0 STIFEL FINANCIAL CORP COM 860630102 6441 155504 SH SOLE 0 155504 0 0 STORE CAPITAL CORPORATION COM 862121100 1420 50174 SH SOLE 0 50174 0 0 STURM RUGER & CO INC COM 864159108 0 2 SH SOLE 0 2 0 0 SUN COMMUNITIES INC COM 866674104 1017 10002 SH SOLE 0 10002 0 0 SUNSTONE HOTEL INVESTORS COM 867892101 373 28700 SH SOLE 0 28700 0 0 SYNCHRONY FINANCIAL COM 87165B103 16 661 SH SOLE 0 661 0 0 SYNEOS HEALTH, INC. CLASS A COM 87166B102 8369 212684 SH SOLE 0 212684 0 0 SYNERGY PHARMACEUTICALS, INC COM 871639308 0 2000 SH SOLE 0 2000 0 0 SYNERGY RESOURCES CORP COM 78470V108 18 3900 SH SOLE 0 3900 0 0 SYNNEX CORP COM 87162W100 8259 102169 SH SOLE 0 102169 0 0 TAKE TWO INTERACTIVE COM 874054109 26 250 SH SOLE 0 250 0 0 TARGET CORP COM 87612E106 25 380 SH SOLE 0 380 0 0 TECH DATA CORPORATION COM 878237106 4809 58782 SH SOLE 0 58782 0 0 TERRAFORM POWER, INC CLASS A COM 88104R209 5107 455148 SH SOLE 0 455148 0 0 TETRA TECH INC NEW COM 88162G103 4477 86479 SH SOLE 0 86479 0 0 TEXAS INSTRS INC COM 882508104 1 10 SH SOLE 0 10 0 0 THERAVANCE BIOPHARMA INC COM G8807B106 3 114 SH SOLE 0 114 0 0 TIER REIT, INC. COM 88650V208 4796 232501 SH SOLE 0 232501 0 0 TIMKEN CO COM 887389104 3706 99308 SH SOLE 0 99308 0 0 TIMKEN STEEL COM 887399103 2837 324591 SH SOLE 0 324591 0 0 TOPBUILD CORP COM 89055F103 10501 233350 SH SOLE 0 233350 0 0 TOTAL SYSTEM SERVICES, INC. COM 891906109 12 150 SH SOLE 0 150 0 0 TOWER INTERNATIONAL, INC COM 891826109 4935 207355 SH SOLE 0 207355 0 0 TRIUMPH BANCORP, INC. COM 89679E300 8966 301869 SH SOLE 0 301869 0 0 TWENTY-FIRST CENTURY FOX, INC. CLASS A COM 90130A101 16 341 SH SOLE 0 341 0 0 UMPQUA HOLDINGS CORP COM 904214103 7575 476405 SH SOLE 0 476405 0 0 UNILEVER NV N Y SHS NEW 904784709 323 6000 PRN SOLE 0 6000 0 0 UNION BANKSHARES CORPORATION COM 90539J109 12410 439616 SH SOLE 0 439616 0 0 UNISYS CORPORATION COM 909214306 6357 546577 SH SOLE 0 546577 0 0 UNITED DOMINION COM 902653104 392 9900 SH SOLE 0 9900 0 0 UNITED TECHNOLOGIES CP COM 913017109 21 195 SH SOLE 0 195 0 0 US BANCORP COM 902973304 116 2529 SH SOLE 0 2529 0 0 VAIL RESORTS INC COM 91879Q109 21 100 SH SOLE 0 100 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 45 300 PRN SOLE 0 300 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 27 118 PRN SOLE 0 118 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 9 115 PRN SOLE 0 115 0 0 VENTAS INC COM 92276F100 626 10691 SH SOLE 0 10691 0 0 VERINT SYS INC COM 92343X100 7342 173531 SH SOLE 0 173531 0 0 VERIZON COMMUNICATIONS COM 92343V104 574 10208 SH SOLE 0 10208 0 0 VERTEX PHARMACEUTICALS COM 92532F100 66 400 SH SOLE 0 400 0 0 VISA INC COM 92826C839 23 172 SH SOLE 0 172 0 0 VORNADO REALTY TRUST COM 929042109 743 11973 SH SOLE 0 11973 0 0 WALT DISNEY CO COM 254687106 700 6380 SH SOLE 0 6380 0 0 WELLS FARGO & CO COM 949746101 89 1930 SH SOLE 0 1930 0 0 WELLTOWER INC COM 95040Q104 1793 25834 SH SOLE 0 25834 0 0 WESCO AIRCRAFT HOLDINGS, INC. COM 950814103 4520 572196 SH SOLE 0 572196 0 0 WILLIAMS COMPANIES, INC. COM 969457100 2 100 SH SOLE 0 100 0 0 WILLIAMS SONOMA INC COM 969904101 4643 92039 SH SOLE 0 92039 0 0 WINTRUST FINL CORP COM 97650W108 7201 108308 SH SOLE 0 108308 0 0 WOLVERINE WORLD WIDE, INC. COM 978097103 9546 299336 SH SOLE 0 299336 0 0 WPX ENERGY INC COM 98212B103 31 2700 SH SOLE 0 2700 0 0