0001123292-20-000639.txt : 20200402 0001123292-20-000639.hdr.sgml : 20200402 20200402163642 ACCESSION NUMBER: 0001123292-20-000639 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200402 DATE AS OF CHANGE: 20200402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sterling Rick L. CENTRAL INDEX KEY: 0001583123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36042 FILM NUMBER: 20769521 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECIGEN, INC. CENTRAL INDEX KEY: 0001356090 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-556-9900 MAIL ADDRESS: STREET 1: 20374 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 FORMER COMPANY: FORMER CONFORMED NAME: INTREXON CORP DATE OF NAME CHANGE: 20060313 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-03-31 0001356090 PRECIGEN, INC. PGEN 0001583123 Sterling Rick L. 20374 SENECA MEADOWS PARKWAY GERMANTOWN MD 20876 0 1 0 0 Chief Financial Officer Common Stock 2020-03-31 4 M 0 14340 A 157372 D Common Stock 2020-04-01 4 S 0 4927 3.0159 D 152445 D Restricted Stock Units 2020-03-31 4 M 0 14340 0 D Common Stock 14340 0 D Each restricted stock unit represents a contingent right to receive one share of Precigen common stock. This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. The restricted stock units were granted on April 9, 2019 and have vested in full. /s/ Rick L. Sterling, by Donald P. Lehr, as attorney-in-fact 2020-04-02