FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/06/2012 |
3. Issuer Name and Ticker or Trading Symbol
Mellanox Technologies, Ltd. [ MLNX ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 20,743(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | (2) | 12/25/2018 | Ordinary Shares | 2,579 | $8.23 | D | |
Stock Option (Right to Buy) | (3) | 04/21/2019 | Ordinary Shares | 8,590 | $10.23 | D | |
Stock Option (Right to Buy) | (3) | 04/21/2019 | Ordinary Shares | 4,000 | $10.23 | D |
Explanation of Responses: |
1. Includes 11,221 unvested Restricted Share Units ("RSU's"). The Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU upon vesting. |
2. One-quarter (1/4) of the 5,560 shares subject to the option vested on 12/26/2009 and the remainder of the shares subject to this option vest at a rate of 1/48th monthly thereafter, such that 100% of the shares subject to the opton will be fully vested and exercisable on 12/26/2012. |
3. 100% of the shares subject to this option are fully vested and exercisable. |
Remarks: |
/s/ Yakov (Jacob) Shulman by Matthew Gloss, Power of Attorney | 09/10/2012 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |