-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VzPilPxmhrNQytmy09E7hqwOdpQKEDsvUYATL4fNdqZqyuWcB7Dh2ATXc+9zSznO xfu/9kvaYPwDSKaJQ/MN6w== 0001019687-11-000365.txt : 20110202 0001019687-11-000365.hdr.sgml : 20110202 20110202170216 ACCESSION NUMBER: 0001019687-11-000365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110201 FILED AS OF DATE: 20110202 DATE AS OF CHANGE: 20110202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wood Edmund R CENTRAL INDEX KEY: 0001478746 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51891 FILM NUMBER: 11567310 MAIL ADDRESS: STREET 1: C/O INTERNATIONAL STEM CELL STREET 2: 2595 JASON COURT CITY: OCEANSIDE STATE: CA ZIP: 92056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: International Stem Cell CORP CENTRAL INDEX KEY: 0001355790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204494098 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2595 JASON COURT CITY: OCEANSIDE STATE: CA ZIP: 92056 BUSINESS PHONE: 760-940-6383 MAIL ADDRESS: STREET 1: 2595 JASON COURT CITY: OCEANSIDE STATE: CA ZIP: 92056 FORMER COMPANY: FORMER CONFORMED NAME: BTHC III INC. DATE OF NAME CHANGE: 20060310 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-01 0001355790 International Stem Cell CORP ISCO.OB 0001478746 Wood Edmund R C/O INTERNATIONAL STEM CELL CORP. 2595 JASON COURT OCEANSIDE, CA 92056 0 1 0 0 CFO Common Stock 2011-02-01 4 M 0 5000 .45 A 5000 D Common Stock 2011-02-01 4 S 0 5000 1.50 D 0 D Employee Stock Option (Right to Buy) .45 2011-02-01 4 M 0 5000 0 D 2018-04-22 Common Stock 5000 110000 D Sold pursuant to 10b5-1 plan, effective date - 1/1/2011. Option issued for 150,000 shares and became exercisable in fifty equal monthly increments of 3,000 shares commencing 5/22/2008. /s/ Edmund R. Wood 2011-02-02 -----END PRIVACY-ENHANCED MESSAGE-----