-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WG/HY3laIOesLNCjCa7grZOXIcW9GHC4OrqNxFHxFBoHP8kpqv4edllmmnG6FKgt aWMgde/AMLgr+de5qHsagA== 0001356223-11-000002.txt : 20110211 0001356223-11-000002.hdr.sgml : 20110211 20110211112820 ACCESSION NUMBER: 0001356223-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Relative Value Partners, LLC CENTRAL INDEX KEY: 0001356223 IRS NUMBER: 201026469 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12229 FILM NUMBER: 11595950 BUSINESS ADDRESS: STREET 1: 1033 SKOKIE BOULEVARD STREET 2: SUITE 150 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: (847) 513-6300 MAIL ADDRESS: STREET 1: 1033 SKOKIE BOULEVARD STREET 2: SUITE 150 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 rvp4q10form13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Decemberer 31, 2010 Check here if Amendment []; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RELATIVE VALUE PARTNERS, LLC ----------------------------------------------------- Address: 1033 SKOKIE BLVD., SUITE 470, NORTHBROOK, IL 60062 ----------------------------------------------------- Form 13F File Number: 028-12229 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: MAURY FERTIG ------------------------- Title: MANAGING MEMBER ------------------------- Phone: 847-513-6300 ------------------------- Signature, Place, and Date of Signing: /s/ MAURY FERTIG NORTHBROOK, IL 2/11/2011 - --------------------- -------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------ Form 13F Information Table Entry Total: 85 ------------ Form 13F Information Table Value Total: 353,703 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x $1000) RN AMT PRN CALL DSCRETN MANAGERS SOLE - --------------------------- -------------- --------- --------- ------- --- ---- ------- -------- ---------------- 3M CO COM 88579Y101 216 2500 SH SOLE NONE 2500 ABBOTT LABS COM 002824100 279 5820 SH SOLE NONE 5820 ABERDEEN ASIA PACIFIC INCOM COM 003009107 2874 425734 SH SOLE NONE 425734 ADAMS EXPRESS CO COM 006212104 124 11562 SH SOLE NONE 11562 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 9258 1167487 SH SOLE NONE 1167487 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 285 5000 SH SOLE NONE 5000 BANCROFT FUND LTD COM 059695106 716 42342 SH SOLE NONE 42342 BANK OF AMERICA CORP COM 060505104 390 29271 SH SOLE NONE 29271 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1106 13800 SH SOLE NONE 13800 BLACKROCK CREDIT ALL INC TR COM 092508100 16937 1399791 SH SOLE NONE 1399791 BLACKROCK CREDIT ALL INC TR COM 09255H105 6950 706988 SH SOLE NONE 706988 BLACKROCK STRAT DIVD ACHIEVE COM 09249Y107 488 45680 SH SOLE NONE 45680 BP PLC SPONSORED ADR 055622104 331 7500 SH SOLE NONE 7500 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 148 11724 SH SOLE NONE 11724 CHEVRON CORP NEW COM 166764100 827 9067 SH SOLE NONE 9067 CISCO SYS INC COM 17275R102 324 16000 SH SOLE NONE 16000 CITIGROUP INC COM 172967101 287 60748 SH SOLE NONE 60748 CLAYMORE DIVID & INCOME FD COM 18385J105 967 64400 SH SOLE NONE 64400 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 5614 417408 SH SOLE NONE 417408 COHEN & STEERS INFRASTRUCTUR COM 19248A109 1079 65698 SH SOLE NONE 65698 COHEN & STEERS QUALITY RLTY COM 19247L106 168 19400 SH SOLE NONE 19400 DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 12353 877363 SH SOLE NONE 877363 EATON VANCE LTD DUR INCOME F COM 27828H105 1759 109622 SH SOLE NONE 109622 EATON VANCE RISK MNGD DIV EQ COM 27829G106 17444 1313538 SH SOLE NONE 1313538 EATON VANCE SH TM DR DIVR IN COM 27828V104 1232 72983 SH SOLE NONE 72983 EATON VANCE TAX MNG GBL DV E COM 27829F108 14102 1339237 SH SOLE NONE 1339237 EATON VANCE TX MGD DIV EQ IN COM 27828N102 6419 567583 SH SOLE NONE 567583 ELLSWORTH FUND LTD COM 289074106 5971 812336 SH SOLE NONE 812336 FIRST TR/FOUR CRNRS SR FLOAT COM 33733U108 5950 425893 SH SOLE NONE 425893 GABELLI GLOBAL DEAL FD COM SBI 36245G103 2727 203944 SH SOLE NONE 203944 H & Q HEALTHCARE FD SH BEN INT 404052102 301 22480 SH SOLE NONE 22480 HEWLETT PACKARD CO COM 428236103 209 4963 SH SOLE NONE 4963 INTEL CORP COM 458140100 418 19890 SH SOLE NONE 19890 ISHARES TR S&P 100 IDX FD 464287101 17995 317539 SH SOLE NONE 317539 ISHARES TR BARCLYS USAGG B 464287226 650 6145 SH SOLE NONE 6145 ISHARES TR BARCLYS 1-3 YR 464287457 2182 25982 SH SOLE NONE 25982 JOHNSON & JOHNSON COM 478160104 383 6200 SH SOLE NONE 6200 JPMORGAN CHASE & CO COM 46625H100 212 5000 SH SOLE NONE 5000 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 19798 4015774 SH SOLE NONE 4015774 LIBERTY ALL-STAR GROWTH FD I COM 529900102 5976 1406087 SH SOLE NONE 1406087 LMP CAP & INCOME FD INC COM 50208A102 18555 1490368 SH SOLE NONE 1490368 LOCKHEED MARTIN CORP COM 539830109 210 3000 SH SOLE NONE 3000 LOEWS CORP COM 540424108 864 22200 SH SOLE NONE 22200 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 224 12966 SH SOLE NONE 12966 MASTERCARD INC CL A 57636Q104 224 1000 SH SOLE NONE 1000 MFS CHARTER INCOME TR SH BEN INT 552727109 1757 186532 SH SOLE NONE 186532 MFS INVT GRADE MUN TR SH BEN INT 59318B108 99 11251 SH SOLE NONE 11251 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 7278 1054807 SH SOLE NONE 1054807 MICROSOFT CORP COM 594918104 641 22950 SH SOLE NONE 22950 MORGAN STANLEY ASIA PAC FD I COM 61744U106 1150 67705 SH SOLE NONE 67705 NEW GERMANY FD INC COM 644465106 203 12927 SH SOLE NONE 12927 NFJ DIVID INT & PREM STRTGY COM SHS 65337H109 26997 1541798 SH SOLE NONE 1541798 NUVEEN INSD PREM INCOME MUN COM 6706D8104 336 28238 SH SOLE NONE 28238 NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 361 14801 SH SOLE NONE 14801 NUVEEN MULTI STRAT INC GR FD COM SHS 67073D102 10105 1148260 SH SOLE NONE 1148260 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 132 10000 SH SOLE NONE 10000 OMNIAMERICAN BANCORP INC COM 68216R107 1250 92251 SH SOLE NONE 92251 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 227 6000 SH SOLE NONE 6000 PFIZER INC COM 717081103 432 24658 SH SOLE NONE 24658 POSCO SPONSORED ADR 693483109 215 2000 SH SOLE NONE 2000 PROCTER & GAMBLE CO COM 742718109 225 3500 SH SOLE NONE 3500 PROSHARES TR PSHS ULTASH DW30 74347R867 3613 174560 SH SOLE NONE 174560 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 5433 499778 SH SOLE NONE 499778 QWEST COMMUNICATIONS INTL IN COM 749121109 129 16900 SH SOLE NONE 16900 REDWOOD TR INC COM 758075402 166 11133 SH SOLE NONE 11133 ROYCE VALUE TR INC COM 780910105 18421 1266893 SH SOLE NONE 1266893 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 8788 128769 SH SOLE NONE 128769 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 5831 231490 SH SOLE NONE 231490 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 6753 215474 SH SOLE NONE 215474 SPECIAL OPPORTUNITIES FD INC COM 84741T104 12916 875641 SH SOLE NONE 875641 SUNAMERICA FCSED ALPHA GRW COM 867037103 9457 539153 SH SOLE NONE 539153 SUNAMERICA FOCUSE ALPHA LC COM 867038101 3100 196966 SH SOLE NONE 196966 SYSCO CORP COM 871829107 206 7000 SH SOLE NONE 7000 TAIWAN GREATER CHINA FD SH BEN INT 874037104 375 49304 SH SOLE NONE 49304 TCW STRATEGIC INCOME FUND IN COM 872340104 7126 1365192 SH SOLE NONE 1365192 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 209 4000 SH SOLE NONE 4000 TRANSOCEAN LTD REG SHS H8817H100 215 3090 SH SOLE NONE 3090 TS&W CLAYMORE TAX ADVNTG BL COM 87280R108 6037 572728 SH SOLE NONE 572728 UNITED STATES OIL FUND LP UNITS 91232N108 312 8000 SH SOLE NONE 8000 UNITEDHEALTH GROUP INC COM 91324P102 202 5600 SH SOLE NONE 5600 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 13818 172138 SH SOLE NONE 172138 WESCO FINL CORP COM 950817106 239 650 SH SOLE NONE 650 WESTERN UN CO COM 959802109 223 12000 SH SOLE NONE 12000 WEYERHAEUSER CO COM 962166104 227 12000 SH SOLE NONE 12000 ZWEIG FD COM 989834106 12974 3872853 SH SOLE NONE 3872853
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