0001356223-14-000014.txt : 20141113
0001356223-14-000014.hdr.sgml : 20141113
20141113163834
ACCESSION NUMBER: 0001356223-14-000014
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
EFFECTIVENESS DATE: 20141113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Relative Value Partners, LLC
CENTRAL INDEX KEY: 0001356223
IRS NUMBER: 201026469
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12229
FILM NUMBER: 141218892
BUSINESS ADDRESS:
STREET 1: 1033 SKOKIE BOULEVARD
STREET 2: SUITE 470
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: (847) 513-6300
MAIL ADDRESS:
STREET 1: 1033 SKOKIE BOULEVARD
STREET 2: SUITE 470
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001356223
XXXXXXXX
09-30-2014
09-30-2014
Relative Value Partners, LLC
1033 SKOKIE BOULEVARD
SUITE 470
NORTHBROOK
IL
60062
13F HOLDINGS REPORT
028-12229
N
Maury Fertig
Managing Member
847-513-6300
/s/ Maury Fertig
Northbrook
IL
11-13-2014
0
110
811227
false
INFORMATION TABLE
2
rvp13f3q2014.xml
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
39719
2382654
SH
SOLE
2382654
0
0
WESTERN ASSET VAR RT STRG FD
COM
957667108
20315
1189382
SH
SOLE
1189382
0
0
MFS GOVT MKTS INCOME TR
SH BEN INT
552939100
18159
3185707
SH
SOLE
3185707
0
0
EATON VANCE SH TM DR DIVR IN
COM
27828V104
21977
1498078
SH
SOLE
1498078
0
0
DIVERSIFIED REAL ASSET INC F
COM SHS
25533B108
33009
1861778
SH
SOLE
1861778
0
0
ZWEIG TOTAL RETURN FD INC
COM NEW
989837208
32108
2318284
SH
SOLE
2318284
0
0
BLACKROCK ENHANCED GOVT FD I
COM
09255K108
7108
506235
SH
SOLE
506235
0
0
TCW STRATEGIC INCOME FUND IN
COM
872340104
13314
2364794
SH
SOLE
2364794
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
22601
2550897
SH
SOLE
2550897
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
64835
4871163
SH
SOLE
4871163
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
22313
3475549
SH
SOLE
3475549
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
31096
5674436
SH
SOLE
5674436
0
0
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
33733
2885640
SH
SOLE
2885640
0
0
ZWEIG FD
COM NEW
989834205
11718
771954
SH
SOLE
771954
0
0
TRI CONTL CORP
COM
895436103
39271
1881718
SH
SOLE
1881718
0
0
MFS INTER INCOME TR
SH BEN INT
55273C107
16574
3308112
SH
SOLE
3308112
0
0
ROYCE VALUE TR INC
COM
780910105
27165
1873452
SH
SOLE
1873452
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
38500
4695146
SH
SOLE
4695146
0
0
BLACKSTONE GSO FLTING RTE FU
COM
09256U105
6689
389566
SH
SOLE
389566
0
0
ELLSWORTH FUND LTD
COM
289074106
2343
270923
SH
SOLE
270923
0
0
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
32559
4341140
SH
SOLE
4341140
0
0
BLACKROCK GLOBAL OPP EQTY TR
COM
092501105
17454
1236998
SH
SOLE
1236998
0
0
POLONIA BACORP INC MD
COM
73158Q109
593
57551
SH
SOLE
57551
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
16916
2901540
SH
SOLE
2901540
0
0
ISHARES TR
S&P 100 ETF
464287101
70533
800061
SH
SOLE
800061
0
0
ROYCE GLOBAL VALUE TR INC
COM
78081T104
1115
127969
SH
SOLE
127969
0
0
WESTERN ASSET GLOBAL CP DEFI
COM
95790C107
3210
176455
SH
SOLE
176455
0
0
NUVEEN EQUITY PREM & GROWTH
COM
6706EW100
2587
183990
SH
SOLE
183990
0
0
MADISON STRTG SECTOR PREM FD
COM
558268108
742
59869
SH
SOLE
59869
0
0
APOLLO TACTICAL INCOME FD IN
COM
037638103
2580
149114
SH
SOLE
149114
0
0
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
17146
1502678
SH
SOLE
1502678
0
0
NUVEEN MULTI MKT INCOME FD I
COM
67075J107
666
88173
SH
SOLE
88173
0
0
FLAHERTY & CRUMRINE DYN PFD
SHS
33848W106
3259
144248
SH
SOLE
144248
0
0
BLACKROCK MULTI-SECTOR INC T
COM
09258A107
5099
287419
SH
SOLE
287419
0
0
ALLIANZGI EQUITY & CONV INCO
COM
018829101
4059
204264
SH
SOLE
204264
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
9765
669754
SH
SOLE
669754
0
0
BLACKROCK DEFINED OPPRTY CR
COM
09255Q105
653
48615
SH
SOLE
48615
0
0
FIRST TR INTER DUR PFD & IN
COM
33718W103
6168
283959
SH
SOLE
283959
0
0
BLACKSTONE GSO LNG SHRT CR I
COM SHS BN INT
09257D102
972
58224
SH
SOLE
58224
0
0
OMNIAMERICAN BANCORP INC
COM
68216R107
1034
39780
SH
SOLE
39780
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
10644
81177
SH
SOLE
81177
0
0
NUVEEN NY MUN VALUE FD
COM
67073D102
3221
360685
SH
SOLE
360685
0
0
SARATOGA INVT CORP
COM NEW
80349A208
218
13613
SH
SOLE
13613
0
0
NUVEEN NY MUN VALUE FD
COM
67062M105
368
37870
SH
SOLE
37870
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
1385
116120
SH
SOLE
116120
0
0
MFS INTERMARKET INCOME TRUST
SH BEN INT
59318R103
181
21637
SH
SOLE
21637
0
0
PROSHARES TR
PSHS ULSHT SP500
74347B300
2784
112846
SH
SOLE
112846
0
0
WHITEHORSE FIN INC
COM
96524V106
383
28874
SH
SOLE
28874
0
0
INTERVEST BANCSHARES CORP
COM
460927106
396
41455
SH
SOLE
41455
0
0
NUVEEN EQUITY PREM INCOME FD
COM
6706ER101
865
67880
SH
SOLE
67880
0
0
ARES COML REAL ESTATE CORP
COM
04013V108
552
47189
SH
SOLE
47189
0
0
NUVEEN EQUITY PREM ADV FD
COM
6706ET107
551
42186
SH
SOLE
42186
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
9690
96827
SH
SOLE
96827
0
0
VIRTUS TOTAL RETURN FD
COM
92829A103
178
38211
SH
SOLE
38211
0
0
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
458
91037
SH
SOLE
91037
0
0
EATON VANCE ENHANCED EQ INC
COM
278274105
743
54190
SH
SOLE
54190
0
0
GDL FUND
COM SH BEN IT
361570104
290
27485
SH
SOLE
27485
0
0
NUVEEN GBL INCOME OPPORTUN F
COM
67073C104
141
11369
SH
SOLE
11369
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
28808
351618
SH
SOLE
351618
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
271
41683
SH
SOLE
41683
0
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
362
26682
SH
SOLE
26682
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
480
41000
SH
SOLE
41000
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
484
101065
SH
SOLE
101065
0
0
NEW GERMANY FD INC
COM
644465106
212
12691
SH
SOLE
12691
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
28140
277955
SH
SOLE
277955
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
1069
113610
SH
SOLE
113610
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
2989
139967
SH
SOLE
139967
0
0
BLACKROCK RES & COMM STRAT T
SHS
09257A108
209
18600
SH
SOLE
18600
0
0
PENNANTPARK INVT CORP
COM
708062104
311
28517
SH
SOLE
28517
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
518
19122
SH
SOLE
19122
0
0
NEXPOINT CR STRATEGIES FD
COM
65340G106
227
21378
SH
SOLE
21378
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
201
12770
SH
SOLE
12770
0
0
HATTERAS FINL CORP
COM
41902R103
455
25351
SH
SOLE
25351
0
0
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
357
19540
SH
SOLE
19540
0
0
NEW MTN FIN CORP
COM
647551100
155
10543
SH
SOLE
10543
0
0
TWO HBRS INVT CORP
COM
90187B101
599
61978
SH
SOLE
61978
0
0
TALMER BANCORP INC
COM
87482X101
156
11268
SH
SOLE
11268
0
0
ALPINE TOTAL DYNAMIC DIVID F
COM SH BEN INT N
021060207
144
16947
SH
SOLE
16947
0
0
FS INVT CORP
COM
302635107
378
35066
SH
SOLE
35066
0
0
MARKIT LTD
SHS
G58249106
585
25060
SH
SOLE
25060
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
252
16040
SH
SOLE
16040
0
0
ARES CAP CORP
COM
04010L103
656
40588
SH
SOLE
40588
0
0
MFA FINL INC
COM
55272X102
350
45000
SH
SOLE
45000
0
0
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
101
13358
SH
SOLE
13358
0
0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
378
16266
SH
SOLE
16266
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
375
8900
SH
SOLE
8900
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
293
7370
SH
SOLE
7370
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
436
5758
SH
SOLE
5758
0
0
LOEWS CORP
COM
540424108
733
17590
SH
SOLE
17590
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
386
3487
SH
SOLE
3487
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
292
7266
SH
SOLE
7266
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
228
11892
SH
SOLE
11892
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
514
4427
SH
SOLE
4427
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
319
4441
SH
SOLE
4441
0
0
ISHARES
MSCI JAPAN ETF
464286848
149
12660
SH
SOLE
12660
0
0
ISHARES TR
MSCI EAFE ETF
464287465
424
6616
SH
SOLE
6616
0
0
INTEL CORP
COM
458140100
757
21743
SH
SOLE
21743
0
0
CITIGROUP INC
COM NEW
172967424
415
8000
SH
SOLE
8000
0
0
UNION PAC CORP
COM
907818108
236
2180
SH
SOLE
2180
0
0
CONOCOPHILLIPS
COM
20825C104
222
2900
SH
SOLE
2900
0
0
MERCK & CO INC NEW
COM
58933Y105
385
6500
SH
SOLE
6500
0
0
CISCO SYS INC
COM
17275R102
272
10800
SH
SOLE
10800
0
0
CHEVRON CORP NEW
COM
166764100
477
4000
SH
SOLE
4000
0
0
PFIZER INC
COM
717081103
383
12956
SH
SOLE
12956
0
0
JOHNSON & JOHNSON
COM
478160104
546
5120
SH
SOLE
5120
0
0
BANK AMER CORP
COM
060505104
311
18226
SH
SOLE
18226
0
0
MICROSOFT CORP
COM
594918104
648
13970
SH
SOLE
13970
0
0
JPMORGAN CHASE & CO
COM
46625H100
301
5000
SH
SOLE
5000
0
0
GENERAL ELECTRIC CO
COM
369604103
322
12559
SH
SOLE
12559
0
0
PROCTER & GAMBLE CO
COM
742718109
251
3000
SH
SOLE
3000
0
0